Senior Risk Management and Compliance Professional, Treasury Middle Office

4 days ago


New York, New York, United States Michael Page Full time
About the Role

We are seeking a highly skilled Senior Risk Management and Compliance Professional to join our Treasury Middle Office team. As a key member of our risk management team, you will be responsible for implementing and maintaining risk frameworks across the organization.

Key Responsibilities:

  • Manage the implementation of BSA/AML/OFAC/Sanctions Compliance Program in Front Line Unit
  • Provide subject matter expertise to guide the MKD/MOD in establishing risk-mitigating controls commensurate with the MKD/MOD BSA/AML/OFAC/Sanctions/CTF and other illicit financial activity risk profiles
  • Maintain, update and communicate MKD/MOD compliance operational procedures or compliance operational guidance as necessary to ensure the processes and practices conform to the Bank and MKD/MOD unique money laundering, terrorist financing and other illicit financial activity risk profile
  • Collaborate with business units to develop appropriate corrective actions addressing internal/external findings and compliance related issues/observations/exceptions/recommendations, ensuring timely resolution by target due dates
  • Regularly update LCD Management and senior management on ongoing compliance with BSA/AML/CTF, and OFAC and other sanctions regulations

Risk Management Responsibilities:

  • Implement, or coordinate with relevant FLU teams on the implementation of, the RGF and risk management policies and procedures within FLU as well as enforcing relevant controls (e.g. Clean Desk check)
  • Create and maintain FLU procedures pertaining to FLU Risk Managers' responsibilities
  • Monitor FLU adherence to IRM standards and Requirements
  • Propose addition, modification and removal of KRIs and thresholds during annual review and off cycle adjustment, and facilitate the approval process

Other Department Responsibilities:

  • Conduct Quality Assurance on Anti Bribery and Anti-Corruption (ABAC)
  • Perform Bank wide LGO Anti Bribery and Anti-Corruption (ABAC) Risk Assessment
  • Perform monthly ERM Strategic and Reputation Risk reporting for MKD/MOD and TRY

Requirements

  • Bachelor's degree is required; master's degree or higher level degree preferred
  • Minimum 5 years of BSA/AML/OFAC and other sanctions compliance and risk management experience required
  • Financial services background experience is required

What We Offer:

A competitive salary of $120,000 - $150,000 per year, depending on experience. You will have the opportunity to work with a global leader in the banking industry and develop your skills and knowledge in risk management and compliance.



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