Regulatory Compliance and Legal Advisor
1 week ago
Job Overview
As an essential member of our Compliance and Ethics team, you will provide guidance on risk assessment and oversight for the organization, facilitate risk management initiatives, and offer support for risk mitigation across various departments.
Key Responsibilities
- Independently lead efforts to ensure adherence to regulatory requirements and produce high-quality deliverables.
- Collaborate with Legal and Enterprise Risk Management teams to assess new initiatives, assist employees in submitting proposals for regulatory approval, and deliver training and communication.
- Monitor and report on the status of new initiative submissions, while supporting the associated registry tools.
- Oversee compliance with Insider Trading Policy preclearance, including monitoring and testing protocols, while producing deliverable-ready work products.
- Identify relevant employee groups, manage restricted securities lists, review trade preclearance requests, and oversee the management of compliance tools.
- Provide strategic project leadership, showcasing innovative problem-solving skills to enhance processes and conduct thorough analyses.
- Review and refine the work of team members prior to management evaluation.
- Offer mentorship and support to colleagues on various projects.
- Exhibit strong executive writing capabilities and produce polished deliverables.
- Collaborate with the team to assess and advise on compliance risks impacting the organization.
- Engage respectfully and cooperatively with colleagues from diverse functional backgrounds to achieve shared objectives.
- Create, author, and maintain governance documentation for new processes, while providing guidance on significant amendments to existing documents.
- Present findings to senior management or regulatory bodies with minimal oversight.
Join us in making a meaningful impact.
-
Senior Legal Advisor
5 days ago
Texas, United States Talently Recruiting Full timeJob Title: Senior Legal AdvisorLocation: RemoteSalary: $130,000-$180,000+ DOESkills: Legal Transactions, Dispute Resolution, Regulatory, GovernmentalAbout Company / Opportunity: Talently Recruiting is seeking a highly experienced attorney to join our team as a Senior Legal Advisor. As a key member of our legal team, you will be responsible for providing...
-
Compliance and Regulatory Legal Officer
2 weeks ago
Texas, United States Warren Recruiting Full timePosition Overview: We are excited to present a unique opportunity for a Legal Compliance Officer to contribute to the innovative efforts of a leading organization. This role is designed for a professional eager to engage with compliance and regulatory matters within a dynamic legal framework.Key Features:Remote Work: Enjoy the flexibility of a fully remote...
-
Compliance and Regulatory Legal Officer
2 weeks ago
Texas, United States Warren Recruiting Full timePosition Overview: We are excited to present a unique opportunity for a Legal Compliance Officer to become a vital part of our esteemed organization. This position is designed for an individual who is passionate about compliance and regulatory affairs within the legal domain.Key Features:Fully Remote: Enjoy the flexibility of working from home.Work-Life...
-
Supply Chain Legal Advisor
8 hours ago
Plano, Texas, United States Samsung SDS America Full timePosition Overview:Samsung SDS is a prominent player in the international logistics sector, offering distinctive logistics solutions. Leveraging cutting-edge IT innovations, SDS introduced the comprehensive logistics platform known as "Cello" in 2010, initiated its logistics operations in 2012, and has since broadened its logistics services through Business...
-
Supply Chain Legal Advisor
2 weeks ago
Plano, Texas, United States Samsung SDS America Full timePosition Overview:At Samsung SDS, a leader in the global logistics sector, we provide innovative logistics solutions. Our renowned integrated logistics platform, 'Cello', has been transforming the industry since its inception. As a Supply Chain Legal Advisor, you will be instrumental in addressing legal matters and supporting various business partners within...
-
Regulatory Compliance Specialist
2 weeks ago
Texas, United States Warren Recruiting Full timePosition Overview: We are excited to present a unique opportunity for a Legal Compliance Officer to become a vital part of the Legal Department at Warren Recruiting. This role is designed for a candidate who is eager to make a significant impact in a newly established virtual position.Key Responsibilities:Collaborate with Research attorneys on the Compliance...
-
Regulatory Compliance Specialist
2 weeks ago
Texas, United States Warren Recruiting Full timePosition Overview: We are excited to present a unique opportunity for a Legal Compliance Officer to become an integral part of our esteemed Legal Department at Warren Recruiting. This role is designed for a professional looking to make a significant impact in a newly established virtual position.Key Responsibilities:Collaborate with Research attorneys within...
-
Plano, Texas, United States Green Brick Partners Full timeOverview:No Agencies or Recruiters- Direct Applicants OnlyAbout Us: Green Brick Mortgage is a prominent independent mortgage firm, affiliated with Green Brick Partners, dedicated to delivering outstanding service and innovative mortgage solutions. With a solid reputation for integrity and customer satisfaction, we aim to foster enduring relationships and...
