Investment Compliance Specialist
1 day ago
About the Opportunity
MassMutual is seeking a skilled Compliance and Risk professional to join our Investment Compliance Team. As a key member of the team, you will be responsible for monitoring compliance with various regulations, guidelines, and policies for the Company's General Investment Account. You will also be responsible for assessing compliance with state regulatory investment limits, monitoring compliance with investment guidelines for discretionary accounts managed by third parties, and monitoring pre and post trade compliance matters using the Company's order management systems for derivatives in a timely manner.
The Team
The Investment Compliance Team partners with various stakeholders across MassMutual to assess and monitor compliance with various investment regulations, guidelines, and policies for the Company's General Investment Account. The team works collaboratively with portfolio management, investment operations, and various risk management teams across the Company to evaluate a broad range of compliance and risk-related matters.
Responsibilities
- Monitor ongoing compliance with state regulatory and internal investment limits
- Analyze ongoing compliance with investment guidelines for discretionary accounts
- Monitor pre and post trade compliance rules using the Company's systems
- Collaborate with stakeholders to ensure appropriate resolution of compliance matters
- Support reporting of compliance items to multiple constituencies
Requirements
- Bachelor's Degree
- 5+ years of work experience in financial services
What to Expect
- Regular meetings with the Investment Compliance Team
- Focused one-on-one meetings with your manager
- Access to mentorship opportunities
- Networking opportunities
- Access to learning content
- A stable and ethical work environment
-
Tax Compliance Specialist
2 weeks ago
Springfield, Massachusetts, United States HonorVet Technologies Full timeJob Title: Tax Compliance Specialist At HonorVet Technologies, we are seeking a highly skilled Tax Compliance Specialist to join our team. As a Tax Compliance Specialist, you will play a critical role in ensuring the accuracy and timeliness of tax filings and payments for our clients. Responsibilities: * Support tax functions and special projects related...
-
Gaming Compliance Specialist
2 weeks ago
Springfield, Massachusetts, United States Massachusetts Gaming Commission Full timeJob SummaryWe are seeking a highly skilled Gaming Compliance Specialist to join our team at the Massachusetts Gaming Commission. As a Gaming Compliance Specialist, you will play a critical role in ensuring the integrity of our gaming operations and maintaining a fair and transparent regulatory environment.Key ResponsibilitiesConduct regular audits and...
-
Compliance Specialist
1 day ago
Springfield, Massachusetts, United States MassMutual Full timeJob SummaryWe are seeking a highly skilled Compliance Specialist to join our Relationship and Strategic Project Management team. As a key member of our team, you will play a critical role in delivering a positive customer experience by providing holistic compliance solutions and connecting business partners with other compliance subject matter experts.Key...
-
Investment Accounting Consultant
2 weeks ago
Springfield, Massachusetts, United States MassMutual Full timeAbout the RoleWe are seeking a highly motivated and detail-oriented Investment Accounting Consultant to join our team at MassMutual. As a key member of our Financial Controllership Team, you will play a critical role in shaping the future of our organization and supporting the growth and analysis within the Investment Controllership team.Key...
-
Director of Investment Controllership
2 weeks ago
Springfield, Massachusetts, United States MassMutual Full timeAbout the RoleWe are seeking a highly skilled and experienced Director to lead our Investment Controllership team, responsible for delivering accurate and timely financial information to our stakeholders. As a key member of our Controllers Organization, you will play a critical role in ensuring the integrity and reliability of our financial reporting.Key...
-
Investment Management Consultant
2 weeks ago
Springfield, Massachusetts, United States MassMutual Full timeAbout the RoleWe are seeking a highly motivated and detail-oriented Financial Services Professional to join our team at MassMutual. As an Investment Management Consultant, you will play a critical role in supporting our business operations and ensuring the smooth execution of our financial services.Key ResponsibilitiesInvoice Reconciliation and Processing:...
-
Compliance Specialist
2 days ago
Springfield, Massachusetts, United States MassMutual Full timeJob Title: Relationship Manager/Compliance ConsultantAbout the Role:We are seeking a highly skilled Relationship Manager/Compliance Consultant to join our team at MassMutual. As a key member of our Relationship and Strategic Project Management team, you will play a critical role in delivering a positive customer experience by providing holistic compliance...
-
Director Investment Controllership- Derivatives
2 weeks ago
Springfield, Massachusetts, United States MassMutual Full timeAbout the OpportunityWe are seeking a highly skilled and experienced Director to join our Investment Controllership team. As a key member of our team, you will be responsible for leading the investment accounting and controllership for derivatives across our various insurance and non-insurance entities.Your primary focus will be on ensuring the accuracy of...
