Senior Audit Manager

2 weeks ago


New York, New York, United States RaiZan Solutions Full time
Job Overview

RaiZan Solutions LLC is seeking a qualified candidate for the role of Audit Supervisor. This position offers a unique opportunity to engage in a fast-paced, international setting where your contributions will be highly valued.

The Audit Supervisor is responsible for executing comprehensive audit procedures across various Lines of Business (LOBs). This includes conducting audits for sectors such as equity capital markets, debt capital markets, investment banking, corporate banking, and leasing operations. Collaboration with global teams, particularly in EMEA and APAC, is a key aspect of this role.

Core Responsibilities:
  • Audit Strategy Implementation: Establish audit objectives and frameworks, employing risk-based methodologies and innovative approaches.
  • Control Environment Assessment: Utilize industry knowledge to critically evaluate management practices and enhance control mechanisms.
  • Impact Evaluation: Analyze business processes and controls, offering insights and recommendations on risk severity.
  • Audit Documentation: Assist in the preparation of audit reports and communicate findings to senior management.
  • Team Development: Mentor colleagues and promote a culture of inclusivity within the team.
  • Business Relationship Management: Cultivate strong partnerships with line management to enhance business understanding.
  • Innovative Audit Solutions: Leverage automation and analytical tools to streamline audit processes.
  • Project Coordination: Effectively manage multiple assignments in a dynamic work environment.
Required Qualifications:
  • 5-7 years of experience in internal auditing, business control, compliance, or risk management, specifically within corporate and investment banking (GCIB).
  • A minimum of 2 years of experience in auditing the Investment Banking sector within a GCIB framework.
  • Proven experience in risk and control assessment.
  • Strong skills in stakeholder management.
  • Proactive attitude with a strong sense of ownership, adaptability, and intellectual curiosity.
  • Exceptional organizational, analytical, verbal, and written communication abilities.
  • Bachelor's degree is required.
Preferred Qualifications:
  • Experience in mentoring and developing junior team members.
  • Prior experience in a large global banking institution.
  • Relevant certifications such as CFA, CPA, FRM, or CIA are advantageous.
Essential Skills:
  • Analytical Thinking
  • Audit Planning
  • Internal Audit Review
  • Issue Management
  • Risk Management
  • Attention to Detail
  • Automation
  • Business Acumen
  • Project Management
  • Technical Documentation
  • Coaching
  • Critical Thinking
  • Relationship Building
  • Written Communication
  • Knowledge of Banking Products and Processes
  • Familiarity with Risk and Controls in the Business
  • Stakeholder Engagement and Communication Skills
Additional Information:
  • Variable Compensation: Opportunity for performance-based bonuses
  • Equity: Not applicable
  • Sponsorship: Not available
  • Relocation: Not provided
  • Direct Reports: None
  • Work Hours: Fixed schedule

RaiZan Solutions LLC is dedicated to identifying the ideal candidate for this pivotal role. If you possess the necessary qualifications and are eager to advance your career, we encourage you to consider this opportunity.


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