Compliance Director
2 weeks ago
Larson Maddox is a global equity manager that prioritizes research and technology to manage billions in assets across various public equity strategies. Our firm is known for innovation in equity management and a commitment to exceeding client expectations. We foster a collaborative work environment that values work-life balance, offering a competitive compensation package and opportunities for long-term career growth.
Position OverviewThe Director of Compliance and Risk will be a senior leader within the compliance team, working closely with the Chief Compliance Officer and other managers to ensure adherence to regulatory requirements and internal policies. This role involves evaluating and improving the compliance and operational risk program, promoting ethical conduct, and developing policies to prevent regulatory violations.
Key Responsibilities- Ensure compliance with global financial regulations and identify areas for improvement.
- Mitigate compliance and operational risks through proactive monitoring and assessment.
- Develop and implement compliance policies and procedures to maintain regulatory adherence.
- Conduct regular testing and assessments to manage risks and ensure regulatory compliance.
- Provide guidance on compliance matters to internal teams and stakeholders.
- Prepare and submit regulatory filings in a timely and accurate manner.
- Investigate compliance breaches and implement corrective actions to prevent recurrence.
- Engage with clients and participate in internal committees to promote collaboration and knowledge sharing.
- 12+ years of experience in compliance or regulatory roles within financial services.
- Bachelor's degree in finance, law, business, or a related field.
- Strong understanding of relevant regulations and industry standards.
- Excellent analytical, writing, and communication skills.
- Proven leadership and decision-making abilities.
-
Compliance Director
2 weeks ago
Los Angeles, California, United States Wayoh Full timeJob Title: Compliance DirectorCompany: WayohLocation: Los AngelesJob Type: Full-timeSalary: $170,000 - $210,000 + discretionary bonusJob Description:Role Summary:The Compliance Director will partner with the Chief Compliance Officer, in-house counsel, and other leaders across the firm to ensure the company and its employees comply with regulatory...
-
Compliance Director
3 weeks ago
Los Angeles, California, United States Los Angeles Capital Management LLC Full timeJob Title: Director, Compliance & RiskAbout the Role:We are seeking a highly experienced Director, Compliance & Risk to join our team at Los Angeles Capital Management LLC. As a key member of our Compliance and Risk team, you will be responsible for ensuring the company's practices comply with global financial regulations and industry standards.Key...
-
Compliance Director
2 weeks ago
Los Angeles, California, United States Children's Hospital Los Angeles Full timePosition Summary:This is a challenging and rewarding role that requires a strong understanding of healthcare compliance regulations and policies. As a Compliance Director at Children's Hospital Los Angeles, you will be responsible for ensuring the day-to-day effectiveness of our Compliance Program.Key Responsibilities:Provide leadership to the Compliance...
-
Compliance Director
4 weeks ago
Los Angeles, California, United States Larson Maddox Full timeAbout Larson MaddoxLarson Maddox is a global equity manager with a strong emphasis on research and technology, managing billions in assets across various public equity strategies. Our firm has a reputation for innovation in equity management and a commitment to exceeding client expectations. We foster a work environment that values teamwork and work-life...
-
Compliance Director
1 week ago
Los Angeles, California, United States Larson Maddox Full timeAbout Larson MaddoxLarson Maddox is a global equity manager that prioritizes research and technology to manage billions in assets across various public equity strategies. Our commitment to innovation and client satisfaction has earned us a reputation for excellence in equity management.Job OverviewThe Director, Compliance & Risk will be a senior leader...
-
Mortgage Compliance Director
2 weeks ago
Los Angeles, California, United States City National Bank Full timeMortgage Compliance Manager Job DescriptionAt City National Bank, we're committed to excellence in all aspects of our business, including compliance. As a Mortgage Compliance Manager, you'll play a critical role in ensuring our mortgage banking division operates in accordance with regulatory requirements and industry best practices.Key...
-
Compliance Specialist
2 weeks ago
Los Angeles, California, United States MV Transportation Full timeJob SummaryMV Transportation is seeking a highly skilled Compliance Specialist to join our team. As a key member of our compliance team, you will play a critical role in ensuring our divisions meet regulatory requirements and maintain a strong compliance program.Key ResponsibilitiesDevelop and implement strategies to improve regulatory compliance within each...
-
Regional Compliance Specialist
2 weeks ago
Los Angeles, California, United States MV Transportation Full timeJob Title: Regional Compliance SpecialistOverview:We are seeking a highly skilled Regional Compliance Specialist to join our team at MV Transportation. As a key member of our compliance team, you will play a critical role in ensuring our divisions meet compliance requirements in areas such as company standards, regulatory safety, drug and alcohol programs,...
