Regional Compliance Officer

Job Title: Vice President of ComplianceThe ideal candidate will possess a minimum of three years of direct, investment advisor-related legal or compliance experience involving one or more of the following areas:Individual ultra-high-net-worth and family office wealth management clients; andPrivate pooled investment vehicles, such as hedge and real...

Kingston Infrastructure Partners Overview:We are a global infrastructure investment firm that specializes in the development, financing, and management of infrastructure assets. Our firm operates in various regions and sectors, including renewables and power, social and environmental, transportation, digital, and energy infrastructure. We have a reputation...

Compliance and Regulatory SpecialistWe are seeking a highly skilled Compliance and Regulatory Specialist to join our team at Harrington Starr in New York. As a key member of our compliance team, you will play a critical role in ensuring the firm's middle and back office functions are in line with regulatory requirements.The RoleCollaborate with the COO to...

Compliance Officer Job DescriptionCitizens Bank of Lafayette is seeking a highly skilled Compliance Officer to join our team. As a Compliance Officer, you will play a critical role in ensuring that our bank adheres to all relevant laws, regulations, and internal policies.Key Responsibilities:Manage the compliance program to ensure operations are conducted in...

Compliance Officer Job DescriptionAbout Bay State Savings BankBay State Savings Bank is a Massachusetts-based mutual bank with a rich history dating back to 1895. As a value-driven organization, we are committed to making a positive impact in our communities through our business practices and investments.Job SummaryWe are seeking a highly skilled Compliance...

Compliance Officer Job DescriptionAbout Bay State Savings BankBay State Savings Bank is a Massachusetts-based mutual bank with a rich history dating back to 1895. As a value-driven organization, we are committed to making a positive impact in our communities through our banking practices and investments.Job SummaryWe are seeking a highly skilled Compliance...

Our client, Abacus Group, LLC, is seeking a seasoned Compliance Manager to oversee the implementation and management of regulatory requirements in their Greenwich, CT office. Key responsibilities include managing regulatory filings, overseeing ad hoc filings and periodic SEC filings, and completing ongoing testing of internal policies and procedures. The...

About the Role:Coda Search│Staffing is seeking a seasoned Compliance Officer to join our client, a reputable Investment Manager in Hoboken, NJ. This is an exciting opportunity to enhance the company's legal/compliance function and register with the SEC.Key Responsibilities:Develop and implement a comprehensive compliance program in alignment with the SEC...

Job Title: Regional Vice President of SafetyThe Everest Search Group is seeking a highly experienced Regional Vice President of Safety to join our team. As a key member of our organization, you will be responsible for leading our EHS initiatives and ensuring compliance with all relevant regulations.About the Role:The Regional Vice President of Safety will...

Compliance Leader Opportunity at WayohAbout the Role:We are seeking a seasoned Compliance Leader to join our team at Wayoh. As a key member of our organization, you will be responsible for overseeing and managing all compliance-related activities within our institution. This includes developing and implementing policies and procedures to ensure compliance...

Chief Compliance OfficerBlue Chip Partners, LLC, is a registered investment advisory (RIA) firm that has established itself as a leader in the industry. As a testament to our commitment to excellence, we were named one of the best places to work in Southeast Michigan by Crain's Detroit Business in 2024. With a team of 30 employees and assets under management...

The ideal candidate will be responsible for ensuring the smooth operation of our regional office. This includes managing daily tasks, coordinating with departments, and maintaining a professional work environment.Key ResponsibilitiesOversee the reception area and staff to facilitate effective communication and collaborationProvide exceptional customer...

Compliance Manager RoleWe are seeking a highly skilled Compliance Manager to support the design, development, and implementation of our compliance requirements.Key Responsibilities:Collaborate with business partners to draft and implement compliance policies and procedures, and assist with regulatory reviews of company press releases and filings.Mastery of...

Compliance and Risk Management Professional – Turks and Caicos Island – Up to $72,000We are working with a renowned luxury hotel in the beautiful islands of Turks and Caicos, known for their exceptional service, elegant accommodations, and world-class amenities. The hotel has a long-standing reputation for excellence, and they are committed to providing...

Compliance Manager – Turks & Caicos Island – Competitive SalaryCOREcruitment Ltd is working with a renowned luxury hotel in the beautiful islands of Turks and Caicos, known for their exceptional service, elegant accommodations, and world-class amenities. The hotel has a long-standing reputation for excellence, and they are committed to providing guests...

Compliance Associate Role at JW Michaels & Co.We are seeking a highly skilled Compliance Associate to join our team at JW Michaels & Co., a leading private equity firm based in Los Angeles.Key Responsibilities:Assist with regulatory filings, including SEC forms ADV and form PF, as well as regional licensing and registrations.Review employee trading and...

Position OverviewWe are seeking a dedicated Information System Security Officer to ensure the security compliance of our systems at Base-2 Solutions, LLC. This role involves collaboration with various stakeholders including application leads, system administrators, and developers to achieve and maintain Authorization to Operate (ATO).Key...

About UsSandy Spring Bank is a leading financial institution in the Greater Washington region, with a rich history of enriching the lives of its clients and communities. We are a growing organization that values opportunity and growth, and we are seeking a talented individual to join our team as a Regional Manager.Job SummaryThe Regional Manager is a key...

About the RoleA leading alternative investment manager, JCW, is seeking a highly skilled Compliance Officer to join their team. This position will report directly to the Chief Compliance Officer (CCO) and will be responsible for ensuring the firm's compliance with regulatory requirements.Key ResponsibilitiesDraft and Update Compliance Policies and...

Job Summary:Planet Pharma is seeking a highly skilled Regulatory Affairs Specialist to join our team. As a key member of our regulatory team, you will be responsible for providing consultation and advice to our regulatory specialists on change control and product development.Key Responsibilities:Provide regulatory direction and interpretation on team...