-
Director Investment Controllership- Derivatives
3 weeks ago
Springfield, Massachusetts, United States MassMutual Full timeAbout the OpportunityWe are seeking a highly experienced and skilled Investment Accounting Leader to join our team at MassMutual. As a Director in the Controllers Organization of Corporate Finance, you will play a key role in leading a collaborative and inclusive culture, working closely with Investment Management Operations, Investment Managers, and other...
-
Director Investment Controllership- Derivatives
2 weeks ago
Springfield, Massachusetts, United States MassMutual Full timeAbout the RoleWe are seeking a highly skilled and experienced Director to lead our Investment Controllership team in the Controllers Organization of Corporate Finance. As a key member of our team, you will be responsible for ensuring the accuracy of investment results across various derivative strategies on a GAAP and statutory basis.Key...
-
Springfield, Massachusetts, United States CFA Institute Full timeAbout the RoleWe are seeking a highly skilled and experienced Director to lead our Investment Controllership team in the Controllers Organization of Corporate Finance. As a key member of our team, you will be responsible for ensuring the accuracy of investment results across various derivative strategies on a GAAP and statutory basis.Key...
-
Investment Accounting Associate II
2 weeks ago
Springfield, Massachusetts, United States MassMutual Full timeAbout the RoleThe Investment Accounting Associate II position is a newly created role within the Financial Controllership team at MassMutual. This team is responsible for delivering high-quality financial information to support business decisions and regulatory requirements.Key ResponsibilitiesCollaborate with the Investment Controllership team to analyze...
-
Investment Accounting Associate II
2 weeks ago
Springfield, Massachusetts, United States MassMutual Full timeAbout the RoleWe are seeking a highly skilled Investment Accounting Associate II to join our Financial Controllership team at MassMutual. As a key member of our team, you will be responsible for delivering high-quality financial information and analysis to support business decision-making.Key ResponsibilitiesPerform complex accounting and financial analysis...
-
Investment Accounting Associate II
2 weeks ago
Springfield, Massachusetts, United States MassMutual Full timeAbout the RoleWe are seeking a highly skilled Investment Accounting Associate II to join our Financial Controllership team at MassMutual. As a key member of our team, you will be responsible for delivering high-quality financial information and analysis to support business decision-making.Key ResponsibilitiesPerform complex accounting and financial analysis...
-
Investment Accounting Associate II
2 weeks ago
Springfield, Massachusetts, United States MassMutual Full timeAbout the RoleWe are seeking a highly skilled Investment Accounting Associate II to join our Financial Controllership team at MassMutual. As a key member of our team, you will be responsible for delivering high-quality financial information and analysis to support business decision-making.Key ResponsibilitiesPerform complex accounting and financial analysis...
-
Regulatory Compliance Specialist
3 weeks ago
Springfield, Massachusetts, United States Massachusetts Gaming Commission Full timeJob SummaryThe Massachusetts Gaming Commission is seeking a highly skilled and detail-oriented individual to fill the role of Gaming Agent I. As a key member of our team, you will be responsible for ensuring compliance with gaming laws and regulations at the MGM Springfield Casino.Key ResponsibilitiesRegulatory Compliance: Monitor casino activities to ensure...
-
Gaming Compliance Specialist
7 days ago
Springfield, Massachusetts, United States Massachusetts Gaming Commission Full timeAbout the RoleWe are seeking a highly skilled and detail-oriented Gaming Agent I to join our team at the Massachusetts Gaming Commission. As a Gaming Agent I, you will play a critical role in ensuring the integrity of our gaming industry by conducting regulatory investigations, reviewing casino operations, and enforcing compliance with gaming laws and...
-
Gaming Compliance Specialist
3 days ago
Springfield, Massachusetts, United States Massachusetts Gaming Commission Full timeAbout the RoleWe are seeking a highly skilled and detail-oriented Gaming Agent I to join our team at the Massachusetts Gaming Commission. As a Gaming Agent I, you will play a critical role in ensuring the integrity of our gaming operations and maintaining a fair and transparent regulatory environment.Key ResponsibilitiesConduct regulatory investigations and...
-
Gaming Compliance Specialist
2 weeks ago
Springfield, Massachusetts, United States State of Massachusetts Full timeAbout the RoleThe Massachusetts Gaming Commission is seeking a highly skilled Gaming Agent to join our team at the MGM Springfield Casino. As a key member of our regulatory team, you will play a critical role in ensuring the integrity of gaming operations and maintaining a fair and transparent regulatory environment.Key ResponsibilitiesConduct regulatory...
-
Gaming Compliance Specialist
2 weeks ago
Springfield, Massachusetts, United States State of Massachusetts Full timeAbout the RoleThe Massachusetts Gaming Commission is seeking a highly skilled Gaming Agent to join our team at the MGM Springfield Casino. As a key member of our regulatory team, you will play a critical role in ensuring the integrity of gaming operations and maintaining a fair and transparent regulatory environment.Key ResponsibilitiesConduct regulatory...