Senior Compliance Manager

9 hours ago


Los Angeles, California, United States Larson Maddox Full time
Senior Compliance Manager

Larson Maddox is seeking a seasoned Senior Compliance Manager to oversee the firm's institutional business operations and client onboarding services. This role will be responsible for managing a small team of compliance associates and collaborating with senior managers across the firm on strategic initiatives.

Key Responsibilities:
  • Oversee client services operations and onboarding for institutional prospects
  • Manage a small team of compliance associates
  • Collaborate with senior managers across different business units
  • Conduct research on regulatory practices and trends
Requirements:
  • Prior senior-level experience in compliance and business operations
  • Leadership experience in directly managing and developing teams
  • Strong expertise in institutional investing
  • Ability to effectively communicate with senior management and different business units

This is an excellent opportunity to join a reputable firm and contribute to the growth and success of the compliance team.



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