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Regulatory Validation and Relations Audit Expert
4 weeks ago
Northern Trust, a leading financial institution, is seeking an experienced Regulatory Validation and Relations Audit Specialist to join our team. As a key member of our Audit Services group, you will play a critical role in ensuring the successful execution and delivery of validation approaches.
This high-profile role will engage with senior members of Northern Trust and support the Director as a primary point of contact for Audit Services regulatory issue remediation assurance activities.
You will be responsible for defining and ensuring the successful execution and delivery of validation approaches through engagement with all levels of management from across Audit Services, businesses, and control functions.
This is an exceptional opportunity for an experienced audit professional who is keen to apply their knowledge and experience in the Regulatory Validation and Relations team.
Key Responsibilities- Manage complex and multiple project objectives concurrently, including resourcing, workpaper review, and ensuring timely completion
- Identify emerging risks and react quickly
- Interact with a wide range of stakeholders, including senior management and regulators
- Represent Audit Services in various committees, task forces, etc.
- Lead, guide, and coach staff, and foster an environment that encourages partner participation, teamwork, and communication
- Draft clear, concise audit reports and/or memos, ensuring timely communication of risks and audit conclusions to senior and executive management
- Maintain familiarity of and technical expertise with business unit(s) organizational structure, personnel, activities, and products, new product development, financial performance, and risk and problem areas
- Stay current on regulatory rules and changes within the industry
- Bachelor's degree
- 10+ years of experience within the banking/financial services sector or similar public accounting experience in the financial services industry, of which at least 5 years internal audit experience
- Experience with regulatory engagement
We have a balanced hybrid working model to ensure you get the flexibility you need. You will be part of a flexible and collaborative work culture in an organization where financial strength and stability is an asset that emboldens us to explore new ideas.
Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company committed to assisting the communities we serve.
