Compliance Officer

We are seeking an experienced and skilled Chief Compliance Officer to join our team at Neuberger Berman in Business Services. This is a unique opportunity to leverage your expertise in risk management, regulatory compliance, and business operations to drive growth and success within our organization.The ideal candidate will have a deep understanding of the...

About the RoleThe Compliance Analyst plays a vital part in ensuring Sumitomo Mitsui Trust Bank, Limited's adherence to regulatory requirements. This position is responsible for developing and implementing effective compliance strategies across various departments.

We are seeking an experienced Compliance Officer to join Cesna. This role will play a key part in ensuring our operations align with regulatory requirements and industry standards.Key Responsibilities:Policy Development and Implementation: Assist the Chief Compliance Officer in developing and implementing compliance policies and procedures that meet...

Atlantic Group, a leading player in the private credit industry, is seeking an experienced Senior Compliance Officer to join their legal and compliance team. Estimated Salary: $180K-$220K + bonusThe ideal candidate will have a strong background in compliance, with a focus on private fund marketing and distribution. They will be responsible for ensuring that...

Job OverviewIQ-EQ is a leading provider of services to the alternative asset industry, working closely with managers across multiple capacities. As a Compliance Officer and Regulatory Affairs Expert, you will join our firm's compliance team in assessing, developing, implementing, and testing compliance programs for clients in the alternative and traditional...

About the RoleWe are seeking a highly skilled Senior Compliance Officer to join our team at IQ-EQ. This is a fantastic opportunity for a seasoned compliance professional to take on a challenging role and make a real impact in the alternative investment sector.Job SummaryThe Senior Compliance Officer will be responsible for leading engagements for the...

Job OverviewIQ-EQ, a leading service provider to the alternative asset industry, is seeking an experienced Senior Compliance Officer to support its investment advisory clients.Company ProfileIQ-EQ works with managers in multiple capacities, offering services ranging from hedge fund and private equity fund launches to regulatory compliance, financial...

Arootah is a personal and professional development leader in the Investment and Financial Services industry. Our mission is to empower and elevate the performance of individuals and companies through Coaching and Business Advisory services while utilizing cutting-edge SaaS technology.Our Business Advisory Services focuses on the specific needs of Hedge Funds...

About the RoleWe are seeking a highly skilled and experienced Chief Legal Officer to join our team at Uphold. As a key member of our leadership, you will be responsible for providing strategic guidance on legal matters, negotiating commercial agreements, and implementing risk management strategies to ensure compliance with regulations.

About Savvy WealthWealth management is a massive industry in the US with $545 billion annual revenue. However, it remains archaic and inefficient with low technology penetration. This inefficiency results in a poor client experience and over 70% of a financial advisor’s time spent on non-client facing tasks.Savvy Wealth is a digital-first platform for...

Transforming Lives through Compliance ExcellenceWe are seeking a seasoned Compliance Manager to oversee our compliance operations in assigned states, ensuring seamless alignment with company policy, state licensing regulations, and The Joint Commission Standards.This role is perfect for an individual who excels in managing day-to-day compliance operations...

Key ResponsibilitiesThe Compliance Officer will work closely with the Consumer Compliance Officers to ensure that all loan, deposit products and services at Amalgamated Bank maintain compliance with federal and state regulations, as well as all bank compliance-related policies and procedures.This role involves organizing and executing day-to-day operational...

**About BNY Mellon**BNY Mellon is a leading global financial institution with a rich history of innovation and growth. As one of the world's top asset management and banking firms, we manage trillions of dollars in assets, custody, and/or administration.We are known as the 'bank of banks' - a significant portion of the world's top banks work with us as we...

Senior Director of Administration and Compliance - Home Care If you have a strong background in Home Health administration, then you need to read on... Our client, SimiTree, is a well-established and growing multi-site Home Care organization. They have a current opening for a Senior Director of Administration and Compliance based in their NY office. This...

Job Overviewdestinationone Consulting is a leading recruitment agency specializing in various sectors, including CleanTech, Education and EdTech, Government, Health and MedTech, Healthcare and Wellness, Legal, Not-For-Profit, and Public Accounting.We are committed to building a robust talent pool, enabling our recruiters to quickly match job seekers with...

At LevelUP HCS, we are seeking an experienced Regulatory Compliance Manager to join our team. This is a challenging role that requires strong leadership and technical skills.The estimated salary for this position is around $120,000 - $180,000 per year, depending on experience and qualifications.About the RoleWe are looking for a highly skilled professional...

About the RoleWe are seeking a highly skilled Senior Risk Management and Compliance Professional to join our Treasury Middle Office team. As a key member of our risk management team, you will be responsible for implementing and maintaining risk frameworks across the organization.Key Responsibilities:Manage the implementation of BSA/AML/OFAC/Sanctions...

We are seeking an experienced Compliance Manager to join our team at SearchPointNY, a leading law firm in Manhattan, NY. The ideal candidate will have 5-10+ years of experience in HR management, with a focus on compliance across multiple jurisdictions.About the RoleThis is a hybrid (3 days in office) position, Monday – Friday, 9:30 AM – 5:30 PM EST. We...

About the JobWe are seeking a seasoned Compliance Risk Manager to join our team at Cardea Group. As a key member of our dynamic, collaborative team, you will work closely with our Chief Compliance Officer (Americas) to drive our compliance initiatives forward.What You'll Do:Manage day-to-day compliance activities, including reviewing and submitting SEC...

Job SummaryWe are seeking a diligent and organized Compliance Officer to oversee the day-to-day execution of building compliance, Section 8, and LIHTC certifications across our portfolio of residential properties in Harlem, Northern Manhattan, Brooklyn, and the Bronx.This role is responsible for monitoring project-based Section 8 and LIHTC properties for...