Banking Oversight and Compliance Leader
3 weeks ago
- Evaluate controls related to various banking activities, including advisory services and the flow of MNPI.
- Monitor and evaluate potential risks arising from various business activities, regulatory changes, and internal control requirements.
- Investigate and analyze reported control breaches, identify root causes, and determine the extent of their impact on the bank.
- Implement corrective actions to address identified control breaches, prevent recurrence, and strengthen internal control frameworks.
- Maintain comprehensive and up-to-date documentation of control room activities, including risk assessments, investigations, and corrective actions.
- Demonstrate leadership and accountability for managing risk and strengthening controls in relation to your team's work.
The estimated salary for this role is $160,000 - $189,500 per year, depending on experience and qualifications. The position is located in New York.
-
Compliance Oversight Specialist
2 weeks ago
New York, New York, United States Barclays Full timeJob SummaryWe are seeking a highly skilled Compliance Oversight Specialist to join our team. In this role, you will provide expert oversight and challenge on business and compliance matters to ensure the organisation operates in accordance with Barclays' legal, regulatory, and ethical responsibilities.Key ResponsibilitiesConduct thorough reviews of business...
-
EOL/VM Compliance Oversight Executive
3 weeks ago
New York, New York, United States MUFG Bank, Ltd. Full timeWe are seeking a highly experienced EOL/VM Compliance Oversight Executive to join our team at MUFG Bank, Ltd. In this role, you will be responsible for managing the lifecycle of end-of-life technologies and virtualization infrastructure, including identifying and mitigating EOL/VM compliance operational issues.You will have expertise and knowledge of current...
-
Risk Oversight and Governance Professional
2 days ago
New York, New York, United States City National Bank Full timeAbout the RoleWe are seeking a highly skilled Risk Oversight and Governance Professional to join our team at City National Bank. As a key member of our risk management department, you will be responsible for providing expert advice on risk management best practices and ensuring that our operations are aligned with regulatory...
-
Head of Regulatory Oversight
2 weeks ago
New York, New York, United States Barclays Full time**Job Description:** Head of Regulatory OversightAt Barclays, we are seeking an experienced professional to lead our Regulatory Oversight function in the Americas - Investment Banking Compliance team.This role is responsible for ensuring that our business operations comply with all relevant laws, regulations, and industry standards.The successful candidate...
-
Regulatory Compliance Oversight Specialist
2 weeks ago
New York, New York, United States Citigroup, Inc. Full timeCitigroup, Inc. is seeking a highly skilled Regulatory Compliance Oversight Specialist to join its team in New York.The successful candidate will have extensive experience in risk management and control, with a strong background in leading large-scale recovery and resolution planning projects and regulatory remediation.This role requires a deep understanding...
-
Digital Banking Operations Leader
4 weeks ago
New York, New York, United States Michael Page Full timeJob Title: Digital Banking Operations LeaderWe are seeking a seasoned Deposit Operations professional to lead our digital banking team in Midtown Manhattan.Company Overview:A community bank located in the heart of NYC is looking for an experienced leader to oversee digital banking and branch support.Estimated Salary: $120,000 - $180,000 per year, depending...
-
Global Compliance Expert
2 days ago
New York, New York, United States Bank of America Full timeJob OverviewWe are looking for a highly skilled Global Compliance Expert to join our team at Bank of America. As a key member of our global Enterprise Privacy Office, you will be responsible for ensuring the effective execution of our Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy, and the Compliance and...
-
Compliance Risk Management Lead
3 weeks ago
New York, New York, United States Crowe LLP Full timeAbout the RoleJob OverviewWe have an exciting opportunity for a Compliance Risk Management Lead - Consumer Banking to join our Financial Services Consulting practice. As a leader in this role, you will be responsible for managing compliance risk and providing expert guidance on regulatory matters to our clients.Your key responsibilities will include:Managing...
-
Risk Management Lead, Compliance Oversight
2 weeks ago
New York, New York, United States Wedbush Securities Full timeJob SummaryWe are seeking a seasoned professional to lead our Compliance Control Room in ensuring the integrity of our firm's information barriers and mitigating conflicts of interest.This critical role can be based in Los Angeles or New York City, providing a hybrid work environment. Key responsibilities include:Analyzing data to identify risk indicators...
