Compliance Testing Officer

ResponsibilitiesDeveloping, implementing, and executing compliance testing and reporting programs in accordance with the Compliance Independent Assessment Plan.Participating in the planning, executing, and reporting of compliance testing reviews and compliance and regulatory issue validation in accordance with the Compliance Independent Assessment (CIA) Plan...

Job OverviewCitigroup, Inc. is seeking a skilled Compliance Testing Specialist to join our team. As a key member of our Independent Compliance Risk Management (ICRM) department, you will play a crucial role in assessing significant compliance risks and controls implemented by the first and second line of defense.ResponsibilitiesPerform independent testing...

About BluevineWe are a financial technology company on a mission to provide innovative banking solutions for small business owners. Our goal is to empower entrepreneurs with confidence by delivering end-to-end banking and lending products.With a proven track record of success, we have grown exponentially since our inception in 2013. We have amassed over...

About the RoleWe are seeking a Senior Compliance Risk Officer to join our team at Citigroup, Inc. in Jersey City, New Jersey. As a key member of our Independent Compliance Risk Management (ICRM) department, you will be responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or...

Job Summary:Citigroup, Inc. is seeking a highly skilled Compliance Product Officer to join our team. As a key member of our Independent Compliance Risk Management (ICRM) function, you will be responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation.In this role, you...

Job DescriptionThe role of Compliance Testing Officer at Citigroup, Inc. is to serve as a key member of the Independent Compliance Risk Management (ICRM) team. The successful candidate will be responsible for assessing significant compliance risks and controls implemented by the first and second line of defense. Key activities include developing,...

About the RoleAs a DOT Compliance Specialist, you will be responsible for conducting on-site drug and alcohol testing at various transportation hubs. You will work closely with leadership to ensure compliance with federal regulations and maintain accurate records.This role requires excellent communication skills, attention to detail, and the ability to work...

Job Overview:Welcome to Disability Solutions, where we strive to create a better financial future for all. We are committed to being a great place to work, fostering diversity and inclusion in every aspect of our organization.As a Compliance and Operational Risk Officer, you will play a vital role in ensuring our company adheres to regulatory requirements...

About Sumitomo Mitsui Banking Corp.We are a top-tier global financial group with a 400-year history. Our company has over 130 offices and 80,000 employees worldwide, offering a diverse range of financial services.In the Americas, we have a significant presence, with operations in the US, Canada, Mexico, Brazil, Chile, Colombia, and Peru. We provide...

Job RequirementsTo succeed in this role, you will need to have a Juris Doctor (JD) degree from an accredited law school and be a member in good standing with the provincial Bar.You will also require 5+ years of experience in corporate law, preferably in an in-house counsel role.Desirable Skills and Qualifications:Strong knowledge of corporate governance,...

Job DescriptionThe Financial Crimes Compliance (FCC) Unit's Quality Assurance (QA) Testing Team is responsible for assessing compliance with AML/BSA and Sanctions laws and regulations. The QA Testing VP conducts day-to-day testing efforts related to KYC, Sanctions, FIU Investigations, and other FCC units. Key responsibilities include assessing operating...

Sumitomo Mitsui Banking Corp is a leading global financial institution with a rich history spanning over 400 years. Headquartered in Tokyo, the company offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. With over 130 offices worldwide and more than 80,000 employees across nearly 40...

We are seeking an experienced Compliance Risk Management Specialist to join our team at Lenmar Consulting Inc in Jersey City, NJ.About the JobThis is a W2 Contract opportunity that offers a competitive salary of $59 per hour, with no benefits.The job duration is 12 months plus, and the location is Jersey City, NJ. We are looking for a highly skilled...

About the RoleThe Sanctions Testing Specialist will be responsible for conducting day-to-day testing efforts related to KYC, Sanctions, FIU Investigations and other FCC units within the Financial Crimes Compliance (FCC) Unit. This role involves supporting the planning and execution of the unit's activities and assisting in training the unit's analysts in...

About the RoleThis position involves assessing compliance with AML/BSA and sanctions laws and regulations within our Financial Crimes Compliance (FCC) Unit. You will be conducting day-to-day testing efforts related to KYC, Sanctions, FIU Investigations, and other FCC units.Your responsibilities will include supporting planning and execution of unit...

About UsBetMGM is a leading sports betting and online gaming company in the United States. We are a partnership between two powerhouse organizations-MGM Resorts International and Entain Group.Our CultureWe strive to deliver the best quality in gaming platforms and create a culture of empathy where our employees feel valued, heard, and comfortable bringing...

SummaryThis is an exciting opportunity to join Sumitomo Mitsui Banking Corp's (SMMC) Financial Crimes Compliance (FCC) Unit as a Quality Assurance (QA) Testing Associate. In this role, you will play a key part in ensuring compliance with Anti-Money Laundering (AML)/Bank Secrecy Act (BSA) and Sanctions laws and regulations, supporting the planning and...

About the JobThe Senior Compliance Risk Officer will play a critical role in ensuring that our organization remains compliant with all applicable laws, regulations, and standards. This individual will be responsible for developing and implementing comprehensive compliance programs, providing guidance and training to employees, and collaborating with...

Job DescriptionThe IT Audit Manager will play a critical role in ensuring the effectiveness of our control environment. This includes identifying and assessing risks, developing audit plans, and executing audits to ensure compliance with regulatory requirements. Additionally, the successful candidate will provide guidance and support to junior team members...

Job OverviewWe are seeking a highly skilled Compliance Officer for our Prime Brokerage team, responsible for overseeing and enforcing regulatory compliance. The role also involves broader oversight of the correspondent clearing compliance, prime brokerage-specific compliance, including margin requirements, client onboarding, AML/KYC, and risk management...