Compliance and Regulations Professional

About the RoleThis Finance Attorney role requires expertise in swaps compliance, including direct market access and alternative trading systems. Key responsibilities include ensuring compliance with CFTC-specific mandates and regulations, educating business units on relevant requirements, and collaborating with auditors to verify adherence to regulatory...

Job Title: Chief Compliance Officer - Risk and RegulationsCompany OverviewZeta Global is a cutting-edge marketing cloud that utilizes AI and trillions of consumer signals to simplify marketing for businesses.Job DescriptionWe are looking for an experienced Chief Compliance Officer to lead our risk and regulations team. In this role, you will be responsible...

Compliance Analyst PositionWe are looking for an experienced Compliance Analyst to join our team in New York City. In this role, you will ensure compliance with AML regulations by conducting thorough investor due diligence and monitoring risks.Duties and Responsibilities:Ensure compliance with AML regulations through thorough investor due diligence and risk...

Job OverviewTrandon Associates, Inc is seeking a talented Litigation and Compliance Professional to join our team. In this role, you will be responsible for managing multiple projects simultaneously, including litigating complex securities cases and ensuring compliance with relevant regulations. If you have a passion for securities law and excellent project...

**About Us:**Cantor Fitzgerald Securities is a leading global brokerage and financial technology company. We specialize in the brokerage of a broad range of products, including fixed income, foreign exchange, equities, energy, and commodities.**Job Description:**We are seeking a Financial Regulation Specialist to join our team. As a key member of our...

At Tcwglobal, we are seeking a highly motivated and experienced Global Trade Compliance Professional to join our trade compliance team. As a key member of our team, you will be responsible for ensuring that our clients' goods comply with all applicable international trade regulations.Your primary focus will be on developing and implementing trade compliance...

About Us: At EY, we're committed to building a better working world by helping our clients achieve their goals and grow their businesses. Our Government Contract Services team helps businesses navigate complex federal and state regulations, ensuring compliance and driving growth. As a Federal Regulations Manager, you will play a critical role in leading our...

Job OverviewManhattan Youth is seeking a Compliance and Onboarding Professional to join its team. This is a full-time hourly position.About the RoleThe Compliance and Onboarding Professional plays a vital role in ensuring new hires and current employees maintain eligibility to work at Manhattan Youth sites. Under the supervision of the Onboarding and...

About the PositionThe Department of Corporate Compliance & Internal Audit at Hospital for Special Surgery (HSS) is seeking a skilled Data Compliance Manager to join their team. This is a regular full-time position based in Manhattan with a flexible work environment.In this role, you will be responsible for supporting the HSS Data Compliance Program,...

We are seeking a seasoned Compliance and Advisory Tax Professional to join our team at ExpertHiring. This is a fantastic opportunity for an experienced professional to leverage their expertise in tax compliance and advisory services to drive growth and success within the professional services sector.Job Responsibilities:Tax Compliance: Oversee tax compliance...

About UsBROOKFIELD ASSET MANAGEMENT, INC. is a global alternative asset manager with a rich history of owning and operating real assets and related businesses. Our mission is to deliver unparalleled alternative investment expertise to private wealth investors, in partnership with their financial advisors. We are committed to creating a diverse environment...

We are One Ten Associates, a reputable hedge fund based in New York, seeking a seasoned Compliance Associate to join our compliance team. This is an excellent opportunity for a motivated professional to take on a broad generalised compliance role with full exposure across the business.The ideal candidate will have buy-side experience, either working within a...

About the RoleAs a Investment Banking Compliance Professional, you will play a critical role in ensuring that our investment banking activities are conducted in accordance with all relevant laws and regulations. You will work closely with our business units to provide guidance on regulatory requirements and expectations, and develop solutions for complex...

Job DescriptionWe are seeking a highly skilled Employment Tax Manager to join our team. The successful candidate will have a proven track record of managing employment tax compliance matters, with a deep understanding of employment tax laws and regulations in multiple jurisdictions.ResponsibilitiesManage tax implications for employees on international...

Job Title: Compliance SpecialistThis role involves collaborating with colleagues to drive quality compliance across various programs and services offered by WEST SIDE FEDERATION FOR SENIOR AND SUPPORTIVE HOUSING, INC. As a Compliance Specialist, you will help develop, implement, and enforce policies and procedures that align with organizational...

About the PositionWe are seeking a seasoned Tenant Protection Plan Compliance Special Inspector to join our team at Milrose Consultants LLC. This is a full-time in-person position that requires daily travel to multiple construction sites throughout the five boroughs of NYC.Key Responsibilities:Thoroughly review and understand the project-specific...

About AnchinAnchin is a top-tier Certified Public Accounting and Consulting firm with offices in New York City, Long Island, and Florida. We provide expert financial advisory services to companies across various industries.Our team is committed to delivering exceptional results and maintaining the highest level of professionalism. As an equal opportunity...

About UsGotham Organization is a New York real estate developer, owner, and property manager delivering smart and stylish life experiences that transform buildings and neighborhoods where residents live, work, shop, and dine.Job OpportunityWe are seeking a highly skilled Compliance Specialist to join our team. As a Compliance Specialist, you will be...

About the JobWe are seeking a skilled professional to manage and coordinate special inspections in our fast-paced environment.The ideal candidate will have strong organizational skills and be able to prioritize tasks effectively.Key Responsibilities:Project Coordination & ManagementCoordinate with clients and internal teams to ensure project milestones are...

Job DescriptionWe are seeking an experienced Compliance Specialist to join our team at WEST SIDE FEDERATION FOR SENIOR AND SUPPORTIVE HOUSING, INC. This role plays a critical part in ensuring the organization's compliance with external funders and regulators.Key Responsibilities:Assist with the preparation of regular compliance reports, adhering to deadlines...