Financial Services Regulatory Consultant

4 weeks ago

Little Rock, Arkansas, United States Forvis Mazars Full time
About Forvis Mazars

We are a Top 10 professional services firm focused on providing Advisory, Assurance, and Tax services. Our commitment to Forward Vision drives us to provide rewarding careers and deliver unmatched client experiences through innovative services to our industry-leading global clients.

Financial Services Advisory Practice

We bring our global footprint, clients, industry expertise, and innovative solutions together to help global companies exceed their strategic objectives and needs. Our national and global footprint spans across banking, insurance, global markets, asset and wealth management, and payments. Our clients range from the largest, premier global banks, insurers, and financial institutions to super-regional and community banking clients, asset managers, and Fintech start-ups.

Our Team

We are looking for team members to join our global, inclusive community of passionate financial services advisors. These diverse professionals should be highly skilled, entrepreneurial, and future-focused – they are self-starters with curiosity and a passion for continuous learning. They possess a strong growth mindset that propels themselves and others forward, driving innovation through delivery, and helping clients succeed beyond their expectations.

Key Responsibilities
  • Conducting Regulatory Compliance Reviews to ensure adherence to industry standards and regulations.
  • Conducting Independent Bank Secrecy Act (BSA)/Anti-Money Laundering (AML) Reviews to identify and mitigate potential risks.
  • Interfacing with senior management of clients to understand their needs and provide tailored solutions.
  • Writing reports, including key findings and recommendations, to inform business decisions.
  • Participating in client meetings and executive presentations to showcase expertise and build relationships.
  • Maintaining and achieving high quality in work, client relations, and team relations.
  • Performing other duties as assigned by the firm's leadership.
  • Executing with significant independence all facets of engagement activities.
  • Delivering Forvis Mazars' commitment to unmatched client experience through timely and responsive communication with internal and external clients.
Requirements
  • Effective time management and strong organizational skills.
  • Strong oral and written communication skills to effectively collaborate with clients and team members.
  • Ability to work well with a team as well as independently, with a problem-solving attitude and willingness to take initiative.
  • Close attention to detail and ability to work under pressure and against deadlines.
  • Bachelor's degree in business, finance, accounting, economics, or related field.
  • Proficiency in MS Office: Word, Excel, PowerPoint, and Outlook.
Preferred Qualifications
  • GPA of 3.0 or higher (in major and overall).
Equal Employment Opportunity

Forvis Mazars is an equal opportunity employer and welcomes applications from diverse candidates. We are committed to creating an inclusive environment where all employees feel valued and respected. Applicants for positions with Forvis Mazars must be legally authorized to work in the United States. Verification of employment eligibility will be required at the time of hire. Visa sponsorship is not available for this position.

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