Compliance and Audit Specialist

3 days ago


Milwaukee, Wisconsin, United States Northwestern Mutual Full time
Join Our Team

We are an equal opportunity/affirmative action employer committed to diversity and inclusion. We are seeking a talented Audit and Compliance Lead to join our team at Northwestern Mutual.

Responsibilities:

  • Lead audits and consultations, assessing risks and developing testing plans.
  • Collaborate with leadership to plan and schedule audits, ensuring timely completion and adherence to budgets.
  • Develop and maintain positive relationships with business partners to assure key communication needs are addressed.
  • Mentor and train staff in audit technical matters and personal development.

Requirements:

  • Bachelor's degree in Accounting, MIS, Risk Management, or related field.
  • Minimum 8 years of diverse experience in Audit or Financial Services, with at least 4 years of lead auditor experience.
  • Strong analytical, decision-making, and project management skills.
  • Certification relevant to the position (CPA, CIA, CIDA, FLMI, CISA, or CISSP).

Benefits and Compensation:

The estimated salary range for this role is $82,670 - $153,530 per year, depending on qualifications and location. Additionally, we offer flexible work schedules, comprehensive benefits, concierge service, employee resource groups, and more.



  • Milwaukee, Wisconsin, United States Country Maid INC Full time

    Job Summary:We are seeking an Internal Audit and Compliance Officer to join our team at Country Maid INC. As a key member of our quality assurance team, you will be responsible for ensuring that our internal and external QC programs meet the highest standards of regulatory compliance.You will work closely with our production team to implement and maintain...


  • Milwaukee, Wisconsin, United States Disability Solutions Full time

    Job Summary:">Associated Bank is seeking a talented Bank Compliance Specialist to join our risk management team. In this role, you will play a critical part in ensuring the bank's compliance with regulatory requirements and identifying potential risks. As a key member of our risk management team, you will be responsible for conducting audits, analyzing...


  • Milwaukee, Wisconsin, United States CSM Corporation Full time

    Job Title: Hotel Audit SpecialistJoin CSM Corporation's team as a Hotel Audit Specialist and take advantage of this exciting part-time opportunity. As a key member of our finance team, you will play a crucial role in ensuring the accuracy and integrity of our financial records.About the Role:This position involves balancing and closing previous business...


  • Milwaukee, Wisconsin, United States Amsoil Full time

    Job SummaryWe are looking for a skilled Quality Assurance Specialist to join our team at AMSOIL. As a Quality Assurance Specialist, you will play a vital role in ensuring that all manufactured and purchased products meet our quality standards. You will develop and implement quality assurance plans, conduct inspections and audits, and collaborate with...


  • Milwaukee, Wisconsin, United States Global Power Components Full time

    About the RoleWe are seeking a highly skilled Quality Assurance and ISO Program Manager to lead our QA efforts and maintain our ISO 9001 program at Global Power Components. As a key member of our operations team, you will be responsible for developing and implementing quality management systems and processes, ensuring compliance with regulatory requirements...


  • Milwaukee, Wisconsin, United States Reilly Penner & Benton LLP Full time

    We are seeking a detail-oriented Staff Accountant-Audit to join our team at Reilly Penner & Benton LLP. The successful candidate will have strong analytical skills and the ability to maintain accurate financial records.The estimated salary for this position is $75,000 - $95,000 per year, depending on experience and qualifications.Key...


  • Milwaukee, Wisconsin, United States Alchemy Global Talent Solutions Full time

    The Trade Compliance Manager position is available at Alchemy Global Talent Solutions, a leading staffing agency specializing in the Aerospace & Defense sector.This is a hybrid role based in Milwaukee, offering a unique blend of remote work and office collaboration.Key responsibilities include:Designing and delivering Trade Compliance training programs for...


  • Milwaukee, Wisconsin, United States Northwestern Mutual Careers Full time

    Job Description:This is a challenging opportunity to lead our audit team and drive business improvements.About the Role:We are seeking an experienced Lead Auditor with strong analytical and decision-making skills to join our team.The ideal candidate will have a minimum of eight years of experience in Audit or Financial Services industry, with at least four...


  • Milwaukee, Wisconsin, United States Northwestern Mutual Full time

    Job SummaryWe are seeking a highly skilled Risk Management and Audit Specialist to join our team at Northwestern Mutual. This is an exciting opportunity to drive operational excellence and contribute to the company's success.About UsNorthwestern Mutual is a strong, innovative, and growing organization that invests in its people and makes a positive...


