Compliance Risk Officer

As a Compliance Risk Officer at Citigroup Inc., you will play a critical role in assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation.Key responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice, and guidance on related regulatory...

Job SummaryServes as a key member of the Independent Compliance Risk Management (ICRM) team, responsible for assessing compliance risks and controls implemented by the first and second line of defense at Citigroup Inc.Key Responsibilities:Perform risk assessments of Citi's compliance risks and develop effective risk mitigation strategies.Conduct independent...

Job SummaryCitigroup Inc. is seeking a highly skilled Compliance Risk Officer to join our team. As a key member of our Compliance and Control group, you will play a critical role in ensuring the firm's compliance with applicable laws, rules, and regulations.Key ResponsibilitiesAssist in the design, development, and maintenance of best-in-class Compliance...

Job DescriptionServes as a key member of the Control Room within Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation. The role involves designing and delivering a risk management framework that maintains risk levels...

Job SummaryCitigroup Inc. is seeking a highly skilled Compliance Risk Officer to join our team. As a key member of our Surveillance and Employee Compliance team, you will be responsible for designing, implementing, and overseeing controls and solutions to detect behaviors that may violate regulatory rules or internal policies and procedures.Key...

Job SummaryWe are seeking a highly skilled Compliance Testing Officer to join our team at Citigroup Inc. This role is responsible for assessing compliance risks and controls implemented by the first and second line of defense.Key ResponsibilitiesDevelop, implement, and execute compliance testing, continuous assurance, and reporting programs within an...

Job SummaryWe are seeking a highly skilled Compliance Risk Officer to join our Markets team. As a key member of our Compliance Risk Management team, you will be responsible for assessing and mitigating compliance risks across our Markets business.Key ResponsibilitiesDevelop and implement compliance testing programs to ensure effective risk management and...

Compliance Risk Assessment Officer VPSumitomo Mitsui Financial Group, Inc. is a leading global financial institution with a rich history dating back 400 years. Our diverse range of financial services includes banking, leasing, securities, credit cards, and consumer finance. With over 130 offices and 80,000 employees worldwide, we offer a unique opportunity...

Job SummaryServes as a key member of the Surveillance Intelligence Unit (SIU) within Independent Compliance Risk Management (ICRM), responsible for designing, implementing, and overseeing controls and solutions supporting Surveillance, Employee Compliance, and Control Room teams. The goal is to detect behaviors that may violate regulatory rules or internal...

Job SummaryServes as a senior compliance risk officer for Surveillance Intelligence Unit (SIU) within Independent Compliance Risk Management (ICRM) Surveillance and Employee Compliance team. Responsible for designing, implementing, and overseeing controls and solutions supporting Surveillance, Employee Compliance, and Control Room teams to detect behaviors...

Job SummaryThe AML Compliance Risk Management Senior Officer is a senior-level position responsible for establishing internal procedures to prevent money laundering and assist in all matters concerning financial crimes in coordination with the broader AML team. The overall objective is to utilize established disciplinary knowledge to identify inconsistencies...

Serves as a senior compliance risk officer for the Surveillance Intelligence Unit within Independent Compliance Risk Management, responsible for designing, implementing, and overseeing controls and solutions to detect behaviors that may violate regulatory rules or internal policies and procedures.The ICRM Global Surveillance and Employee Compliance program...

Job SummaryCitigroup Inc. is seeking a highly skilled Compliance Business Control Senior Officer to join our Surveillance Intelligence Unit within Independent Compliance Risk Management (ICRM). As a key member of our team, you will be responsible for designing, implementing, and overseeing controls and solutions to detect behaviors that may violate...

Compliance Transformation OfficerSMBC Group is a top-tier global financial group with a 400-year history. We offer a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. Our Group has more than 130 offices and 80,000 employees worldwide in nearly 40 countries.We are seeking a Compliance...

Job Title: Compliance Risk AnalystJob Summary:Saxon Global is seeking a highly skilled Compliance Risk Analyst to join our team. As a key member of our Compliance department, you will be responsible for reviewing metrics reports, determining their validity, and ensuring data quality.Key Responsibilities:Support a metrics reporting platform for Compliance...

Job SummaryWe are seeking a highly skilled Compliance Independent Assessment Officer to join our team at Citigroup Inc. This role is responsible for assessing significant compliance risks and controls implemented by the first and second line of defense.Key ResponsibilitiesDevelop, implement, and execute compliance testing and reporting programs in accordance...

Job SummaryCitigroup is seeking a highly skilled Compliance Risk Management Specialist to join our team. As a key member of our Independent Compliance Risk Management (ICRM) team, you will be responsible for assessing significant compliance risks and controls implemented by the first and second line of defense. Your expertise will be essential in developing,...

Serves as a key member of the Independent Compliance Risk Management (ICRM) Surveillance team, responsible for designing, implementing, and overseeing a suite of surveillances to detect behaviors that may violate regulatory rules or internal policies and procedures.When potentially anomalous behavior is detected, the team collaborates with partners across...

Serves as a key member of the Independent Compliance Risk Management (ICRM) team responsible for assessing significant compliance risks and controls implemented by the first and second line of defense.Responsible for performing independent testing activities to assess the design and effectiveness of key controls designed to address compliance risks;...

Job SummaryAs a Regional IT Risk Officer at Royal Bank of Canada, you will play a critical role in identifying and mitigating IT risks across the organization. This position requires a strong understanding of IT risk management principles and practices, as well as excellent communication and analytical skills.Key Responsibilities• Collaborate with business...