Principal Risk Specialist, Tech

4 days ago


Plano, Texas, United States Capital One Full time
Job Summary

We are seeking a highly motivated and experienced Principal Risk Specialist to join our Associate Experience Technology (AXT) team at Capital One. As a key member of our team, you will be responsible for ensuring that controls that support Technology critical processes are in compliance with both internal and external regulatory requirements.

Key Responsibilities
  • Risk Consulting to one or more Business Areas relative to their business lines and provide advice and guidance as required
  • Develop and leverage key relationships with stakeholders that enable collaboration across the enterprise
  • Identify and track events and issues to mitigate risk to Capital One. Coordinate with applicable business areas to define and implement remediation activities
  • Lead change control efforts at the process level to ensure impacts are appropriately assessed, documented and implemented
  • Ensure assigned Tech controls are operating effectively and as designed/intended. Own the operational oversight adhering to appropriate policies/standards and provide risk consulting for assigned controls portfolio
  • Provide consultation and oversight on control design, perform effective challenges on control design, and help maintain effective controls for both internal and external testing
  • Perform independent Management "pre-audit" assessments of first line tech controls to determine sufficiency of processes and effectiveness of execution prior to formal testing evaluation.
  • In the event there is a potential issue noted with any control, be responsible for providing consultation and effective challenge, and accountable for remediation plan and issue closure
Requirements
  • Bachelor's Degree or military experience
  • At least 3 years of Technical Risk Management Experience
  • At least 2 years of experience with internal control processes or IT controls auditing
Preferred Qualifications
  • 3+ years of Project Management experience leading cross functional projects and programs in Risk
  • 2+ years of experience in Information Security experience
  • 1+ years of experience developing and implementing industry Risk Frameworks
  • 1+ years of experience with AWS, GCP, Microsoft Azure, or another cloud service
  • Certified in Risk and Information Systems Control (CRISC)
  • Certified Information Systems Auditor (CISA)
About Capital One

Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at the Capital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.



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