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Compliance Services Analyst

2 months ago

Dallas, Texas, United States S&P Global Full time
About the Role:

Grade Level (for internal use): 09

The S&P Global Market Intelligence team is seeking an experienced and motivated professional to facilitate the daily management of client deliverables within the Enterprise Solutions - Compliance Services group. The individual will be responsible for managing client inquiries and client support for the Compliance Services outsourcing platform. Additional responsibilities include partnering with other business lines around client resolution and satisfaction. This employee will partner directly with our Service Delivery Managers and other Account Specialists to drive a client-focused agenda.

Responsibilities and Impact:

  • Generate and manage the day-to-day deliverables to clients, primarily capital management firms.
  • Perform routine reconciliation of key data points with trustees.
  • Generate compliance test results for comparison to the monthly trustee reports, and research variances.
  • Monitor cash collection, payment, and reserve accounts to ensure activity and transactions are processed properly.
  • Manage inquiries regarding collateral attributes and transactions and facilitate the workflow and timely resolution between internal groups.
  • Complete special projects as assigned.

Compensation/Benefits Information:

S&P Global states that the anticipated base salary range for this position is $51,289.00 to $91,000.00. The final base salary for this role will be based on the individual's geographic location, as well as experience level, skill set, training, licenses, and certifications.

In addition to base compensation, this role is eligible for an annual incentive plan.

This role is eligible to receive additional S&P Global benefits. For more information on the benefits we provide to our employees, please click here.

What We're Looking For:

Basic Required Qualifications:

  • BA or BS or equivalent experience
  • Accounting/Finance Major preferred
  • 4+ years of experience in the financial services industry

Additional Preferred Qualifications:

  • Functional knowledge of Collateralized Loan Obligations (CLOs)
  • Experience with Wall Street Office Product Suite (WSO) – preferred
  • Strong PC skills – Microsoft Office Products
  • Experience in high-yield or leveraged loan financial market
  • Customer relations experience

Right to Work Requirements:

This role is limited to persons with indefinite right to work in the United States.

About S&P Global Market Intelligence:

At S&P Global Market Intelligence, a division of S&P Global, we understand the importance of accurate, deep, and insightful information. Our team of experts delivers unrivaled insights and leading data and technology solutions, partnering with customers to expand their perspective, operate with confidence, and make decisions with conviction.

What's In It For You?

Our Purpose:

Progress is not a self-starter. It requires a catalyst to be set in motion. Information, imagination, people, technology – the right combination can unlock possibility and change the world.

Our People:

We're more than 35,000 strong worldwide – so we're able to understand nuances while having a broad perspective. Our team is driven by curiosity and a shared belief that Essential Intelligence can help build a more prosperous future for us all.

Our Values:

At S&P Global, we focus on Powering Global Markets. Throughout our history, the world's leading organizations have relied on us for the Essential Intelligence they need to make confident decisions about the road ahead. We start with a foundation of integrity in all we do, bring a spirit of discovery to our work, and collaborate in close partnership with each other and our customers to achieve shared goals.

Benefits:

We take care of you, so you can take care of business. We care about our people. That's why we provide everything you – and your career – need to thrive at S&P Global.

Diversity, Equity, and Inclusion at S&P Global:

At S&P Global, we believe diversity fuels creative insights, equity unlocks opportunity, and inclusion drives growth and innovation – Powering Global Markets. Our commitment centers on our global workforce, ensuring that our people are empowered to bring their whole selves to work.

Equal Opportunity Employer:

S&P Global is an equal opportunity employer and all qualified candidates will receive consideration for employment without regard to race/ethnicity, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, marital status, military veteran status, unemployment status, or any other status protected by law.