Audit and Compliance Professional

Underground Administration is seeking an experienced IT Audit Manager to lead audit projects and drive control assessments.The successful candidate will have a strong background in IT audit, including SDLC and infrastructure expertise, as well as excellent team leadership skills.The estimated salary for this role is $115,000 - $135,000 per...

Job OverviewWe are seeking a highly skilled Compliance Officer for our Prime Brokerage team, responsible for overseeing and enforcing regulatory compliance. The role also involves broader oversight of the correspondent clearing compliance, prime brokerage-specific compliance, including margin requirements, client onboarding, AML/KYC, and risk management...

About the RoleWe are seeking a highly skilled Compliance Testing Officer to join our team. As a key member of our Compliance function, you will be responsible for executing independent compliance testing for the U.S. Compliance Testing Program.Key ResponsibilitiesConduct testing across the CUSO/IHC, inclusive of transactional testing as well as controls to...

About MyHR RescueWe are a leading provider of innovative solutions for the financial services industry. Our employees work at the center of the world's financial markets, bringing both innovation and stability to the post-trade lifecycle.Financial Services Industry ExperienceThe ideal candidate will have a strong understanding of the financial services...

We are seeking an experienced Compliance Risk Management Specialist to join our team at Lenmar Consulting Inc in Jersey City, NJ.About the JobThis is a W2 Contract opportunity that offers a competitive salary of $59 per hour, with no benefits.The job duration is 12 months plus, and the location is Jersey City, NJ. We are looking for a highly skilled...

The IT Audit Manager Lead at Knak Digital will play a critical role in ensuring the effectiveness of our IT controls. We are seeking a seasoned professional with 8+ years of experience in IT audit and expertise in SDLC, Change Management, Security, and Infrastructure audit. This is a hybrid role with 3 days onsite and 2 days remote work arrangement.Role...

Job OverviewCitigroup, Inc. is seeking a skilled Compliance Testing Specialist to join our team. As a key member of our Independent Compliance Risk Management (ICRM) department, you will play a crucial role in assessing significant compliance risks and controls implemented by the first and second line of defense.ResponsibilitiesPerform independent testing...

Job OverviewJefferson Wells is seeking a highly skilled Regulatory Compliance Specialist to join our team. In this role, you will be responsible for advising internal stakeholders on implementation and development of CFTC, NFA and SEC swap dealer requirements.About the RoleWe offer a competitive salary of $82,500 per year, plus...

Job DescriptionAs a Model Risk Management Associate, you will play a critical role in ensuring the accuracy and reliability of SMBC's financial models. Reporting to the Risk Model Validation Executive Director, you will partner with stakeholders across the firm, including model owners, developers, IT, audit, senior management, and the Board. Your primary...

Knak Digital is committed to providing a comprehensive compensation package that includes a base salary of $150,000 - $200,000 per year, depending on experience, plus benefits such as comprehensive health and life insurance, pension/retirement benefits, paid time off, and personal/family care leaves.Job OverviewThis role focuses on leading IT audit projects...

Job DescriptionFidelity Investments is seeking a talented Enterprise Compliance Specialist to join our team. As a member of our Enterprise Services Compliance function, you will play a critical role in overseeing the support of Green Pier FinTech LLC, a broker-dealer within Fidelity Center for Applied Technology.About the RoleYou will be responsible for...

About the RoleThe Compliance Anti-Money Laundering (AML) Risk Management Director for US Retail Brokerage/Broker-Dealer and Consumer Wealth is a senior management level position responsible for establishing internal procedures to prevent money laundering and assist in all matters concerning financial crimes in coordination with the broader AML team.The...

We are seeking an experienced IT Business Analyst to join our team at Genesis10.$55.15-$63.15 per hourAbout the Role:This position involves working with our client in Jersey City, NJ, to support Governance, Oversight, and Health Reporting for Backup and Enterprise Critical Infrastructure activities following Regulatory MRA remediation.The ideal candidate...

Job Title: Data Quality and Compliance ProfessionalOverview:We are seeking a highly skilled Data Quality and Compliance Professional to join our team. This position involves developing and implementing strategic data quality solutions, ensuring high-quality data across various financial and regulatory projects.Key Responsibilities:Develop and implement data...

The IT Sr Audit Manager will play a critical role in executing complex IT audits, assessing control effectiveness, and managing senior stakeholder relationships. This is a challenging and rewarding opportunity for an experienced professional who wants to make a meaningful contribution to Knak Digital's success.RequirementsTo be successful in this role, you...

Job OverviewWe are seeking a Senior Compliance Manager, Digital Advertising to join our team at Moomoo Financial Inc. This role involves overseeing and reviewing marketing/PR/branding materials to ensure compliance with relevant laws, company policies, and regulations set by FINRA and the SEC. The ideal candidate will have a strong business-supporting...

About Genesis10Genesis10, a leading staffing firm, is seeking an IT Project Manager with expertise in risk and compliance. Located in Jersey City, NJ, this 12+ month contract position offers a competitive salary range of $55.15-$63.15 per hour.Job ResponsibilitiesWork within the organization that supports Governance, Oversight, and Health Reporting for...

Job OverviewWe are seeking a seasoned Compliance Expert to join our team at Fidelity Investments. This role will play a critical part in ensuring the regulatory integrity of our Enterprise Services, an innovation hub that explores emerging technologies and enhances operational capabilities.About the RoleAs a Regulatory Advisor for Emerging Technologies, you...

Job SummaryWe are seeking a highly skilled SVP, Regulatory Operations to lead our US swap data reporting efforts. As the head of US swap data reporting, you will be responsible for ensuring compliance with CFTC and SEC regulations.About Jefferies Financial Group Inc.Jefferies Financial Group Inc. is a global full-service investment bank and securities firm....

About JefferiesJefferies is a global full-service investment banking and securities firm. Our strategy focuses on building out our investment banking effort, enhancing our capital markets businesses, and developing our alternative asset management platform.Job SummaryWe are seeking a US/Canada Tax Compliance Manager to join our team. This role will be...