Compliance Officer

Compliance Transformation OfficerSMBC Group is a top-tier global financial group with a 400-year history. We offer a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. Our Group has more than 130 offices and 80,000 employees worldwide in nearly 40 countries.We are seeking a Compliance...

Job SummaryAs a Compliance Risk Officer at Citigroup Inc, you will play a critical role in assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation. You will design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the...

As a Compliance Risk Officer at Citigroup Inc., you will play a critical role in assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation.Key responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice, and guidance on related regulatory...

Job SummaryCitigroup Inc. is seeking a highly skilled Compliance Risk Officer to join our team. As a key member of our Compliance and Control group, you will play a critical role in ensuring the firm's compliance with applicable laws, rules, and regulations.Key ResponsibilitiesAssist in the design, development, and maintenance of best-in-class Compliance...

Job SummaryServes as a key member of the Independent Compliance Risk Management (ICRM) team, responsible for assessing compliance risks and controls implemented by the first and second line of defense at Citigroup Inc.Key Responsibilities:Perform risk assessments of Citi's compliance risks and develop effective risk mitigation strategies.Conduct independent...

Job SummaryWe are seeking a highly skilled Compliance Testing Officer to join our team at Citigroup Inc. This role is responsible for assessing compliance risks and controls implemented by the first and second line of defense.Key ResponsibilitiesDevelop, implement, and execute compliance testing, continuous assurance, and reporting programs within an...

Job SummaryCitigroup Inc. is seeking a highly skilled Compliance Risk Officer to join our team. As a key member of our Surveillance and Employee Compliance team, you will be responsible for designing, implementing, and overseeing controls and solutions to detect behaviors that may violate regulatory rules or internal policies and procedures.Key...

Job DescriptionServes as a key member of the Control Room within Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation. The role involves designing and delivering a risk management framework that maintains risk levels...

Job SummaryWe are seeking a highly skilled Compliance Risk Officer to join our Markets team. As a key member of our Compliance Risk Management team, you will be responsible for assessing and mitigating compliance risks across our Markets business.Key ResponsibilitiesDevelop and implement compliance testing programs to ensure effective risk management and...

Our client, a top-tier Management & Strategy Consulting firm, is seeking a qualified Compliance Officer to join a Top-Tier Investment Bank. Key Responsibilities:Assist and advise on IB and Capital Markets transactions, including conflicts review.Maintenance of the Firm's Global Watch and Restricted Lists, including seeking and responding to updates from...

Compliance Risk Assessment Officer VPSumitomo Mitsui Financial Group, Inc. is a leading global financial institution with a rich history dating back 400 years. Our diverse range of financial services includes banking, leasing, securities, credit cards, and consumer finance. With over 130 offices and 80,000 employees worldwide, we offer a unique opportunity...

Job SummaryServes as a key member of the Surveillance Intelligence Unit (SIU) within Independent Compliance Risk Management (ICRM), responsible for designing, implementing, and overseeing controls and solutions supporting Surveillance, Employee Compliance, and Control Room teams. The goal is to detect behaviors that may violate regulatory rules or internal...

Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for reviewing transactions and identifying potential conflicts of interest. In addition, engages with the ICRM product and function coverage teams, in order to partner to develop and apply ICRM program solutions that meet the...

Job SummaryJob DescriptionWhat is the opportunity?The Compliance Testing Officer executes independent compliance testing for the U.S. Regulatory Compliance Management framework, a critical program element for RBC's CUSO/IHC. This position is responsible for supporting various stages of the testing lifecycle, including planning and research, gathering...

Marketing Compliance Expert Sought by $50B+ Alternative Asset ManagerWe are seeking a highly skilled Marketing Compliance expert to join our team as a key member of the Marketing Review team.The ideal candidate will have a strong background in marketing review compliance for investment advisors, with a proven track record of ensuring compliance with...

Job SummaryServes as a senior compliance risk officer for Surveillance Intelligence Unit (SIU) within Independent Compliance Risk Management (ICRM) Surveillance and Employee Compliance team. Responsible for designing, implementing, and overseeing controls and solutions supporting Surveillance, Employee Compliance, and Control Room teams to detect behaviors...

Job SummaryCitigroup Inc. is seeking a highly skilled Compliance Business Control Senior Officer to join our Surveillance Intelligence Unit within Independent Compliance Risk Management (ICRM). As a key member of our team, you will be responsible for designing, implementing, and overseeing controls and solutions to detect behaviors that may violate...

Serves as a senior compliance risk officer for the Surveillance Intelligence Unit within Independent Compliance Risk Management, responsible for designing, implementing, and overseeing controls and solutions to detect behaviors that may violate regulatory rules or internal policies and procedures.The ICRM Global Surveillance and Employee Compliance program...

Job SummaryThe AML Compliance Risk Management Senior Officer is a senior-level position responsible for establishing internal procedures to prevent money laundering and assist in all matters concerning financial crimes in coordination with the broader AML team. The overall objective is to utilize established disciplinary knowledge to identify inconsistencies...

Job SummaryCitigroup Inc. is seeking a highly skilled Compliance Business Control Senior Officer to join our team. As a key member of our Compliance and Control department, you will be responsible for designing, implementing, and overseeing controls and solutions to support Surveillance, Employee Compliance, and Control Room teams.Key ResponsibilitiesDesign...