Audit and Compliance Expert

1 week ago


Wayne, Pennsylvania, United States Vanguard Full time

About the Job

Vanguard's IT Senior Auditor will play a key role in our Global Technology Audit Services (GTAS) Team, completing risk-based audit and consulting engagements to evaluate management's internal controls and influence senior levels of management to improve the control environment.

Your Key Tasks

  • Perform complex work for risk-based audits and consulting engagements, including research, evaluation and analysis, testing and reporting on topics related to risk, governance, process, technology, controls, and operating practices.
  • Collaborate with stakeholder groups across divisions and be instrumental in executing the audit coverage strategy for technology risks and controls for various IT platforms and functions.
  • Act as a mentor to less experienced auditors by coaching on internal audit processes and methodology as well as business lines and supporting technology.

Requirements and Qualifications

  • Undergraduate degree or equivalent combination of training and experience; IT degree or concentration preferred.
  • Graduate degree preferred.
  • Minimum of three years related work experience; experience and/or exposure to technology audit, risk, or controls preferred.
  • Working knowledge and/or experience with technology systems or infrastructure.
  • Demonstrated ability to function in a complex and dynamic team environment.

We're Committed to Diversity and Inclusion

Vanguard is committed to building diverse, inclusive, and highly effective teams of individuals who are as unique as the clients they serve. Our hybrid working model enables flexibility while fostering collaboration and connection. Join us in taking a stand for all investors, treating them fairly, and giving them the best chance for investment success.

Estimated Salary: $140,000 - $180,000 per year



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