Chief Compliance Officer

6 days ago


New York, New York, United States NEUBERGER BERMAN Full time

We are seeking an experienced and skilled Chief Compliance Officer to join our team at Neuberger Berman in Business Services. This is a unique opportunity to leverage your expertise in risk management, regulatory compliance, and business operations to drive growth and success within our organization.

The ideal candidate will have a deep understanding of the financial services industry, including regulatory requirements and best practices. They will be responsible for developing and implementing effective compliance programs, ensuring adherence to laws and regulations, and mitigating risks associated with our business operations.

The Chief Compliance Officer will work closely with senior leadership to identify and address potential compliance issues, develop policies and procedures, and provide training to employees on compliance matters. They will also be responsible for maintaining accurate records of compliance activities, conducting regular audits, and reporting compliance metrics to senior leadership.

This is an excellent opportunity for a seasoned professional to take on a leadership role in a dynamic and growing organization. The successful candidate will have a strong track record of success in compliance and business operations, excellent communication and interpersonal skills, and the ability to work effectively in a fast-paced environment.

Key Responsibilities:

  • Develop and implement effective compliance programs to ensure adherence to laws and regulations
  • Maintain accurate records of compliance activities and report metrics to senior leadership
  • Conduct regular audits to identify and mitigate compliance risks
  • Provide training to employees on compliance matters
  • Work closely with senior leadership to identify and address potential compliance issues

We offer a competitive salary range of $120,000 - $180,000 per year, commensurate with experience, as well as a comprehensive benefits package, including medical, dental, and vision insurance, 401(k) matching, and generous paid time off. If you are a motivated and results-driven individual with a passion for compliance and business operations, we encourage you to apply for this exciting opportunity.



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