Global Market Operations Leader
3 weeks ago
We are seeking a highly experienced and skilled leader to head our Americas Global Market Operations team.
This senior role involves overseeing the accurate, compliant, and timely processing of all business transactions and activities within the Operations team. Strategic planning and change management are crucial to ensure that personnel and processes evolve in alignment with the dynamic business landscape and overarching group strategies.
The Head of Global Markets Operations (GMO) will be responsible for managing various teams, including Trade Support, Back Office, Middle Office, Treasury, Client Relations, and Regulatory Operations (RegOps). This includes approximately 50 staff members, with five direct reports, as well as outsourced labor through third-party suppliers.
Main Responsibilities:
- Serve as the Principal Operations Officer for the US Broker Dealer, ensuring robust governance to support all relevant SEC and FINRA requirements.
- Oversee compliance with regulations from the Federal Reserve and NYS DFS, ensuring that all banking regulations and reporting are supervised with strong controls to maintain data quality and meet obligations accurately and on time.
- Foster an independent departmental environment that enables accurate and timely processing of activities by competent and confident staff who can operate autonomously from senior management.
Budget Management: Manage a budget of $10M+, ensuring a balanced allocation across processes, staffing, automation, regulatory compliance, risk controls, and costs.
Salary: The estimated salary range for this position is between $225,000 - $280,000, based on relevant experience, education, skills set, applicable licensure and certifications, and other business and organizational needs.
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