IT and Business Liaison for Regulatory Compliance

About the PositionEIC is dedicated to cultivating professionals in the Allied Health Professions. We are seeking a Compliance and Faculty Liaison to join our team. In this role, you will be responsible for leading the development of new academic programs, ensuring regulatory compliance, and coordinating faculty professional development activities.Key...

Job Summary:We are seeking an experienced Business Systems Analyst to join our team at Diverse Lynx LLC. As a key member of our organization, you will be responsible for analyzing and improving our business processes, ensuring compliance with regulatory requirements. This is a Contract position that requires strong analytical skills, attention to detail, and...

Responsibilities:Develop and implement compliance testing programs for business units and products.Conduct independent compliance testing of regulatory requirements, processes, policies, procedures, and controls.Draft reports detailing regulatory requirements, testing conducted, review findings, and recommendations.Ensure all findings and recommendations are...

Job SummaryWe are seeking a highly skilled SVP, Regulatory Operations to lead our US swap data reporting efforts. As the head of US swap data reporting, you will be responsible for ensuring compliance with CFTC and SEC regulations.About Jefferies Financial Group Inc.Jefferies Financial Group Inc. is a global full-service investment bank and securities firm....

Job DescriptionWe are seeking a highly skilled Compliance Officer to join our team at Citigroup, Inc. The successful candidate will be responsible for assisting in the design, development, delivery, and maintenance of best-in-class compliance programs, policies, and practices. This includes identifying, evaluating, and resolving issues related to the...

**Job Description:**We are seeking a highly skilled Financial Regulatory Compliance Specialist to join our team at SF Staffing Solutions. As a key member of our Client Onboarding organization, you will specialize in reviewing regulatory documentation, including AML/KYC and Dodd-Frank regulations, to ensure compliance with firm requirements.The ideal...

Axiom Software Solutions Limited is seeking a highly skilled Regulatory Support professional to join our team. The successful candidate will have a strong background in pharmaceutical regulatory affairs and experience working with FDA inspections and internal audit processes.The estimated salary for this position is $120,000 - $180,000 per year, depending on...

About the RoleJoulé is looking for a highly skilled Regulatory Compliance Specialist to join our team in Jersey City, NJ. As a key member of our quality team, you will be responsible for ensuring product quality and regulatory compliance while fostering continuous improvement across the company.The ideal candidate will have at least 5 years of experience in...

About the PositionRegulatory Compliance Analyst plays a crucial role in ensuring that Disability Solutions complies with all relevant laws, rules, and regulations. The successful candidate will work closely with the Compliance and Operational Risk team to identify, assess, and mitigate risks associated with non-compliance.Key Responsibilities:- Conduct risk...

We are seeking an experienced Regulatory Compliance Process Consultant to join our team at Saxon Global.Job Description:This exciting opportunity involves supporting the roll-out of our KYC tool, Fenergo, and requires strong business analyst skills. You will work closely with our development and integration teams to gather business requirements and ensure...

About UsBank of America is a leading global financial institution committed to helping its customers achieve their financial goals. We pride ourselves on our commitment to innovation, diversity, and inclusion, creating an environment that fosters growth, development, and success. Our employees are our greatest asset, and we strive to make a genuine impact...

Job OverviewAIG is a leading global insurance organization seeking a highly skilled Regulatory Analyst to join our Global Legal, Compliance and Regulatory (GLCR) team. This role will support the product filings group and related work to assess state filings policies and procedures, state requirements, quality control and monitoring activities. The successful...

Job OverviewThe Director of Regulatory Compliance and Risk position at DTCC involves assisting in the evaluation and monitoring of key financial risk management-related controls used by DTCC to adhere to regulatory requirements. This role requires a deep understanding of applicable laws and regulations, as well as experience working at or with financial...

About the OpportunityMUFG is seeking a highly skilled and experienced Software Engineer for Regulatory Reporting, AVP to join our team. As a key member of our Regulatory Reporting Technology team, you will play a critical role in supporting our Regulatory Reporting function and ensuring compliance with regulatory requirements.ResponsibilitiesDevelop and...

Job Overview: Business Analyst with Compliance FocusWe are looking for a skilled Business Analyst to join our team and provide expertise in compliance-focused initiatives. The ideal candidate will have a strong understanding of regulatory reporting requirements and experience working with stakeholders to deliver projects.Responsibilities:Support the...

Job DescriptionThe Data Support Associate is responsible for providing support to the regulatory reporting team at SMBC Nikko Securities America, Inc. The successful candidate will have a strong background in finance and accounting, as well as excellent analytical and communication skills.Key Responsibilities- Provide support to the regulatory reporting...

Cherry Bekaert Advisory, LLC is seeking a seasoned Internal Audit Risk Consultant to join our team in the Tri-State Area. As a leading accounting and consulting firm, we deliver innovative advisory, assurance, and tax services to our clients.In this role, you will support the performance of internal audits, regulatory compliance, and risk management services...

Job DescriptionAs a Model Risk Management Associate, you will play a critical role in ensuring the accuracy and reliability of SMBC's financial models. Reporting to the Risk Model Validation Executive Director, you will partner with stakeholders across the firm, including model owners, developers, IT, audit, senior management, and the Board. Your primary...

Job OverviewWe are seeking a highly skilled IT Business Analyst to join our team at Jefferies. This role is responsible for working closely with project teams, product owners, and client stakeholders to analyze and finalize business requirements.The ideal candidate will have strong experience working with Trade Surveillance, Compliance, and Regulatory...

Key ResponsibilitiesRegulatory Compliance Program Development:Design, implement, and manage the firm's compliance program, ensuring adherence to all applicable laws, regulations, and industry standards.Develop and maintain policies and procedures for principal and proprietary trading activities.Regulatory Liaison:Serve as the primary point of contact with...