Financial Crimes Compliance Specialist
1 day ago
Guidehouse is seeking an experienced Financial Crimes Compliance Specialist to support the oversight of quality service delivery for projects related to financial crime and regulatory compliance reviews and investigations. The ideal candidate will have a strong background in financial crimes compliance and a proven track record of conducting quality assurance reviews and investigations.
Key Responsibilities- Conduct quality assurance reviews of alerts/cases and/or files in regard to Bank Secrecy Act (BSA), Anti-Money Laundering, Office of Foreign Asset Controls (OFAC), Know Your Customer (KYC), including Identification Verification (ID&V), Customer Due Diligence (CDD), Enhanced Due Diligence (EDD), Ongoing Monitoring and other financial crime investigations to mitigate risks associated with financial crimes.
- Perform quality assurance (QA) review of Analysts' work product in accordance with client QA expectations.
- Along with Team Leads, accurately and thoroughly assess Analysts' work product quality and leverage practices consistent with industry standards.
- Provide coaching and constructive feedback to Analysts to ensure quality decisions and reviews are being completed in line with client policies and procedures.
- Identify risk and recommend risk-based approaches for QA sampling.
- Perform reviews and investigations of alerts/cases and/or files as business needs arise.
- When applicable, escalate and/or draft and file potentially suspicious activity reports in accordance with regulatory requirements and client SLAs.
- Develop QA testing to ensure all client required processes are followed, guidance is followed, and end decisioning is sound and well-documented.
- Escalate proper feedback on Analysts work product to their performance manager to ensure accountability.
- Execute and deliver high quality engagement tasks both independently and in a collaborative setting with a focus on client satisfaction.
- Bachelor's degree from an accredited college/university plus 0-6 years of experience (level dependent) OR 4-8 years of professional experience in lieu of degree (level dependent)
- Experience reviewing and dispositioning manual and system generated alerts/cases/files to mitigate risk associated with financial crimes.
- Knowledge of applicable laws, regulations, and guidelines (e.g., OFAC Sanctions, Anti-Money Laundering, KYC, CDD, EDD and/or Financial Fraud Investigations).
- Knowledge of Financial Crimes Compliance functions such as OFAC Sanctions, Anti-Money Laundering, KYC, CDD, EDD and/or Financial Fraud Investigations.
- Understanding of the legal, corporate governance, and regulatory environment related to the BSA and USA PATRIOT Act.
- Ability to detect and mitigate red flags for potential financial crimes activity.
- The ability to excel within a team environment and independently.
- Strong proficiency in Microsoft Excel and other Microsoft Suite Products.
- Ability to quickly learn and adapt to new policies, procedures, and vendor systems.
- Experience with financial crimes risks associated with and investigations of Transaction Monitoring/ Screening/ Fraud Operations/ SAR Reporting/Identification and Verification of Customers, KYC, CDD and EDD.
- End to end understanding of Transaction Monitoring/ Screening/ Fraud Operations/ SAR Reporting/Identification and Verification of Customers, KYC, CDD and EDD.
- Medical, Rx, Dental & Vision Insurance
- Personal and Family Sick Time & Company Paid Holidays
- Position may be eligible for a discretionary variable incentive bonus
- Parental Leave
- 401(k) Retirement Plan
- Basic Life & Supplemental Life
- Health Savings Account, Dental/Vision & Dependent Care Flexible Spending Accounts
- Short-Term & Long-Term Disability
- Tuition Reimbursement, Personal Development & Learning Opportunities
- Skills Development & Certifications
- Employee Referral Program
- Corporate Sponsored Events & Community Outreach
- Emergency Back-Up Childcare Program
-
Financial Crimes Compliance Specialist
2 days ago
San Antonio, Texas, United States Guidehouse Full timeAbout the RoleGuidehouse is seeking a highly skilled Financial Crimes Compliance Specialist to join our team. As a key member of our team, you will be responsible for ensuring the quality of service delivery for projects related to financial crime and regulatory compliance.Key ResponsibilitiesDesign and execute quality assurance programs for client projects...
