Compliance and Operational Risk Officer

About the JobDisability Solutions is seeking an experienced Compliance and Operational Risk Officer to join our team. As a key member of our risk management team, you will be responsible for ensuring the effective implementation of our Compliance and Operational Risk Management Program and Standard Operating Procedures.Key Responsibilities:- Assist in...

About the RoleWe are seeking a Senior Compliance Risk Officer to join our team at Citigroup, Inc. in Jersey City, New Jersey. As a key member of our Independent Compliance Risk Management (ICRM) department, you will be responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or...

Job Summary:Citigroup, Inc. is seeking a highly skilled Compliance Product Officer to join our team. As a key member of our Independent Compliance Risk Management (ICRM) function, you will be responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation.In this role, you...

Job Description:Citigroup, Inc. is seeking a highly skilled Compliance Risk Manager to join our team in Jersey City, New Jersey. As a key member of our Product Compliance Risk Management department, you will play a critical role in ensuring the firm's compliance with applicable laws, rules, and regulations.This exciting opportunity will involve monitoring...

Role OverviewRisk management is a vital component of any organization's success. As the Chief Risk Management Officer, you will be responsible for identifying, assessing, and mitigating risks to ensure the company remains stable and secure.In this role, you will work closely with various departments to develop and implement risk management strategies,...

Job DescriptionThe role of Compliance Testing Officer at Citigroup, Inc. is to serve as a key member of the Independent Compliance Risk Management (ICRM) team. The successful candidate will be responsible for assessing significant compliance risks and controls implemented by the first and second line of defense. Key activities include developing,...

**Job Description**We are seeking a Risk Management and Compliance Specialist to join our team at MDMS Recruiting LLC. The successful candidate will have 8-10 years of experience in security GRC, project management, and other security practices.Estimated Salary:$150,000 - $200,000 per annumThe role involves leading our risk management and compliance...

Job OverviewAt Citigroup, Inc., we are seeking a highly skilled Compliance Testing Officer to join our team. This individual will play a crucial role in assessing compliance risks and controls implemented by the first and second line of defense. As a key member of our Independent Compliance Risk Management (ICRM) testing team, you will be responsible for...

**Job Summary**We are seeking a highly skilled Compliance Risk Specialist to join our team. The ideal candidate will have 5-8 years of experience in compliance and risk management, with a strong understanding of regulatory laws and rules.The Senior Compliance Analyst will be responsible for designing and implementing new or enhanced surveillances to detect...

Company OverviewFutu US Inc. is a leading provider of financial services, operating two SEC registered broker-dealers and a cryptocurrency brokerage under the umbrella of Futu Holdings Limited (Nasdaq: FUTU). Our mission focuses on innovating the investing landscape through a digitized brokerage and wealth management platform that elevates the investment...

About the Role:The Surveillance Services Manager will oversee the ICRM Global Surveillance platform, which encompasses a number of surveillance-related portfolios including trade surveillance, e-communications, and voice surveillance, employee trading, outside activities surveillance, and information barrier surveillance. This role requires the management of...

We are seeking a highly skilled Senior Director of Risk and Compliance to join our Risk Management team. In this role, you will be responsible for overseeing the management of complex/critical/large professional disciplinary areas within Citigroup, Inc.This position requires a comprehensive understanding of multiple areas within a function and how they...

We are seeking a highly skilled and experienced Compliance Risk Management Director to join our team at Sumitomo Mitsui Banking Corp. As a key member of our Financial Crimes Compliance (FCC) Unit, you will be responsible for developing and implementing effective compliance programs to mitigate risks and improve overall governance. Your primary goal will be...

At Citigroup, we are seeking a skilled Compliance Risk Management Lead to join our team. In this role, you will be responsible for overseeing surveillance services designed to detect behaviors that may violate regulatory rules or internal policies and procedures. This includes the design and implementation of new or enhanced surveillances.The ideal candidate...

About MoomooMoomoo is a leading innovator in the financial services industry, with two SEC registered broker-dealers and a cryptocurrency brokerage under its wing. Our mission revolves around transforming the investing landscape through a digitized platform that enhances the investment experience. Here's an overview of our key entities: Futu Clearing Inc.: A...

Job OverviewThe Director of Regulatory Compliance and Risk position at DTCC involves assisting in the evaluation and monitoring of key financial risk management-related controls used by DTCC to adhere to regulatory requirements. This role requires a deep understanding of applicable laws and regulations, as well as experience working at or with financial...

Job OverviewCitigroup, Inc. is seeking an experienced AML Compliance Risk Manager to lead the development and implementation of our Anti-Money Laundering (AML) risk management program for the US broker dealer and consumer wealth business lines.

Senior Vice President - Asset Servicing OperationsWe are seeking a highly experienced Senior Vice President to lead our Asset Servicing Operations team. This is an exciting opportunity to leverage your expertise in risk management, process improvement, and leadership to drive business growth and excellence.Key ResponsibilitiesLead change projects across...

As a Compliance and Risk Management Intern at Raymond James Financial Services, you will have the opportunity to work under general supervision on specific projects within an assigned functional area. Your knowledge and skills obtained through formal education and/or experience will be utilized to drive success in this role.Job DescriptionThe Summer...

About MoomooFutu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage - all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU). Our core mission revolves around innovating the investing landscape through a digitized brokerage and wealth management...