Regulatory Compliance Manager

About the RoleRSM is seeking a highly skilled Regulatory Compliance Manager to join our Risk Advisory Services practice. As a key member of our team, you will be responsible for leading and delivering regulatory compliance internal audits, assessments, and other services to clients within the financial services industry.Key ResponsibilitiesDevelop and...

Regulatory Compliance ManagerRSM's Regulatory Compliance group is seeking a strong regulatory compliance resource to join our fast-growing Risk Advisory Services practice at the Manager level. As a Regulatory Compliance Manager, you will lead and deliver regulatory compliance internal audits, assessments, model validations, and other services at client...

About the Role:We are seeking a highly skilled and experienced Regulatory Compliance Manager to lead our AML and Sanctions programs. As a key member of our team, you will be responsible for ensuring the effectiveness and reliability of our AML and Sanctions programs, and for providing expert advice and insights on compliance and internal audit best...

Job DescriptionDaubert Chemical Co. Inc. is a leading specialty chemical manufacturer seeking a highly skilled Regulatory Compliance Specialist to ensure global compliance with regulations and standards. The ideal candidate will have a strong background in regulatory affairs and a proven track record of ensuring compliance with international, national, and...

Regulatory Compliance AnalystWEX Inc., a leading provider of business-to-business payment solutions, is seeking a highly skilled Regulatory Compliance Analyst to join its team. As a key member of the Financial Services Compliance Advisory group, you will play a critical role in maintaining the company's leadership position in the industry.Key...

Regulatory Compliance SpecialistAt HCSC, we empower our employees with curated development plans that foster growth and promote rewarding, fulfilling careers. This position is responsible for coordinating and administering various responsibilities within the HCSC regulatory office, working with high-risk issues and departments to ensure compliance with...

Job Title: Compliance Officer - Exam and Inquiry ManagementMarex Services Group, LLC is seeking a highly skilled Compliance Officer to join our team. As a key member of our compliance function, you will be responsible for ensuring that our business activities are conducted in accordance with regulatory requirements.Key Responsibilities:Track, compile, and...

Job OverviewPosition: Compliance Specialist Location: Fully Remote – Operating on EST or CST hours. Sector: Wealth Management Compensation: $30 - $35/hrAbout Addison Group:Addison Group is a distinguished entity in the wealth management industry, dedicated to delivering extensive investment and financial advisory services. We are in the process of...

About Marex Services Group, LLCMarex Services Group, LLC is a global financial services platform that provides essential liquidity, market access, and infrastructure services to clients in the energy, commodities, and financial markets.Job SummaryWe are seeking a highly skilled Compliance Officer - Exam and Inquiry Management to join our team. As the first...

About the RoleMarex Services Group, LLC is seeking a highly skilled Compliance Officer to join our team. As a key member of our compliance function, you will be responsible for ensuring that our business activities are conducted in accordance with relevant laws and regulations.Key ResponsibilitiesTrack, compile, and submit responses to regulatory inquiries,...

Job SummaryWe are seeking a highly skilled and experienced Senior Regulatory Compliance Officer to join our team at HCSC. This role will be responsible for coordinating and administering various responsibilities within our regulatory office, working with high-risk issues and departments to ensure compliance with federal and state regulations.Key...

Job SummaryWe are seeking a highly skilled and experienced Regulatory Compliance Officer to join our team at Racing Officials. The successful candidate will be responsible for ensuring the integrity of horse racing in Illinois, ensuring compliance with rules and regulations, and maintaining the health and safety of equine participants.Key...

Job Summary:We are seeking a highly skilled and experienced Senior In-House Legal Counsel to join our dynamic team at Oliver James Associates Ltd. as a Compliance and Regulatory Counsel, Life Insurance.About the Role:The successful candidate will play a crucial role in providing comprehensive legal support with a primary focus on compliance and regulatory...

Job SummaryOxford Financial Group, Ltd. is seeking a highly skilled and experienced Chief Compliance Officer to lead our compliance program and ensure adherence to regulatory requirements.Key ResponsibilitiesDevelop and oversee the compliance program, including annual risk assessments and compliance reportsOversee the correction of compliance matters,...

Job DescriptionLarson Maddox is seeking a seasoned Chief Compliance Officer to join our team. As a key member of our organization, you will be responsible for ensuring our compliance with regulatory requirements and developing a robust compliance framework.Key Responsibilities:Regulatory Filings: Oversee the preparation and submission of regulatory filings,...

About the RoleWe are seeking a seasoned Compliance Leader to join our team at Ascendo Resources. As a key member of our organization, you will play a critical role in ensuring our compliance with regulatory standards and industry best practices.Key ResponsibilitiesRegulatory Compliance: Develop and implement effective compliance programs to ensure adherence...

About Northern TrustNorthern Trust is a leading global financial institution with a rich history dating back to 1889. As a Fortune 500 company, we have established ourselves as a trusted partner for individuals, families, and institutions seeking innovative financial solutions.Our commitment to service, expertise, and integrity has enabled us to build...

Legal Advisor – UK/EU Regulatory Affairs (Fluency in German Required)Position Overview:We are collaborating with a prominent global investment management firm seeking a skilled regulatory and compliance attorney to fulfill the role of Legal Advisor. This position can be based in either Chicago or New York and involves overseeing the legal and regulatory...

About this Role:Wells Fargo Bank is seeking a highly skilled Senior Counsel to join our Regulatory Compliance, Programs, & Controls team in the Chief Operating Office Legal Division.This Senior Counsel will provide expert legal support and advice on policy management and procedures, and will serve as a trusted advisor and strategic partner to senior leaders...

About the RoleWe are seeking a highly skilled Senior Associate to join our Risk Consulting practice at RSM. As a key member of our team, you will be responsible for leading and delivering regulatory compliance internal audits, assessments, model validations, and other services at client locations within financial institutions.Key ResponsibilitiesExecute...