Compliance Officer
7 days ago
We are a financial technology company on a mission to provide innovative banking solutions for small business owners. Our goal is to empower entrepreneurs with confidence by delivering end-to-end banking and lending products.
With a proven track record of success, we have grown exponentially since our inception in 2013. We have amassed over 400,000 customers across all 50 states and a global team of more than 500 people.
Our passion is driven by purpose: to give small businesses the tools they need to succeed. We believe that collaboration, problem-solving, and learning and growing together are key to our success.
We follow a hybrid model, working onsite Tuesdays and Wednesdays in Jersey City. Our collaborative culture is built on innovation and community impact.
The RoleYou will play a pivotal role in ensuring Bluevine's compliance with Bank Secrecy Act (BSA) regulations and internal policies. Reporting directly to the BSA Officer, you will lead internal monitoring and testing activities, coordinating with various business teams to gather necessary information for internal control testing.
You'll also act as a subject matter expert and primary contact for first-line teams, ensuring adherence to all relevant regulations and assisting in the development and enhancement of BSA-related processes and controls.
Key Responsibilities:- Monitoring & Testing: Conduct internal monitoring and testing efforts to assess compliance with BSA regulations.
- Subject Matter Expertise: Serve as a point of contact for first-line teams, providing guidance on compliance matters.
- Reporting Management: Oversee unusual activity reporting and manage 314(a) compliance.
- Reporting & Analysis: Prepare monthly reports, identify trends, investigate root causes, and address potential issues.
- Issue Remediation: Assist in remediation efforts by collaborating with the BSA Officer and relevant business partners to address identified gaps and implement recommendations.
- Ad Hoc Requests: Respond to ad hoc requests, escalate issues as needed, and incorporate feedback from manager reviews and quality control processes.
- 2+ years of BSA Compliance experience; commercial banking and/or fintech experience preferred
- Bachelor's degree or equivalent work experience
- Working knowledge of the Bank Secrecy Act, USA PATRIOT Act, and other relevant regulations, guidelines, and best practices
- Ability to analyze complex data, detect patterns, and identify unusual activity
- Excellent health coverage and life insurance benefits
- 401K with an immediate 3% company match
- PTO, Company Holidays, and Flexible Holidays
- Company-sponsored Mental Health Benefits, including 1:1 therapy
- Over $1,000 annually for a wellness benefit of your choice
- Monthly WFH stipend
- Generous, paid parental leave covering up to 20 weeks of leave for birthing parents and up to 12 weeks of leave for all other parents
- Access to financial coaches and education sessions
- Free commuter benefits - Caltrain passes for San Francisco employees and a monthly parking allowance
- Weekly catered lunches and fully stocked kitchen pantries
- Community-based volunteering opportunities
$74,300 - $89,200
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