Compliance Risk Officer Senior Vice President

Job SummaryServes as a senior compliance risk officer for Surveillance Intelligence Unit (SIU) within Independent Compliance Risk Management (ICRM) Surveillance and Employee Compliance team. Responsible for designing, implementing, and overseeing controls and solutions supporting Surveillance, Employee Compliance, and Control Room teams to detect behaviors...

Job Title: Vice President, FXSumitomo Mitsui Banking Corp. is seeking a highly skilled and experienced Vice President, FX to join our team. As a key member of our Compliance Department, you will be responsible for monitoring and reporting on compliance risks and issues related to FX and fixed income activities.Key Responsibilities:Review and follow up on...

Job Title: Compliance Program Management Vice President - External Fraud Risk Assessment LeadSMBC Group is a top-tier global financial group with a 400-year history, offering a diverse range of financial services. The Group has over 130 offices and 80,000 employees worldwide in nearly 40 countries. As a Compliance Program Management Vice President - External...

Job Title: Regulatory Officer, Vice PresidentSMBC Group is a leading global financial institution with a rich history spanning over 400 years. Headquartered in Tokyo, we offer a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. Our global presence extends to nearly 40 countries, with over 130...

Job Title: Regulatory Officer, Vice PresidentSMBC Group is a leading global financial institution with a rich history spanning over 400 years. Headquartered in Tokyo, we offer a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. Our global presence extends to nearly 40 countries, with over 130...

Job Title: Vice President, FXSumitomo Mitsui Banking Corporation (SMBC) is a leading global financial institution with a rich history dating back to 400 years. As a top-tier bank, we offer a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. Our global network spans over 40 countries, with more...

Job Summary:As a seasoned Vice President of IT Product Management, you will lead the development and delivery of dynamic software products that support a risk and compliance platform. Your expertise in technical project management, Agile methodologies, and software development will drive the execution of specific software product features using technical...

Vice President, Compliance Independent Testing ExaminerThis is a long-term contract position with Global Systems Search Inc.Key Responsibilities:Develop and implement compliance testing programs for specific business units and products based on applicable laws, regulations, risks, and internal policies.Conduct independent compliance testing of regulatory...

Job Overview:The Senior Vice President of Americas Asset Servicing will be responsible for driving the execution of Global Simplification and Standardization aligning to the Asset Servicing, Custody Ops and Citi strategy.Key Responsibilities:Define and execute risk reduction initiatives and proactive risk management tools including but not limited to...

Job SummaryThe Senior Vice President of Asset Servicing Simplification will lead the execution of Global Simplification and Standardization initiatives within the Asset Servicing department, aligning with the Custody Ops and Citi strategy. This role requires a strong commercial awareness, excellent communication skills, and the ability to negotiate...

Job SummaryCitigroup Inc. is seeking a highly skilled Compliance Business Control Senior Officer to join our team. As a key member of our Compliance and Control department, you will be responsible for designing, implementing, and overseeing controls and solutions to support Surveillance, Employee Compliance, and Control Room teams.Key ResponsibilitiesDesign...

Job SummaryWe are seeking a highly skilled Compliance Risk Officer to join our Markets team. As a key member of our Compliance Risk Management team, you will be responsible for assessing and mitigating compliance risks across our Markets business.Key ResponsibilitiesDevelop and implement compliance testing programs to ensure effective risk management and...

Job SummaryThe AML Compliance Risk Management Senior Officer is a senior-level position responsible for establishing internal procedures to prevent money laundering and assist in all matters concerning financial crimes in coordination with the broader AML team. The overall objective is to utilize established disciplinary knowledge to identify inconsistencies...

Job Title:Finance Change Management Vice PresidentJob Summary:SMBC Group is a top-tier global financial group with a 400-year history. We offer a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. Our Group has over 130 offices and 80,000 employees worldwide in nearly 40 countries.We are seeking a...

Job SummaryAs a Compliance Risk Officer at Citigroup Inc, you will play a critical role in assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation. You will design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the...

As a Compliance Risk Officer at Citigroup Inc., you will play a critical role in assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation.Key responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice, and guidance on related regulatory...

Job SummaryServes as a key member of the Independent Compliance Risk Management (ICRM) team, responsible for assessing compliance risks and controls implemented by the first and second line of defense at Citigroup Inc.Key Responsibilities:Perform risk assessments of Citi's compliance risks and develop effective risk mitigation strategies.Conduct independent...

Job SummaryServes as a key member of the Surveillance Intelligence Unit (SIU) within Independent Compliance Risk Management (ICRM), responsible for designing, implementing, and overseeing controls and solutions supporting Surveillance, Employee Compliance, and Control Room teams. The goal is to detect behaviors that may violate regulatory rules or internal...

Job SummaryCitigroup Inc. is seeking a highly skilled Compliance Risk Officer to join our team. As a key member of our Compliance and Control group, you will play a critical role in ensuring the firm's compliance with applicable laws, rules, and regulations.Key ResponsibilitiesAssist in the design, development, and maintenance of best-in-class Compliance...

Job DescriptionServes as a key member of the Control Room within Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation. The role involves designing and delivering a risk management framework that maintains risk levels...