Investment Support Services Consultant

6 days ago


Hartford, Connecticut, United States MassMutual Full time
Advisory Risk Oversight Consultant

As an Advisory Risk Oversight Consultant at MassMutual, you will play a critical role in managing investment policies for the firm's investment advisory programs. You will work closely with a team of experienced professionals to construct and monitor investment policy guidelines, providing consultative operational support and issue resolution for field advisors and internal stakeholders.

Key Responsibilities:
  • Identify and lead project enhancements to optimize the advisory oversight function
  • Implement new or changed processes to improve operational efficiency
  • Participate in risk management routines and provide expert advice on investment policies and procedures
  • Collaborate with Compliance, Supervision, and Law to execute operational and regulatory risk initiatives
  • Draft, review, and implement policies and operational procedures to support the advisory oversight team and lines of business stakeholders
Requirements:
  • 5+ years of financial services, banking, insurance, or regulatory experience
  • Bachelor's degree
  • FINRA Series 7 & 24 at time of application or must obtain within 180 days
  • 2+ years' experience with investment programs, portfolio management, financial risk management, and analysis
  • 2+ years' experience in project management, implementing regulatory requirements or process enhancements
What We Offer:
  • Networking opportunities with Business Resource Groups
  • Access to learning content on Degreed and other informational platforms
  • Equal Employment Opportunity employer

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