Trading Support Specialist
1 day ago
This position plays a pivotal role in providing support services to the trading teams, working closely with Operations, Compliance, and Sales teams. The ideal candidate will thrive in a fast-paced trading environment, exhibiting adeptness in multi-tasking, attention to detail, regulatory compliance, and maintaining focus.
Key Responsibilities- Design and maintain comprehensive reports tailored for upper management, supporting compliance and regulatory requirements of the desk.
- Execute administrative functions with precision, encompassing resolution of trade discrepancies, trade ticket entries, ensuring trade comparison and settlement processes, and diligent maintenance of trading files.
- Collaborate with management, traders, and compliance to ensure regulatory trade reporting requirements are met.
- Provide support in Fixed Income Trade facilitation, including DTCC eligibility and coordination of wiring funds on closing date and handling the Closing call.
- Possesses outstanding organization skills, works efficiently and accurately, is detail-oriented, and has the ability to prioritize and multi-task.
- Demonstrate a proactive, self-starting ethos, with a penchant for cultivating professional relationships.
- Possess comprehensive regulatory knowledge or the ability to learn regulatory and company policies and procedures.
- Technology proficiency, especially with Bloomberg, Microsoft Word, and Excel, and other fixed income sales and trading related systems.
- Demonstrate excellent verbal and written communication skills.
- 4-year degree or equivalent work experience in the financial services industry.
- Financial services industry experience, preferably in fixed income.
- Willingness to get licensed, Series 7 and 63.
- Organizational skills and writing proficiency.
- Proficient in Microsoft Office, especially Excel and Word.
This position requires Financial Industry Regulatory Authority (FINRA) registration. Qualification requirements include meeting applicable financial industry responsibility, regulatory requirements, credit fitness, and criminal background standards.
Equity, Diversity, & InclusionWe are committed to belonging, inclusion, diversity, and equity. We foster a culture of belonging and inclusion so that every employee is valued, and has opportunity and the ability to make an impact.
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