Regulatory Compliance and Legal Advisor

1 week ago


Plano Texas, United States Fannie Mae Full time

Job Overview

As an essential member of our Compliance and Ethics team, you will provide guidance on risk assessment and oversight for the organization, facilitate risk management initiatives, and offer support for risk mitigation across various departments.

Key Responsibilities

  • Independently lead efforts to ensure adherence to regulatory requirements and produce high-quality deliverables.
  • Collaborate with Legal and Enterprise Risk Management teams to assess new initiatives, assist employees in submitting proposals for regulatory approval, and deliver training and communication.
  • Monitor and report on the status of new initiative submissions, while supporting the associated registry tools.
  • Oversee compliance with Insider Trading Policy preclearance, including monitoring and testing protocols, while producing deliverable-ready work products.
  • Identify relevant employee groups, manage restricted securities lists, review trade preclearance requests, and oversee the management of compliance tools.
  • Provide strategic project leadership, showcasing innovative problem-solving skills to enhance processes and conduct thorough analyses.
  • Review and refine the work of team members prior to management evaluation.
  • Offer mentorship and support to colleagues on various projects.
  • Exhibit strong executive writing capabilities and produce polished deliverables.
  • Collaborate with the team to assess and advise on compliance risks impacting the organization.
  • Engage respectfully and cooperatively with colleagues from diverse functional backgrounds to achieve shared objectives.
  • Create, author, and maintain governance documentation for new processes, while providing guidance on significant amendments to existing documents.
  • Present findings to senior management or regulatory bodies with minimal oversight.

Join us in making a meaningful impact.



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