Regulatory Compliance Analyst

About the PositionRegulatory Compliance Analyst plays a crucial role in ensuring that Disability Solutions complies with all relevant laws, rules, and regulations. The successful candidate will work closely with the Compliance and Operational Risk team to identify, assess, and mitigate risks associated with non-compliance.Key Responsibilities:- Conduct risk...

Job Summary:We are seeking an experienced Business Systems Analyst to join our team at Diverse Lynx LLC. As a key member of our organization, you will be responsible for analyzing and improving our business processes, ensuring compliance with regulatory requirements. This is a Contract position that requires strong analytical skills, attention to detail, and...

Job OverviewAIG is a leading global insurance organization seeking a highly skilled Regulatory Analyst to join our Global Legal, Compliance and Regulatory (GLCR) team. This role will support the product filings group and related work to assess state filings policies and procedures, state requirements, quality control and monitoring activities. The successful...

Job DescriptionThe Data Support Associate is responsible for providing support to the regulatory reporting team at SMBC Nikko Securities America, Inc. The successful candidate will have a strong background in finance and accounting, as well as excellent analytical and communication skills.Key Responsibilities- Provide support to the regulatory reporting...

Role SummaryWe are seeking a skilled Regulatory Reporting Analyst to join our financial services compliance team at Royal Bank of Canada. As a key member of our team, you will be responsible for assisting in the preparation and filing of core Federal Reserve regulatory reports.The ideal candidate will have a strong understanding of US GAAP and bank...

Job Description:The Regulatory Risk Analyst will be responsible for overseeing surveillance services designed to detect behaviors that may violate regulatory rules or internal policies and procedures. This role requires the design and implementation of new or enhanced surveillances, as well as collaborating with partners across the first and second lines of...

Job Overview: Business Analyst with Compliance FocusWe are looking for a skilled Business Analyst to join our team and provide expertise in compliance-focused initiatives. The ideal candidate will have a strong understanding of regulatory reporting requirements and experience working with stakeholders to deliver projects.Responsibilities:Support the...

About the OpportunityMUFG is seeking a highly skilled and experienced Software Engineer for Regulatory Reporting, AVP to join our team. As a key member of our Regulatory Reporting Technology team, you will play a critical role in supporting our Regulatory Reporting function and ensuring compliance with regulatory requirements.ResponsibilitiesDevelop and...

We are seeking an experienced Regulatory Compliance Process Consultant to join our team at Saxon Global.Job Description:This exciting opportunity involves supporting the roll-out of our KYC tool, Fenergo, and requires strong business analyst skills. You will work closely with our development and integration teams to gather business requirements and ensure...

Axiom Software Solutions Limited is seeking a highly skilled Regulatory Support professional to join our team. The successful candidate will have a strong background in pharmaceutical regulatory affairs and experience working with FDA inspections and internal audit processes.The estimated salary for this position is $120,000 - $180,000 per year, depending on...

About the JobThis Risk and Regulatory Reporting Analyst position is an exciting opportunity to join our team at MUFG. As a key member of our Enterprise Risk Management group, you will play a vital role in ensuring compliance with regulatory requirements and risk management policies.Key ResponsibilitiesPerform data analysis, including data extraction using...

Responsibilities:Develop and implement compliance testing programs for business units and products.Conduct independent compliance testing of regulatory requirements, processes, policies, procedures, and controls.Draft reports detailing regulatory requirements, testing conducted, review findings, and recommendations.Ensure all findings and recommendations are...

Key Accountabilities:This role requires a strong understanding of waste management regulations and laws, particularly those related to the NYC Commercial Waste Zone Program. The successful candidate will be responsible for ensuring that Interstate Waste Services complies with these regulations, which includes monitoring the CWZ contract and implementing...

We are seeking an experienced IT Business Analyst to join our team at Genesis10.$55.15-$63.15 per hourAbout the Role:This position involves working with our client in Jersey City, NJ, to support Governance, Oversight, and Health Reporting for Backup and Enterprise Critical Infrastructure activities following Regulatory MRA remediation.The ideal candidate...

Job SummaryWe are seeking a highly skilled SVP, Regulatory Operations to lead our US swap data reporting efforts. As the head of US swap data reporting, you will be responsible for ensuring compliance with CFTC and SEC regulations.About Jefferies Financial Group Inc.Jefferies Financial Group Inc. is a global full-service investment bank and securities firm....

Job DescriptionWe are seeking a highly skilled Compliance Officer to join our team at Citigroup, Inc. The successful candidate will be responsible for assisting in the design, development, delivery, and maintenance of best-in-class compliance programs, policies, and practices. This includes identifying, evaluating, and resolving issues related to the...

**Job Description:**We are seeking a highly skilled Financial Regulatory Compliance Specialist to join our team at SF Staffing Solutions. As a key member of our Client Onboarding organization, you will specialize in reviewing regulatory documentation, including AML/KYC and Dodd-Frank regulations, to ensure compliance with firm requirements.The ideal...

Job OverviewThe Director of Regulatory Compliance and Risk position at DTCC involves assisting in the evaluation and monitoring of key financial risk management-related controls used by DTCC to adhere to regulatory requirements. This role requires a deep understanding of applicable laws and regulations, as well as experience working at or with financial...

Job Summary:We are seeking a highly skilled Financial Regulatory Analyst to join our team at Bank of America. This role involves analyzing financial data, identifying potential risks, and developing strategies to mitigate those risks. The ideal candidate will have strong analytical skills, a deep understanding of financial markets, and the ability to...

Job OverviewWe are seeking a highly skilled IT Business Analyst to join our team at Jefferies. This role is responsible for working closely with project teams, product owners, and client stakeholders to analyze and finalize business requirements.The ideal candidate will have strong experience working with Trade Surveillance, Compliance, and Regulatory...