Senior Audit Manager

2 weeks ago


New York, New York, United States Redefined Corp Full time
Position Overview:
This role entails the independent execution of testing procedures during intricate audit operations across various Lines of Business (LOBs).

Core Responsibilities:
Independently design and implement audit tests, evaluate issues for their impact on business operations, and recommend appropriate severity ratings. Build and maintain strong relationships with business partners.

Key expectations include assessing the control environment, promoting an inclusive workplace culture, leveraging product, business, and technical knowledge, and aiding in the development of team members.


Detailed Responsibilities:
1. Develop and execute audit strategies that ensure effective risk-based auditing by defining the scope and creating audit programs, utilizing automation and innovative techniques for timely and high-quality results.
2. Apply comprehensive knowledge of products, business operations, and technical skills to effectively challenge management practices and enhance the control environment.
3. Analyze impacts on business processes, controls, and strategies to provide insightful recommendations on severity ratings.
4. Contribute to the drafting of audit reports and communicate findings to business leaders.
5. Facilitate the growth of peers and teams through on-the-job training while fostering an inclusive work atmosphere.
6. Establish collaborative relationships with line management to enhance business acumen.
7. Employ innovative tools to enhance the efficiency of audit activities (e.g., testing methodologies).


Required Qualifications:
4-5 years of experience in auditing or in a compliance/business controls/risk management capacity, with specific expertise in trading desk operations across Equities or Fixed Income, Currencies, and Commodities asset classes.
Background in audit or risk control within financial services.
Intermediate skills in analytics and automation (SQL, SAS, Excel, and Access).


Essential Skills:
Analytical Thinking, Audit Planning, Internal Audit Review, Issue Management, Risk Management, Attention to Detail, Automation, Business Acumen, Project Management, Technical Documentation, Coaching, Critical Thinking, Relationship Building, Written Communication.
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