-
Regulatory Compliance Specialist
3 days ago
Texas, United States Workrise Full timeJob Summary:We are seeking a highly skilled Regulatory Compliance Specialist to join our team at Workrise. As a key member of our organization, you will play a critical role in ensuring compliance with regulatory requirements and supporting the success of our projects.Key Responsibilities:Assist in executing complex tasks related to regulatory compliance,...
-
Corporate Legal Advisor
2 weeks ago
Plano, Texas, United States Fisher Investments Full timeOverview Fisher Investments is a prominent global asset management firm. We are on the lookout for a commercially savvy attorney who is eager to play a vital role in the firm's expansion. This position will provide legal guidance across various functions within the organization, offering a chance to significantly influence the ongoing growth of the...
-
Corporate Legal Advisor
2 weeks ago
Plano, Texas, United States Fisher Investments Full timeOverview Fisher Investments is a prominent global asset management firm seeking a commercially savvy attorney to play a vital role in our ongoing success. This position will provide comprehensive legal support across various functions within the organization, allowing you to significantly influence the firm's development. Become a part of our in-house...
-
Head of Regulatory Compliance
2 weeks ago
Texas, United States Talently Recruiting Full timePosition Title: Director of Regulatory ComplianceLocation: San Antonio, TXCompensation: $140K - $160K+ based on experience, plus a performance bonus of 25%Required Expertise: Regulatory Compliance, Leadership, Medical Technology, FDA RegulationsCompany Overview:We are a pioneering medical technology firm based in San Antonio, TX, specializing in regenerative...
-
Corporate Legal Advisor
1 week ago
Plano, Texas, United States Fisher Investments Full timeOverview Fisher Investments is a prominent global asset management firm. We are looking for a commercially savvy attorney who is eager to play a vital role in the firm's expansion. This position will offer legal guidance across various functions within the organization, allowing you to significantly influence the firm's ongoing development. Become a...
-
Regulatory Compliance Analyst
1 week ago
Texas, United States Barrington James Full timeJoin Our Team as a Regulatory Compliance AnalystContract Opportunity - Full-Time - On-Site - Possibility for Extension.The Regulatory Compliance Analyst plays a crucial role in addressing compliance challenges, drafting exception reports, and managing quality assurance initiatives to uphold regulatory standards. This position requires oversight of...
-
Compliance Officer for Legal Affairs
2 weeks ago
Texas, United States Warren Recruiting Full timePosition Overview: We are excited to present a unique opportunity for a Legal Compliance Officer to become a vital part of our innovative Legal Department at Warren Recruiting. This role is designed for a candidate eager to make a significant impact in a newly established virtual position.Key Responsibilities:Collaborate with the Compliance and Regulatory...
-
Senior Legal Counsel
2 weeks ago
Texas, United States Larson Maddox Full timeOverview: Larson Maddox, a dynamic private equity firm, is seeking a Deputy General Counsel to join their team on a hybrid work model. This role is ideal for an experienced legal expert with a strong foundation in private equity, mergers and acquisitions, and corporate governance.Role Summary: As a key member of our innovative legal team, you will contribute...
-
Director of Regulatory Compliance and Ethics
1 week ago
Austin, Texas, United States Restore Hyper Wellness Full timeJob SummaryRestore Hyper Wellness is seeking a highly skilled Director of Regulatory Compliance to lead our regulatory compliance functions and provide practical and commercially focused regulatory advice to support our growth initiatives.About Restore Hyper WellnessRestore Hyper Wellness is the award-winning creator of an innovative new category of...
-
Senior Corporate Legal Advisor
2 weeks ago
Austin, Texas, United States Jobs for Humanity Full timePosition Type:Full-timeType Of Hire:Experienced (relevant combination of work and education)Education Desired:Bachelor of LawTravel Percentage:5%About the Role:As a Senior Corporate Legal Advisor, you will be entrusted with a diverse array of responsibilities, offering legal counsel on product and commercial matters. Your collaboration with product teams...
-
Head of Regulatory Compliance
2 weeks ago
Texas, United States Talently Recruiting Full timePosition Title: Director of Regulatory AffairsLocation: San Antonio, TXCompensation: $140K - $160K+ based on experience, plus a performance bonus of 25%Essential Skills: Regulatory Affairs, Leadership, Medical Devices, FDA ComplianceCompany Overview:We are a pioneering organization in the medical devices sector, specializing in regenerative medicine. We are...
-
Head of Regulatory Compliance
1 week ago
Texas, United States Talently Recruiting Full timePosition: Director of Regulatory AffairsLocation: San Antonio, TXCompensation: $140K - $160K+ based on experience, plus a performance bonus of 25%Required Expertise: Regulatory Affairs, Leadership, Medical Devices, FDA ComplianceCompany Overview:We are a pioneering organization in the medical devices sector, recognized for our advancements in regenerative...