Compliance Manager

12 hours ago


Los Angeles, California, United States Larson Maddox Full time

Job Summary

Larson Maddox is seeking a seasoned Compliance Manager to oversee the firm's institutional business operations and client onboarding services. The ideal candidate will have prior experience in compliance and client operations, with a strong understanding of institutional investment vehicles.

Key Responsibilities

  • Manage a small team of compliance associates and oversee client services operations
  • Collaborate with senior managers across different business units, including legal and compliance
  • Conduct research on regulatory practices and trends
  • Ensure operational effectiveness of client activities and accounts

Requirements

  • Senior-level experience in compliance and business operations
  • Past leadership experience in directly managing teams
  • Strong expertise in institutional investing
  • Ability to effectively communicate with senior management and different business units

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