Regulatory Compliance Specialist

4 weeks ago


Chicago, Illinois, United States Avant Full time
Regulatory Compliance Role at Avant

We are seeking a highly motivated and detail-oriented individual to join our team as a Regulatory Compliance Specialist. As a key member of our compliance team, you will be responsible for conducting second-line regulatory compliance monitoring and testing, supporting regulatory risk assessments, and supporting regulatory compliance training.

This role may also entail support of other compliance functions, including compliance reporting and utilization of governance, risk, and compliance (GRC) software. You will work closely with multiple business units to support regulatory compliance oversight of Avant's growing product offering.

Key Responsibilities:

  • Perform targeted regulatory testing to ensure compliance with applicable regulations
  • Evaluate policy, procedure, training, and processes with respect to regulatory requirements
  • Partner with business units to effectively address risk identified through compliance audits
  • Assist in execution of the regulatory risk assessment framework, including collaboration with various business units to identify controls and gaps in business rules and processes
  • Participate in team initiatives to enhance second-line compliance oversight and strategic business partnership, aligned to growth and scale of the growing Avant business

Requirements:

  • ~ 4+ years of financial services regulatory compliance experience (bank experience preferred)
  • ~ Bachelor's Degree required; Ability to multitask between complex projects in a fast-paced environment
  • ~ Excellent ability to investigate, analyze, and interpret data as well as state and federal regulations
  • ~ Willingness to learn new skills and monitor aptitude development to optimize accuracy and performance
  • ~ LogicGate, SQL, Atlassian (Jira and Confluence), and/or Looker experience a plus

About Avant:

We believe that a diverse set of backgrounds and experiences helps us create the most innovative solutions for our customers. We are all owners of the customer experience. We're problem solvers who love collaborating with intelligent and highly motivated people to reshape the face of digital banking.

Avant offers terrific perks and benefits, fun social events with employees who actually like hanging out together, and a flexible growth environment where trying your hand at new projects and being the active owner of your career path is encouraged and supported.



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