-
Global Banking Operations Leader
3 weeks ago
New York, New York, United States Michael Page Full timeJob SummaryWe are seeking an experienced Global Banking Operations Leader to oversee our commercial financing business across the Americas.About the RoleThis is a senior leadership position responsible for managing four key teams within Financing Operations: Loan Administration, Deal Management, Loan Booking, and Agency & Servicing. The successful candidate...
-
Corporate Banking Risk Manager
3 weeks ago
New York, New York, United States Natixis Corporate & Investment Banking Full timeNatixis Corporate & Investment Banking is seeking an exceptional candidate to fill the position of Strategic Portfolio Optimization Director. As a senior leader, you will be responsible for developing and implementing strategic plans to optimize our corporate banking portfolio. Your expertise in credit analysis, risk management, and portfolio optimization...
-
Global Market Operations Leader
3 weeks ago
New York, New York, United States Natixis Corporate & Investment Banking Full timeJob Title: Global Market Operations LeaderWe are seeking a highly experienced and skilled leader to head our Americas Global Market Operations team.This senior role involves overseeing the accurate, compliant, and timely processing of all business transactions and activities within the Operations team. Strategic planning and change management are crucial to...
-
Investment Banking Compliance Expert
3 weeks ago
New York, New York, United States Barclays Full timeJob SummaryAs a Vice President of Investment Banking Compliance, you will provide expert advisory on complex Investment Banking matters with senior business stakeholders on a consistent basis. You will guide the Equity Capital Markets team in providing guidance on business trading inquiries, identifying and assessing regulatory, market conduct, and...
-
Global Banking and Finance Strategist
2 weeks ago
New York, New York, United States Natixis Corporate & Investment Banking Full timeJob DescriptionNatixis Corporate & Investment Banking is seeking a seasoned professional to lead its Global Financing Operations team. As the Global Banking and Finance Strategist, you will play a critical role in shaping the bank's commercial financing strategy, ensuring seamless execution and compliance.Key Responsibilities• Develop and implement...
-
Compliance Oversight Manager
2 days ago
New York, New York, United States Disability Solutions Full timeRole SummaryThe Audit Manager plays a crucial role in ensuring the effectiveness of internal controls and risk management practices at Disability Solutions. This position requires a seasoned audit professional with a strong background in risk management and internal controls. If you have a passion for making a difference in the lives of others and are...
-
Commercial Banking Technology Leader
2 days ago
New York, New York, United States Webster Bank Full timeCommercial Loan Origination Systems Expertise:We are seeking a highly experienced professional to lead our Commercial Loan Origination Systems team. As a Senior Commercial Loan Origination Systems Manager, you will be responsible for driving the bank's use of the loan origination product, including day-to-day execution, administration, and maintenance. Your...
-
Compliance Manager, Banking Partnerships Lead
3 weeks ago
New York, New York, United States Brex Full timeCompany OverviewBrex is a leading fintech company that provides AI-powered spend management solutions to businesses. Our mission is to empower companies to spend with confidence and reduce costs. As a key member of our Compliance team, you will play a critical role in ensuring the integrity of our banking partnerships and adherence to regulatory...
-
Investment Bank Compliance Director
3 weeks ago
New York, New York, United States Deutsche Bank Full timeCompliance Officer Job Description As a Compliance Officer at Deutsche Bank, you will play a critical role in ensuring that our Fixed Income & Currencies (FIC) Sales & Trading business operates in compliance with all relevant laws and regulations. Your responsibilities will include providing regulatory advice to the business, identifying trends and...
-
Banking Compliance Specialist, Senior Role
3 weeks ago
New York, New York, United States Brex Full timeRole SummaryWe are seeking an experienced Senior Compliance Manager, Bank Partnerships to join our Compliance team at Brex. The successful candidate will have a strong background in regulatory compliance, excellent project management skills, and the ability to collaborate effectively with internal and external stakeholders.Key ResponsibilitiesDevelop and...
-
Fair Banking Compliance Director
3 weeks ago
New York, New York, United States LendingClub Bank Full timeAbout the RoleLendingClub Bank's Compliance Department is seeking a seasoned compliance professional to oversee and monitor the Bank's consumer complaint management program, UDAAP, Sales Practices, and servicemember's protections program for effectiveness and regulatory compliance. This position will serve as a key advisor to first line management to ensure...