-
Financial Crime Compliance Specialist
7 days ago
San Antonio, Texas, United States Capgemini Full timeAbout the RoleAs a Financial Crime Compliance Analyst at Capgemini, you will play a critical role in helping our clients navigate the complexities of financial crime compliance. Your expertise will be instrumental in identifying and mitigating potential risks, ensuring that our clients' operations are in compliance with relevant regulations and laws.Key...
-
Financial Crime Compliance Specialist
1 hour ago
San Antonio, Texas, United States Capgemini Full timeAbout the RoleAs a Financial Crime Compliance Manager at Capgemini, you will play a critical role in helping our clients navigate the complexities of financial crime compliance. Your expertise will be instrumental in identifying and mitigating risks associated with anti-money laundering (AML), know-your-customer (KYC), and sanctions screenings.Key...
-
Financial Crime Compliance Specialist
4 days ago
San Antonio, Texas, United States Capgemini Full timeAbout the RoleAs a Financial Crime Compliance Associate Consultant at Capgemini, you will play a crucial role in helping our clients navigate the complexities of financial crime compliance. Your primary responsibility will be to work with our clients' financial services and corporate teams, focusing on Anti-Money Laundering (AML) investigations, Know Your...
-
San Antonio, Texas, United States Guidehouse Full timeAbout the RoleGuidehouse is seeking a highly skilled Financial Crimes Compliance Investigations and Quality Control Specialist to join our team. As a key member of our team, you will play a critical role in ensuring the integrity of our financial systems and processes.Key ResponsibilitiesPerform in-depth reviews of AML alerts and cases to identify and...
-
San Antonio, Texas, United States Guidehouse Full timeJob Overview:Guidehouse is seeking a highly skilled Financial Crimes Compliance Investigations and Quality Control Specialist to join our team. As a key member of our Financial Crimes Compliance team, you will play a critical role in mitigating risks associated with financial crimes and suspicious activity.Key Responsibilities:Perform AML alert/case reviews...
-
San Antonio, Texas, United States Guidehouse Full timeTravel Requirement: In this full-time position, we provide a comprehensive rewards package that includes competitive salary and a flexible benefits program, reflecting our dedication to fostering a diverse and inclusive workplace. Conducting AML alert and case evaluations to mitigate risks related to financial misconduct and suspicious activities ...
-
Financial Crime Analyst
2 weeks ago
San Antonio, Texas, United States Capgemini Full timePosition: Fraud/Risk AnalystLocation: San Antonio, TexasAs a Fraud/Risk Analyst at Capgemini, you will engage with our Financial Services clientele, concentrating on AML (Anti-Money Laundering) investigations, KYC (Know Your Customer) protocols, and sanctions assessments.Capgemini is committed to nurturing the skills and career advancement of its workforce,...
-
Financial Operations Specialist
2 weeks ago
San Antonio, Texas, United States Creative Financial Staffing Full timeJob SummaryWe are seeking a highly skilled Financial Operations Specialist to join our team at Creative Financial Staffing. As a Staff Accountant, you will play a critical role in ensuring the accuracy and compliance of our financial operations.Key ResponsibilitiesPayroll Management: Handle payroll duties with precision, ensuring accuracy and compliance with...
-
Senior Financial Grants Specialist
2 weeks ago
San Antonio, Texas, United States Creative Financial Staffing Full timeSenior Financial Grants SpecialistJoining a nonprofit organization can be a rewarding experience in numerous ways. If you possess a passion for service and have a background in the nonprofit sector, you likely understand the significance of this role. Creative Financial Staffing is currently seeking a dedicated and team-oriented Senior Financial Grants...