  • Milwaukee, Wisconsin, United States CVR Associates, INC Full time

    Job Title: Housing Compliance SpecialistWe are seeking a highly skilled Housing Compliance Specialist to join our team at CVR Associates, INC.Salary: $45,000 - $55,000 per yearJob DescriptionCVR Associates, INC is a leading provider of program administration and community redevelopment services. As a Housing Compliance Specialist, you will play a crucial...


  • Milwaukee, Wisconsin, United States Remington Full time

    We are looking for a Night Audit and Front Desk Specialist to join our team at Remington. This is an exciting opportunity for someone who enjoys working in a fast-paced environment and providing excellent customer service.About the RoleIn this role, you will be responsible for performing night audit functions, including reviewing room and tax postings, and...


  • Milwaukee, Wisconsin, United States Northwestern Mutual Full time

    About Northwestern Mutual: We're a company that's been around for over 160 years, built on trust and strong relationships. Our employees are our most valuable asset, and we invest in them to help them grow both personally and professionally.Our company values innovation, growth, and making a positive difference in our communities. We're proud of our...

  • Compliance Auditor

    6 days ago


    Milwaukee, Wisconsin, United States Northwestern Mutual Careers Full time

    We are seeking a highly skilled Compliance Auditor to join our team at Northwestern Mutual. In this role, you will be responsible for leading audits and consultations by scanning for and assessing risks of a given area, documenting controls, and developing testing plans to address the risks. You will also communicate the audit process, objectives, timing,...


  • Milwaukee, Wisconsin, United States Alchemy Global Talent Solutions Full time

    We are partnering with a leading Aerospace & Defense organization in Milwaukee to fill the role of Trade Compliance Manager on a hybrid basis.This position will oversee the development and support of the organization's Trade Compliance Program, reporting directly into the Director of Trade Compliance and Logistics.Key responsibilities include:Creating and...

  • Audit Senior Lead

    2 days ago


    Milwaukee, Wisconsin, United States Jobot Full time

    About the RoleAs a highly experienced Audit Senior, you will lead and execute audits for various clients, ensuring compliance with GAAS and other relevant standards.You will prepare and review audit work papers and reports, including identifying and documenting audit issues and recommendations for improvement.Key ResponsibilitiesLead and execute audits for...


  • Milwaukee, Wisconsin, United States Johnson Controls Full time

    Job Title: Internal Audit ManagerCompany OverviewWe are Johnson Controls, a leading global company in the field of building technology and energy storage. Our mission is to provide innovative solutions for our clients, ensuring their success and growth.Estimated Salary RangeThe estimated salary range for this position is $120,000 - $160,000 per year,...

  • Internal Audit Lead

    5 days ago


    Milwaukee, Wisconsin, United States Northwestern Mutual Careers Full time

    We are seeking a highly skilled Internal Audit Lead to join our team at Northwestern Mutual. In this role, you will be responsible for leading audits and consultations by scanning for and assessing risks of a given area, documenting controls, and developing testing plans to address the risks. You will also evaluate alternatives and recommend solutions based...


  • Milwaukee, Wisconsin, United States A. O. Smith Full time

    About the RoleA. O. Smith Corporation is seeking a highly motivated Corporate Compliance Specialist to join its corporate legal department in Milwaukee, WI. As a key member of the team, you will support the corporate secretary and compliance function, as well as attorneys within the legal department.Key Responsibilities:Assist attorneys in administering the...

  • Compliance Expert

    5 days ago


    Milwaukee, Wisconsin, United States Northwestern Mutual Careers Full time

    Job Description:We are seeking a skilled Regulatory Affairs Consultant to join our team at Northwestern Mutual. As a key member of our compliance department, you will play a critical role in supporting the development and administration of regulatory compliance programs. This includes compliance policies and procedures, portfolio compliance, compliance...


  • Milwaukee, Wisconsin, United States HireTalent - Diversity Staffing & Recruiting Firm Full time

    About the Role:As a Regulatory Compliance Specialist, you will play a key role in ensuring our products meet regulatory standards.Key Responsibilities:Lead certification renewals by managing product certifications and documentationValidate and organize thousands of compliance test reportsCollaborate with product managers, labs, suppliers, and stakeholders to...