Trade Compliance Specialist

Job SummaryThe Trade Compliance Analyst position at Cetera Financial Group is a critical role that requires a detail-oriented and analytical individual to work closely with the Senior Analyst team leader. The primary responsibility of this role is to conduct post-trade reviews on financial products to identify potential risks and violations of broker-dealer...

About Our FirmSchulz Trade Law PLLC is a dynamic international trade law firm dedicated to providing high-quality legal and trade support to clients navigating the complexities of global trade.Our practice focuses on critical areas, such as export licensing, sanctions, denied party screenings, customs regulations, Free Trade Agreements (FTAs), country of...

Compliance SpecialistIQ-EQ is a leading Investor Services group that combines global expertise with a client-centric approach. We support fund managers, global companies, family offices, and private clients worldwide.This role requires a strong focus on quality and accuracy, with a results-driven mindset. The successful candidate will join our compliance...

About AltruistAltruist is a modern custodian that combines a self-clearing brokerage firm with intuitive software for account opening, trading, reporting, and billing. Our mission is to make financial advice better, more affordable, and accessible to everyone.Our ValuesWe are guided by three core values: Kindness, Brilliance, and Grit. We believe that...

Electrical Trades SpecialistOWL Services is a leading provider of sales, installation, and service solutions to various industries across the U.S. We are seeking an Electrical Trades Specialist to join our team.The successful candidate will have a strong background in electrical systems, machines, and tools, including their designs, uses, repair, and...

Job OverviewOWL Services is a leading provider of sales, installation, and service solutions to various industries across the U.S.We are seeking a skilled Electrical Trades Specialist to join our team.The ideal candidate will have a strong background in electrical systems, machines, and tools, with the ability to read and comprehend blueprints, drawings, and...

Job SummaryWe are seeking a highly skilled Trade Execution Specialist to join our team at Corient Private Wealth LLC. The successful candidate will be responsible for executing trades across various categories, including rebalancing, tax loss harvesting, and one-off trades.The ideal candidate will have a strong analytical mindset, excellent communication...

Job SummaryWe are seeking a highly experienced HVAC Senior Trade Specialist to join our team at Vixxo. This role is responsible for delivering expert general facilities support focused on grocery and supermarket clients. The ideal candidate will have a strong background in refrigeration, heat recovery, controls, electrical, and plumbing trades.The successful...

Job Title: IT Compliance SpecialistWe are seeking a highly skilled IT Compliance Specialist to join our team at The Evolvers Group. The ideal candidate will have a strong background in security compliance and assessments, with experience in conducting user access reviews and implementing effective mitigation strategies.Key Responsibilities:Lead internal,...

Job Title: IT Compliance SpecialistJob Summary:We are seeking a highly skilled IT Compliance Specialist to lead internal, vendor-managed, and cloud-hosted application access reviews to ensure access appropriateness. The ideal candidate will have strong compliance experience, technical expertise, and excellent problem-solving skills to ensure our systems and...

Job Title: IT Compliance SpecialistWe are seeking a highly skilled IT Compliance Specialist to join our team at The Evolvers Group. As a key member of our organization, you will be responsible for leading internal, vendor-managed, and cloud-hosted application access reviews to ensure access appropriateness.Key Responsibilities:Develop, maintain, and improve...

Environmental Compliance SpecialistAt Jobot, we are seeking a skilled Environmental Compliance Specialist to join our team in the energy industry. As an Environmental Compliance Specialist, you will be responsible for ensuring compliance with air quality, federal, and state regulations, including CERCLA, CAA, NESHAPS, NSPS, and oil and gas compliance. Your...

Key ResponsibilitiesCoordinate and track remediation of all gaps identified as part of the due diligence (DD) processWork with internal teams or third-party vendors to track key findings from risk assessments and pen tests on all acquired company assets, from discovery to remediationIdentify gaps in security posture for network, data and application...

Job Opportunity:Thomas, Edwards Group is seeking a skilled IT Compliance Specialist to support a SOX Testing Project for 4 months. This is an in-office position that requires excellent business acumen and the ability to build strong relationships throughout the organization.Key Responsibilities:Test SOX compliance with accuracy and ensure that internal...

Job Title: Journeyman ElectricianIndustrial Trade Services is seeking a skilled Journeyman Electrician to join our team for commercial electrical projects in Dallas, TX.Responsibilities:Install, maintain, and repair electrical systems, ensuring compliance with local and national electrical codes.Read and interpret blueprints, schematics, and electrical code...

Job Title: SEC Compliance SpecialistJob Summary:Tolleson Wealth Management is seeking a highly skilled SEC Compliance Specialist to administer our Securities and Exchange Commission (SEC) investment adviser compliance program. The ideal candidate will have in-depth knowledge of the Investment Advisers Act of 1940 and be able to conduct ongoing compliance...

Job OverviewIndustrial Trade Services is seeking a skilled Journeyman Electrician to join our team for commercial electrical projects in Dallas, TX.Key ResponsibilitiesInstall, maintain, and repair electrical systems, ensuring compliance with local and national electrical codes.Read and interpret blueprints, schematics, and electrical code specifications to...

Job Title: Trade Planning ManagerThe Trade Planning Manager plays a pivotal role in shaping the company's trade strategy, focusing on optimizing gross price, trade spend, and assortment to meet financial and market share goals.This role requires driving the development of analytics, reporting, and guidance, as well as coordinating the execution of the annual...

Job SummaryTalent Corps is currently seeking a skilled Commercial Electrician for a 4 - 10 year project in DFW. The ideal candidate will have a strong work ethic and be safety conscious. Pay is based on experience.Key ResponsibilitiesRunning and bending EMT conduitSetting fixturesReading blueprintsPulling wireEnsuring daily attendanceRequirementsAt least 2 -...

Job OverviewAs a Compliance and Governance Specialist at Siri InfoSolutions Inc, you will play a critical role in standardizing compliance activities through written job aids, process and technical documentation. You will improve risk management communication without workforce digital services and ensure adherence to regulatory guidelines through control...