-
Financial Compliance Specialist
2 days ago
San Antonio, Texas, United States Guidehouse Full timeAbout the RoleGuidehouse is seeking an experienced Financial Controls Analyst to provide financial regulatory compliance support to federal clients as part of a larger financial modernization effort.Key ResponsibilitiesReview client-provided financial and administrative documents for compliance with federal policy.Take detailed notes to support ongoing...
-
Financial Compliance Specialist
2 days ago
San Antonio, Texas, United States Guidehouse Full timeAbout the RoleGuidehouse is seeking an experienced Financial Controls Analyst to provide financial regulatory compliance support to federal clients as part of a larger financial modernization effort.Key ResponsibilitiesReview client-provided financial and administrative documents for compliance with federal policy.Take detailed notes to support ongoing...
-
Financial Compliance Analyst
2 weeks ago
San Antonio, Texas, United States Guidehouse Full timeJob Family:Administration Support and Clerical, Business Operations, Federal Contracts, Finance Compliance Advisor, Financial Account Specialist, Financial Account Specialist - GMS, Financial Researcher, Financial Researcher - GMS, Investigator, Operational Effectiveness, Operations Support Representative, Operations Support Representative - GMS,...
-
Fraud Prevention Specialist
1 week ago
San Antonio, Texas, United States HCLTech Full timeJob OverviewHCLTech is seeking a highly skilled Fraud Prevention Specialist to join our team. As a key member of our organization, you will play a critical role in identifying and mitigating financial crime risks.Key Responsibilities:Conduct thorough research on reported fraud activity and take appropriate action to resolve claims, prevent losses, and...
-
Financial Project Specialist
2 weeks ago
San Antonio, Texas, United States Creative Financial Staffing Full timeAbout Creative Financial StaffingAt Creative Financial Staffing, you will have the chance to work autonomously while receiving support from leadership. As a global entity that has experienced significant growth in recent years, we pride ourselves on stability and a commitment to employee development through internal opportunities. Our focus is on delivering...
-
Financial Project Specialist
2 weeks ago
San Antonio, Texas, United States Creative Financial Staffing Full timeAbout Creative Financial StaffingAt Creative Financial Staffing, you will have the chance to work autonomously while receiving guidance from experienced leadership. As a rapidly expanding global firm, we are committed to fostering the professional development of our employees through various internal opportunities. Our organization is dedicated to delivering...
-
Project Financial Specialist
1 week ago
San Antonio, Texas, United States Creative Financial Staffing Full timeAbout the CompanyCreative Financial Staffing is a leading provider of financial staffing solutions, dedicated to delivering exceptional service to our clients and candidates. As a global company, we have experienced significant growth over the past few years, and we are committed to providing our employees with opportunities for advancement and professional...
-
Accounting Manager
7 hours ago
San Antonio, Texas, United States Creative Financial Staffing Full timeJob Description**Accounting Manager - Financial Operations Specialist**We are seeking a highly motivated and experienced Accounting Manager to join our team at Creative Financial Staffing. As an Accounting Manager, you will be responsible for managing accounting operations for multiple entities, overseeing the accounting close process, and preparing monthly...
-
Accounts Payable Specialist
7 days ago
San Antonio, Texas, United States Creative Financial Staffing Full timeAccounts Payable Specialist Job SummaryCreative Financial Staffing is partnering with a respected and long-established company to find an experienced Accounts Payable Specialist to join their finance team.About the CompanyThe company is a leading organization in the industry, known for its commitment to excellence and innovation. They offer a supportive and...
-
Economic Crime Analyst
6 days ago
San Antonio, Texas, United States Department of the Air Force - Agency Wide Full timeAbout the PositionWe are seeking a highly skilled Economic Crime Analyst to join our team at the Department of the Air Force - Agency Wide. As an Economic Crime Analyst, you will be responsible for conducting complex technical analysis and production of information obtained and processed from one or more intelligence sources.Key ResponsibilitiesConduct...
