Securities Trading Support Specialist

2 weeks ago


New York, New York, United States Raymond James Financial Incorporated Full time

Position Overview

As a Securities Trading/Sales Assistant at Raymond James Financial Incorporated, you will leverage your skills to support trading operations and enhance client interactions.

Primary Responsibilities

  • Verify transaction precision
  • Compile management reports
  • Address intricate challenges
  • Maintain comprehensive account documentation
  • Facilitate dialogue between clients and trading/sales personnel
  • Keep abreast of industry standards and practices
  • Streamline workflow processes
  • Execute trades and engage in client discussions
  • Assist with compliance evaluations
  • Effectively utilize market and client information
  • Operate necessary office equipment and software tools
  • And additional tasks as required

Required Qualifications

Knowledge and Skills

  • Familiarity with securities industry operations
  • Expertise in trading and sales methodologies
  • Experience in trade processing and market analysis

Essential Skills

  • Professional communication and analytical problem-solving
  • Data interpretation and innovative problem resolution
  • Attention to detail and adherence to quality standards
  • Management of workflow processes
  • Proficiency in technical tools and market data analysis
  • Competence in office equipment and software applications

Key Abilities

  • Strong oral and written communication skills
  • Exceptional customer service capabilities
  • Ability to make independent decisions and work collaboratively
  • Organizational skills for task prioritization and deadline adherence
  • Capability to build and sustain effective relationships

Education and Experience Requirements

  • Bachelor's Degree with a minimum of 5 years in sales/trading
  • Alternatively, a relevant combination of education and experience

Licenses and Certifications

  • Required: SIE and Series 7/Series 63 Licenses

Core Values at Raymond James

Raymond James promotes five guiding principles that reflect our core values, and we expect all associates to contribute to the ongoing development of the firm.

  • Commitment to professional growth and inspiration
  • Collaboration to achieve desired outcomes
  • Client-focused decision-making
  • Accountability and delivery of results
  • Active contribution to the firm's progress


  • New York, New York, United States Hudson River Trading Full time

    About the RoleHudson River Trading (HRT) is seeking a highly skilled Electronic Trading Support Engineer to join our Trade Operations team in our London office. As a key member of our team, you will be responsible for ensuring a smooth trading day and providing immediate support for systems and trading issues.Key ResponsibilitiesSupport live trading during...


  • New York, New York, United States Hudson River Trading Full time

    Job DescriptionRole OverviewHudson River Trading is seeking a highly skilled Quantitative Trading Specialist to join our team. As a key member of our trading organization, you will be responsible for building and maintaining predictive models that drive our trading strategies.Key ResponsibilitiesDevelop and implement statistical models to analyze market and...


  • New York, New York, United States Hudson River Trading Full time

    About the RoleHudson River Trading (HRT) is seeking a highly skilled Senior Identity Security Specialist to join our Identity & Access Management (IAM) team. As a key member of our team, you will be responsible for designing and implementing secure identity and access management solutions that align with our company's global cyber security systems.Key...


  • New York, New York, United States TekisHub Consulting Services Full time

    Senior Trade Support Specialist / Analyst @ New York City, NY Role Responsibilities:Provide Application Support for multiple Equity Sales and Trading Applications focusing on Bloomberg and Fidessa/OMS Provide front office and operational support to traders across various regions Support trading platforms during high paced production trading scenarios Be able...


  • New York, New York, United States Hudson River Trading Full time

    Job DescriptionOverviewHudson River Trading (HRT) is seeking exceptional full-time students to join our Algorithm Development summer internship program. As a Quantitative Trading Specialist, you will have the opportunity to rotate between our high-frequency trading, multi-frequency trading, and/or machine learning teams.Key ResponsibilitiesLeverage our...


  • New York, New York, United States Citadel Securities Full time

    Job OverviewCitadel Securities is a leading market maker across multiple regions and asset classes, operating a large and diverse technology platform. Our platform requires the highest quality code to be deployed into production, necessitating extensive use of automation.Key Responsibilities:Collaborate with trading system developers, quantitative...


  • New York, New York, United States Group One Trading Full time

    Job DescriptionAbout Group One TradingGroup One Trading is a leading specialist and market maker across every US equity option exchange group. With over 30 years of experience, we have grown into one of the largest, privately held options trading firms in the United States. Our traders provide competitive liquidity across a broad range of securities by...


  • New York, New York, United States Group One Trading Full time

    Job DescriptionAbout Group One TradingGroup One Trading is a leading specialist and market maker across every US equity option exchange group. With over 30 years of experience, we have grown into one of the largest, privately held options trading firms in the United States. Our traders provide competitive liquidity across a broad range of securities by...