-
Finance Director
3 weeks ago
Los Angeles, California, United States ESPERANZA COMMUNITY HOUSING CORPORA Full timeJob Title: Director of FinanceEsperanza Community Housing Corporation is seeking a highly skilled and experienced Director of Finance to join our team. The successful candidate will be responsible for leading the financial management of the organization, ensuring the accuracy and integrity of financial reporting, and providing strategic financial guidance to...
-
Program Director
4 weeks ago
Los Angeles, California, United States Monte Nido & Affiliates, LLC Full timeJob SummaryWe are seeking a highly skilled and experienced Program Manager to join our team at Monte Nido & Affiliates, LLC. The successful candidate will be responsible for overseeing the daily operations of our facility, ensuring compliance with regulatory standards, and providing exceptional patient care.Key ResponsibilitiesFacilitate the execution of all...
-
Program Director
3 weeks ago
Los Angeles, California, United States Monte Nido & Affiliates, LLC Full timeJob SummaryWe are seeking a highly skilled and experienced Program Manager to join our team at Monte Nido & Affiliates, LLC. The successful candidate will be responsible for overseeing the daily operations of our facility, ensuring compliance with regulatory standards, and providing exceptional patient care.Key ResponsibilitiesFacilitate the execution of all...
-
Executive Director Assistant
3 weeks ago
Los Angeles, California, United States Westwood Village Full timeAssistant Executive Director Opportunity at Westwood VillageWestwood Village, a senior living community managed by Integral Senior Living, is seeking an experienced Assistant Executive Director to support the Executive Director in leading the community to success.Key Responsibilities:Quality Assurance and Regulatory Compliance: Ensure the community meets the...
-
Executive Director Assistant
3 weeks ago
Los Angeles, California, United States Westwood Village Full timeAssistant Executive Director Opportunity at Westwood VillageWestwood Village, a senior living community managed by Integral Senior Living, is seeking an experienced Assistant Executive Director to support the Executive Director in leading the community to success.Key Responsibilities:Quality Assurance and Regulatory Compliance: Ensure the community meets the...
-
Aquatics Director
6 days ago
Los Angeles, California, United States YMCA of Metropolitan Los Angeles Full timeAquatics Director Job DescriptionThe YMCA of Metropolitan Los Angeles is seeking a highly skilled and experienced Aquatics Director to lead our Aquatics Department. As a key member of our team, you will be responsible for managing the Aquatics Department, ensuring compliance with all Association standards and safety procedures, and providing leadership and...
-
Financial Director
2 weeks ago
Los Angeles, California, United States GHJ Full timeJob Title: Director of FinanceGHJ Search and Staffing is proud to partner with the LA Conservation Corps to recruit a highly skilled Director of Finance. This is an exceptional opportunity to join a dynamic organization and contribute to its mission of creating equitable opportunities for young people.Job Summary:The Director of Finance will oversee all...
-
Chief Compliance Officer
3 weeks ago
Los Angeles, California, United States Lightspark Full timeJob Title: Chief Compliance OfficerLightspark is a leading provider of enterprise-grade gateways to the Lightning Network, enabling fast and secure payments globally. We are seeking an experienced Chief Compliance Officer (CCO) to lead our compliance function and ensure regulatory compliance across all business activities.Key Responsibilities:Design and...
-
Chief Compliance Officer
2 weeks ago
Los Angeles, California, United States Lightspark Full timeJob Title: Chief Compliance OfficerLightspark is seeking an experienced Chief Compliance Officer to lead our compliance function and develop, oversee, and manage all aspects of regulatory compliance within our Lightning services business.Key Responsibilities:Design, implement, and maintain an effective compliance program tailored to crypto and fiat payments...
-
Medical Director
3 weeks ago
Los Angeles, California, United States Southern California Permanente Medical Group Full timeAbout the RoleWe are seeking a highly skilled and experienced Medical Director to join our team at Southern California Permanente Medical Group.As a Medical Director, you will be responsible for leading our medical team and providing strategic direction to ensure the delivery of high-quality patient care.Key ResponsibilitiesDevelop and implement clinical...
-
Tax Director
4 weeks ago
Los Angeles, California, United States Technology Recruiting Solutions Full timeJob Title: Tax DirectorWe are seeking a highly skilled Tax Director to join our team at Technology Recruiting Solutions. As a key member of our leadership team, you will be responsible for providing strategic guidance on tax matters and ensuring compliance with all relevant regulations.Key Responsibilities:Develop and implement tax strategies to minimize...
-
Finance Director
3 weeks ago
Los Angeles, California, United States ESPERANZA COMMUNITY HOUSING CORPORA Full timeJob Title: Director of FinanceEsperanza Community Housing Corporation is seeking a highly skilled and experienced Director of Finance to join our team. As a key member of our Executive Management team, the Director of Finance will be responsible for leading all financial matters and activities to ensure the financial health and stability of our...