Compliance Assurance Specialist

1 week ago


Wayne, Pennsylvania, United States Vanguard Full time

**About the Role:**

Vanguard is seeking a skilled Compliance Assurance Specialist to join our team. As a key member of our Compliance team, you will play a critical role in ensuring that our operations align with regulatory requirements and industry best practices.

**Key Responsibilities:**

  • Develop and implement effective compliance programs to mitigate risk and ensure regulatory compliance.
  • Conduct thorough assessments of our compliance processes and procedures to identify areas for improvement.
  • Collaborate with cross-functional teams to develop and implement new policies and procedures.
  • Liaise with internal partners to ensure alignment with Audit Universe and Top Risk Exercises.

**Requirements:**

  • Minimum five years of experience in compliance or risk management.
  • Undergraduate degree in a related field or equivalent combination of training and experience.
  • Strong analytical and problem-solving skills.
  • Excellent written and oral communication skills.

**Why Join Vanguard?**

We offer a competitive salary of $120,000 - $180,000 per year, depending on experience, as well as a comprehensive benefits package. Our hybrid working model allows for flexibility and work-life balance. We are committed to diversity, equity, and inclusion and strive to create an inclusive environment where all employees can thrive.



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