Compliance Transformation Officer

4 weeks ago

Jersey City, New Jersey, United States Sumitomo Mitsui Financial Group, Inc. Full time
Compliance Transformation Officer

SMBC Group is a top-tier global financial group with a 400-year history. We offer a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. Our Group has more than 130 offices and 80,000 employees worldwide in nearly 40 countries.

We are seeking a Compliance Transformation Officer for the Compliance Department Americas Division (CPAD). This team focuses on several key compliance risk types, including consumer compliance, investment banking related compliance, conduct, regulatory compliance, reputation, strategic, and technology risk.

The Compliance Transformation Officer will be responsible for delivering the goals and objectives of a Project within the established timeframe and budget for the project. They will ensure that key project documentation is prepared, reviewed, and stored in the respective project's record in the designated central database.

The primary focus of this role is the day-to-day operational execution of transformation initiatives and contributing to strategic planning within area of expertise. The Compliance Transformation Officer will support the development and execution of business plans, policies and procedures, as well as oversee assigned workstreams/projects to improve efficiencies.

They will apply project and change management principles to projects, managing compliance-driven initiatives and/or processes which require close partnership with compliance and/or audit functions. The Compliance Transformation Officer will leverage data to evaluate the progress of workstreams and overall project success, identify trends to anticipate issues, develop alternative solutions and escalate risks.

They will apply risk-focused planning for team initiatives, investigations and continuous improvement plan. The Compliance Transformation Officer will participate in the management and maintenance of a strong change control process throughout the duration of Projects.

They will lead strategic planning sessions and facilitate production of workstream deliverables. The Compliance Transformation Officer will lead project planning and governance sessions. They will proactively solicit feedback from stakeholders and partners prior to finalizing project related deliverables.

The Compliance Transformation Officer will develop strong and influential relationships across senior levels of an organization and manage/lead project teams and multiple work streams, in a changing environment.

Qualifications and Skills

  • Bachelor's Degree required; Advanced Degree highly preferred;
  • 2-4 years progressive experience in Project/Program Management;
  • Effective oral and written communications;
  • Ability to work effectively and engage across functional areas;
  • Ability to partner effectively with cross-functional (technical and non-technical) stakeholders;
  • Strong knowledge of business process management or financial services industry experience, including direct experience in compliance and/or operational risk management;
  • Experience working in a Compliance-Risk & Control setting in a large, diversified financial institution;
  • Demonstrates teamwork and ability to listen, share and cooperate;
  • Effectively drive the execution of plans and tracking to closure;

SMBC's Hybrid Work Model

SMBC's employees participate in a Hybrid workforce model that provides employees with an opportunity to work from home, as well as, from an SMBC office. SMBC requires that employees live within a reasonable commuting distance of their office location. Prospective candidates will learn more about their specific hybrid work schedule during their interview process.

Equal Employment Opportunity

SMBC is an equal employment opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, gender, national origin, disability status, protected veteran status or any other characteristic protected by law.

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