  • New York, New York, United States DV Trading Full time

    About UsDV Trading is a leading proprietary trading firm that has grown to over 450 employees operating throughout North America and Europe. With a strong presence in the global energy complex, we provide liquidity to worldwide financial markets and hedging opportunities to commodity producers and users.Our BusinessWe specialize in trading crude oil, refined...


  • New York, New York, United States Tandym Health Full time

    Tandym Health is seeking a detail-oriented and analytical Financial Trading Support Specialist to enhance their dynamic team. This position is crucial for the operational efficiency of the trading desk, focusing on various support activities essential for seamless trading operations. Key Responsibilities The Financial Trading Support Specialist will...


  • New York, New York, United States CW Talent Solutions Full time

    About the RoleWe are seeking a highly skilled Trade Support Specialist to join our team at CW Talent Solutions. As a key member of our organization, you will play a crucial role in implementing and overseeing electronic risk management and financial controls.Key ResponsibilitiesImplement and Oversee Electronic Risk Management: Develop and execute strategies...


  • New York, New York, United States Innova Solutions Full time

    Job Summary:Innova Solutions is seeking a highly skilled Trading Support Specialist to join our team. As a key member of our financial operations team, you will be responsible for providing critical support to our trading operations, ensuring seamless execution of trades, and maintaining accurate records.Key Responsibilities:Trade Support: Provide first...


  • New York, New York, United States Tandym Health Full time

    Tandym Health is seeking a detail-oriented and analytical Trade Support Specialist to enhance our dynamic team. In this pivotal role, the Trade Support Specialist will oversee essential support operations for the trading desk, which includes trade entry, reconciliation processes, profit and loss assessments, and the integration of new trading...


  • New York, New York, United States TradeZero America Full time

    Margin SpecialistTradeZero America, a growing broker dealer in the fintech space is seeking an experienced Brokerage Operations Specialist for its New York office. The employee will report to the Senior Margin Analyst. The primary responsibility will be to assist with managing retail clients day-to-day margin requirements.The candidate must be fully...


  • New York, New York, United States QUANTEAM - North America (RAINBOW PARTNERS Group) Full time

    Company OverviewQuanteam, as the founding entity of RAINBOW PARTNERS, is a consulting firm dedicated to the Banking, Finance, and Financial Services sectors. Our commitment to core values such as collaboration, diversity, and excellence drives our team of 1,000 skilled consultants from 35 different nationalities, working across 10 international...


  • New York, New York, United States QUANTEAM - North America (RAINBOW PARTNERS Group) Full time

    Company OverviewAs a pioneering entity within RAINBOW PARTNERS, Quanteam is a consulting firm dedicated to the sectors of Banking, Finance, and Financial Services. Our commitment to core values such as collaboration, diversity, and excellence drives our team of 1,000 skilled consultants, representing 35 different nationalities, across 10 international...


  • New York, New York, United States QUANTEAM - North America (RAINBOW PARTNERS Group) Full time

    Company OverviewQUANTEAM, part of the RAINBOW PARTNERS Group, is a distinguished consulting firm dedicated to the realms of Banking, Finance, and Financial Services. Our ethos is built on the principles of collaboration, diversity, and excellence, with a team of 1,000 skilled consultants from 35 nationalities, operating across 10 global offices.Position...


  • New York, New York, United States QUANTEAM - North America (RAINBOW PARTNERS Group) Full time

    Company OverviewQUANTEAM, a key player within the RAINBOW PARTNERS Group, is a consulting firm dedicated to the Banking, Finance, and Financial Services sectors. Our team of 1,000 skilled consultants, representing a diverse range of 35 nationalities, operates across 10 international offices, fostering a culture of collaboration, diversity, and...

  • Security Engineer

    1 month ago


    New York, New York, United States Hudson River Trading Full time

    Hudson River Trading (HRT) is seeking a seasoned Security Engineer to join their expanding Identity & Access Management (IAM) team. As a senior-level Security Engineer at HRT, you will play a key role in designing secure identity, authentication, and access control solutions that have a strategic impact on the company's global cyber security systems.The...


  • New York, New York, United States Michael Page Full time

    About Our CompanyMichael Page is a leading recruitment agency specializing in professional, senior-level and executive search services. Our client is a prominent asset manager with a strong reputation in the industry.Job SummaryWe are seeking a highly skilled Credit Operations Specialist to join our client's team. The successful candidate will be responsible...