Principal Analyst of Technology Risk in External Auditing

2 weeks ago

Smithfield, Rhode Island, United States Fidelity Investments Full time
Job Overview:

The Position

The External Audit Center of Excellence within Fidelity's Enterprise Technology Risk and Analytics (ETRA) division is in search of a dedicated, skilled, and experienced individual to assist in managing the technology aspects of external audit projects. Your role will involve enhancing and executing the external audit oversight program, concentrating on critical technology domains such as DevOps, Cloud, and Technology Operations. Additionally, you will conduct proactive risk evaluations and formulate control strategies for emerging technologies, including AI/Machine Learning and Snowflake data services. Collaboration with technology support teams, Enterprise Cybersecurity (ECS), Enterprise Infrastructure (EI), Cloud and Platform Engineering (CAPE), Business Unit Technology partners, and Fidelity's external auditors will be essential.

The Team

The External Audit Center of Excellence is responsible for overseeing the management and execution of technology audit projects (e.g., SOC 1, SOC 2, control attestations) across the Enterprise. External audit certifications are vital for Fidelity's institutional operations, with a primary focus on safeguarding the interests of clients, customers, and Fidelity's reputation by ensuring the effectiveness of technology controls through successful completion of external audit certifications. The CoE works closely with business units, technology leaders, and operational risk teams to establish best-in-class standards and practices for external audits and to develop roadmaps for future technology and business needs.

Required Expertise and Skills
  • 5-9 years of experience in IT auditing, technology risk management, cybersecurity, or controls assurance roles.
  • A Bachelor's degree in Computer Science, Information Systems, Technology, or a related field is preferred.
  • Proven technical skills in various areas, including technology infrastructure and application controls, cloud computing, cybersecurity, and access management.
  • Familiarity with CI/CD technologies, automated code build, and deployment pipelines/orchestration solutions.
  • Experience in conducting risk assessments, control assessments, IT audits, or implementing cybersecurity controls for large-scale financial service organizations.
  • Prior involvement in SOC 1 or control attestation audit projects is preferred but not mandatory.
  • Relevant professional technology risk certifications (CISSP, CISA, CRISC, CISM) and/or Cloud Certifications (CCSP, CCSK, AWS) are preferred.
  • A strong aptitude for solving complex problems, comfort with ambiguity, and the ability to devise innovative solutions for risk mitigation and control development using analytical and critical thinking skills.
  • A process-oriented mindset with an understanding of operations and technology, enabling effective support in the analysis, development, and monitoring of controls.
  • Experience with cloud security and controls, as well as cloud technology environments (AWS/Azure, PaaS, SaaS).
  • Knowledge of industry standards, frameworks, and methodologies, such as SOC 1, SOC 2, ISO27001, HITRUST.
  • Exceptional verbal and written communication skills, allowing for clear and concise presentation of findings.
  • A demonstrated sense of ownership, accountability, and commitment to achieving objectives.
  • The ability to foster and maintain collaborative working relationships to assist in the design and monitoring of appropriate controls.
The Value You Bring
  • Leading external auditor readiness initiatives and assessments while providing timely updates to management.
  • Coordinating audit cycles with external auditors and internal stakeholders.
  • Facilitating requests from external auditors and ensuring timely completion.
  • Conducting technology risk assessments and developing control strategies, including documenting controls, identifying potential gaps, and making sound recommendations for improvements.
  • Providing technical support on risk-related systems issues and acting as a liaison with technology and risk teams to track external audit findings, perform follow-ups, and consult on action plans with owners for issue resolution.
  • Assessing various information technology risks faced by the business and implementing action plans, policy changes, and procedural adjustments for risk avoidance and mitigation.
  • Evaluating control maturity through control design and operating effectiveness reviews, including peer reviews as necessary.
  • Assisting with Cloud Risk assessments and readiness evaluations for applications and workloads transitioning to public Cloud environments.
Certifications:

Category:

Information Technology

Fidelity's work model combines the advantages of remote work with in-person collaboration to meet both associate and business needs.

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