Compliance Counsel

5 hours ago


Jacksonville, Florida, United States Triad Financial Services, Inc. Full time
Job Description

Triad Financial Services, Inc. is seeking a highly skilled Compliance Counsel to join our team. This role will specialize in regulatory compliance and contract review within the financial, mortgage, insurance, and lending sector. The successful candidate will be responsible for providing legal counsel and support related to regulatory compliance, risk management, and contractual matters.

This is a full-time, in-house role that will work out of our Jacksonville, FL headquarters. The base salary range for this position is $115K to $145K, depending on education, experience, and skill set. We offer a comprehensive benefit package that includes health/dental on Day 1, 3 weeks PTO, 401k with corporate matching, tuition reimbursement, and more.

Key Responsibilities:

  • Stay abreast of laws, regulations, and industry standards impacting the mortgage, financial, banking, and lending sectors.
  • Conduct legal research and analysis to assess compliance requirements and provide guidance to business units on regulatory matters.
  • Assist in developing compliance policies, procedures, and training programs to ensure adherence to regulatory requirements and mitigate compliance risks.
  • Assist and advise the Chief Compliance Officer on licensing matters.
  • Conduct legal due diligence on potential business transactions, acquisitions, or partnerships to identify legal risks and liabilities.
  • Collaborate with risk management and internal audit teams to assess contractual risks, develop risk mitigation strategies, and monitor risk exposure.
  • Review, draft, and negotiate a wide range of contracts, including loan agreements, credit facilities, financial services agreements, vendor contracts, and other legal documents.
  • Ensure contracts comply with legal requirements, company policies, and regulatory standards applicable to the financial, banking, or lending industry.

Qualifications:

  • Juris Doctor (JD) degree from an accredited law school.
  • Licensed to practice law and in good standing in the State of Florida (preferred) or licensed to practice law and in good standing in a United States jurisdiction where you reside and eligible for certification as Authorized House Counsel with the Florida State Bar and Supreme Court.
  • 5+ years of experience practicing regulatory compliance law with a focus on compliance and risk, preferably within the mortgage, financial, banking, insurance, or lending industries.
  • In-depth knowledge of financial regulations and industry-specific legal requirements (e.g., RESPA, Reg X, GLBA, Reg P, TILA, Reg Z, HMDA, The Dodd-Frank Act, UDAAP, etc.) strongly preferred.
  • Corporate experience, including commercial transactions and contract review and negotiation a plus.
  • Prior in-house experience preferred.
  • Strong analytical, drafting, negotiation, and communication skills, with the ability to interact effectively with diverse stakeholders.
  • Exceptional communication skills, both written and verbal.
  • Experience conducting legal research, due diligence, risk assessments, and compliance audits.
  • Proficiency in legal software, Lexis Nexis, contract management tools, and Microsoft Office Suite.
  • Demonstrated ability to work independently, prioritize tasks, and handle multiple projects in a fast-paced environment.
  • Certification in compliance (CRCM, CCEP, CAMS) is a plus.

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