Investment Compliance Specialist
3 days ago
MassMutual is seeking a highly skilled Investment Compliance Consultant to join our team. As a key member of our Investment Compliance Team, you will be responsible for monitoring compliance with various regulations, guidelines, and policies for the Company's General Investment Account.
The OpportunityAs a Compliance Analyst, you will be responsible for:
- Monitoring ongoing compliance with state regulatory and internal investment limits
- Analyzing ongoing compliance with investment guidelines for discretionary accounts
- Monitoring of pre and post trade compliance rules using the Company's systems
- Collaborating with stakeholders to ensure appropriate resolution of compliance matters
- Supporting reporting of compliance items to multiple constituencies
The Investment Compliance Team partners with various stakeholders across MassMutual to assess and monitor compliance with various investment regulations, guidelines, and policies for the Company's General Investment Account.
The ImpactAs a crucial team member, you will provide valuable insight and perspective to management on a broad range of investment related regulatory, governance and risk matters. Candidates should have investment knowledge, strong analytical skills, and the ability to collaborate effectively with a wide range of internal and external stakeholders.
Requirements- Bachelor's Degree
- 5+ years of work experience in financial services
Regular meetings with the Investment Compliance Team, focused one-on-one meetings with your manager, access to mentorship opportunities, networking opportunities, and access to learning content on Degreed and other informational platforms.
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