Compliance Assurance Manager

3 weeks ago


Jersey City, New Jersey, United States Sumitomo Mitsui Banking Corp Full time

Job Description

The Financial Crimes Compliance (FCC) Unit's Quality Assurance (QA) Testing Team is responsible for assessing compliance with AML/BSA and Sanctions laws and regulations. The QA Testing VP conducts day-to-day testing efforts related to KYC, Sanctions, FIU Investigations, and other FCC units. Key responsibilities include assessing operating effectiveness of SMBC's Financial Crime Compliance controls and adherence to SMBC's policies, procedures, processes, and applicable laws and regulations.



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