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Regulatory Compliance Validator

2 months ago

Chicago, Illinois, United States Northern Trust Full time
About Northern Trust

Northern Trust is a leading global financial institution with a rich history dating back to 1889. As a Fortune 500 company, we have established ourselves as a trusted partner for individuals, families, and institutions seeking innovative financial solutions.

Our commitment to service, expertise, and integrity has enabled us to build long-lasting relationships with our clients and stakeholders. With over 130 years of experience and a team of over 22,000 partners, we serve the world's most sophisticated clients using cutting-edge technology and exceptional service.

Job Summary

We are seeking a highly skilled Strategic Remediation Validation Specialist to join our Global Significant Remediation Oversight and Governance team within the Global Regulatory Affairs Office. The successful candidate will report to the Head of Strategic Remediation Validation and will be responsible for contributing to the design and execution of the significant remediation validation testing plan.

Key Responsibilities
  • Leadership and Management:
    • Demonstrate excellent communication and leadership skills to influence a wide range of stakeholders.
    • Demonstrate strong initiative, project management, people skills, sound decision-making, intuitive thinking, and sensitivity to cultural diversity.
  • Technical / Operational:
    • Establish and develop strong working relationships with key stakeholders.
    • Accurately design and execute the validation approach and ensure that validation documentation is clear, concise, supports the reviews performed, and explains decisions made during the project.
    • Identify and analyze risks, plan and prioritize validation tasks for on-time delivery, conduct interviews, observe operations, document and analyze processes and controls.
    • Exercise responsibility over the execution of assigned regulatory validation projects and/or deliverables to ensure that work is performed promptly and accurately.
Requirements
  • A college or university degree.
  • 10+ years of experience in financial services, with 5+ years of testing experience in a financial institution, or similar consultancy experience in the financial services industry.
  • Superior analytical, and organizational skills.
  • Ability to work under pressure.
  • Ability to multitask and prove flexibility to change plans at short notice.
  • Ability to communicate effectively in both oral and written forms, with all levels of staff and management.
Preferred Skills / Experience
  • Professional certifications (e.g., CPA, CISA, CIA, ACA, ACCA) and/or an MBA or JD along with proven technical abilities in select areas (e.g., regulatory compliance, risk management, auditing).
  • Experience in designing and delivering high-quality, high-value internal testing programs for large businesses or regulated environments.
Competencies
  • Ability to execute a formal validation/testing strategy that reflects the organization's risk profile, regulatory/legal requirements, and current risk trends.
  • Demonstrate strong initiative and people skills, sound decision-making, analytical and intuitive mind-sets, political awareness, and sensitivity to cultural diversity.
  • Ability to manage through critical issues and realign priorities and deliverables as needed.
  • Ability to manage and direct global teams across multiple, complex efforts.
  • Ability to form evaluative judgment(s) based on analysis of information in complicated, unique and dynamic situations.
Working with Us

As a Northern Trust partner, you will be part of a flexible and collaborative work culture in an organization where financial strength and stability is an asset that emboldens us to explore new ideas. We value an inclusive workplace and understand flexibility means different things to different people. We are committed to working with and providing reasonable accommodations to individuals with disabilities. If you need a reasonable accommodation for any part of the employment process, please email our HR Service Center at. We hope you're excited about the role and the opportunity to work with us. Apply today and talk to us about your flexible working requirements and together we can achieve greater.