Banking Oversight and Compliance Leader

3 weeks ago


New York, New York, United States Barclays Full time
Responsibilities
  • Evaluate controls related to various banking activities, including advisory services and the flow of MNPI.
  • Monitor and evaluate potential risks arising from various business activities, regulatory changes, and internal control requirements.
  • Investigate and analyze reported control breaches, identify root causes, and determine the extent of their impact on the bank.
  • Implement corrective actions to address identified control breaches, prevent recurrence, and strengthen internal control frameworks.
  • Maintain comprehensive and up-to-date documentation of control room activities, including risk assessments, investigations, and corrective actions.
  • Demonstrate leadership and accountability for managing risk and strengthening controls in relation to your team's work.

The estimated salary for this role is $160,000 - $189,500 per year, depending on experience and qualifications. The position is located in New York.



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