Power Trading Compliance Analyst

4 days ago


TX United States Primary Services Full time
Job Title: Power Trading Compliance Specialist

We are seeking a highly skilled Power Trading Compliance Specialist to join our team in Houston, Texas. As a key member of our compliance team, you will be responsible for building and maintaining data and analytics capabilities to deliver market compliance objectives.

Main Responsibilities:
  • Develop and implement data strategies to quickly assimilate structured and unstructured data for analysis.
  • Provide leadership to the team for quantitative, regression, and probabilistic market compliance analytic screen designs.
  • Implement market compliance monitoring tools and support the evolution from pre-configured market compliance screens to augmenting with AI/ML data-driven detection.
  • Review and interrogate AI or Machine Learning strategies used for trading and design ad hoc unstructured data analysis to probe and test data design and identify new trading pattern anomalies and potential new compliance screens.
  • Develop and implement the required control process for our comprehensive monitoring and surveillance program.
  • Develop, validate, and deploy machine learning algorithms to solve false positive alert and other complex business challenges.
  • Implement data anomaly detection systems to identify and mitigate risks.
Requirements:
  • A Bachelor's or Master's degree in Computer Science, Statistics, Mathematics, Data Analysis, Machine Learning, or a related field.
  • At least 3 years of experience in data science, with a focus on data analysis and machine learning model development, or data monitoring system implementation.
  • At least 2 years of experience in Energy Trading Firm or 2 years of experience in compliance role.
  • Proficiency in Python for data analysis, coding, and modeling tasks.
  • Hands-on experience with Python statistical analysis packages.
  • Hands-on experience with implementing new compliance monitoring systems.
  • Experience in a Market Compliance role or an equivalent market compliance role at an exchange, ISO/RTO, or governmental regulatory oversight body is a plus.
  • Working understanding of Energy markets and products (Natural Gas, Power, Liquefied Natural Gas, Renewables); experience with day-to-day operations, risk management, and trading practices used in the industry and how such trading activities may interact to create the appearance of market manipulation or other market rule violations is preferred.
  • Demonstrated understanding of the CFTC's Division of Enforcement and the FERC's Office of Enforcement and their views on market manipulation is preferred.
  • Experience with industry tools and technologies (Power BI/ Python/ SQL/ CubeWatch/ Spotfire/ Nasdaq SMARTS/ K3 Broadpeak/ Whistler/ Telemessage/ Fairwords/ MS Power Query/ Alteryx).


  • , MO, United States Gateway Recruiting, INC. Full time

    Job SummaryWe are seeking a highly skilled Trade Compliance Specialist to join our team at Gateway Recruiting, INC. The successful candidate will be responsible for ensuring compliance with international trade regulations and laws, managing import and export processes, and collaborating with stakeholders to mitigate risk and drive business growth.Key...


  • Memphis, TN, United States VirtualVocations Full time

    A company is looking for a Trade Compliance Associate to manage import/export trade compliance for cross-border shipments. Key Responsibilities Process import/export trade compliance clearance in Global Trade Management system Provide import clearance instructions to brokers and prepare necessary documentation Maintain records for imports and exports...


  • Portland, OR, United States VirtualVocations Full time

    A company is looking for an Insider Trading/Market Surveillance Analyst to identify and investigate potential trading issues. Key Responsibilities Identify potential insider trading and market manipulation scenarios through investigations and analysis of trading alerts Research market-moving events and analyze trading in context to develop...

  • Compliance Manager

    7 days ago


    , TX, United States Loves Travel Stops & Country Store Full time

    Job Title: Compliance ManagerAt Loves Travel Stops & Country Stores, we are seeking a highly skilled Compliance Manager to join our team. As a Compliance Manager, you will be responsible for managing and leading our trade surveillance and compliance programs.Key Responsibilities:Collaborate with trading, legal, risk, and accounting teams to ensure compliance...


  • Four States, West Virginia, United States TotalEnergies Full time

    Job SummaryWe are seeking a highly skilled Risk Control Analyst to join our Global Risk Control team in Houston. As a Risk Control Analyst, you will play a critical role in analyzing, modeling, and reporting market risk for all trading activities. Your expertise will be essential in assessing and monitoring physical and financial trades, transportation,...


  • , TX, United States PepsiCo Full time

    {"title": "Trade Spend Accountant", "content": "OverviewThe Trade Spend Accountant is responsible for managing all aspects of accounting for trade spend related to Frito-Lay US. This role works closely with sales, finance, and customer teams on trade activities and projects.ResponsibilitiesIdentify opportunities for process improvements and implement new...


  • , TX, United States Power Design Full time

    About the RoleWe're seeking skilled Electricians to join our team at Power Design. As an Electrician, you'll work under the supervision of the Electrical Foreman to ensure high-quality electrical installations on our projects. With opportunities for career advancement, you'll have the chance to grow with our dynamic team.Key ResponsibilitiesPerform...

  • GRC Analyst

    3 weeks ago


    United, United States BCForward Full time

    Job DescriptionBCForward is currently seeking a highly motivated GRC Analyst for an opportunity in the United States.Job Summary:We are looking for a skilled GRC Analyst to join our team. The successful candidate will be responsible for ensuring compliance with regulatory requirements and developing policies to mitigate risk.Key Responsibilities:Develop and...

  • Risk Control Analyst

    1 month ago


    Four States, United States The Ladders Full time

    Candidate Profile Are you someone with the following: Degree qualified in economics/ finance /business /mathematics or quantitative discipline. Comprehensive understanding of risk management methodologies and valuation models Power BI, Python, or other data management software like Alteryx. High degree of accuracy and efficiency under set deadlines....

  • Compliance Manager

    1 week ago


    Houston, TX, United States Loves Travel Stops & Country Store Full time

    Req ID: 433477 BASIC PURPOSE: Manage and lead Musket and Trillium's trade surveillance and compliance programs. MAJOR RESPONSIBILITIES: Work closely with trading, legal, risk, and accounting to ensure compliance with laws and regulations Manage the continuous improvement of policies, procedures, and controls to mitigate compliance risks Manage the...


  • Mount Horeb, WI, United States Duluth Trading Company Full time

    Position Overview:  Duluth is hiring a Senior Financial Analyst to join our  Financial Planning & Analysis (“FP&A”) team.  This position will report to the Manager of FP&A and will work closely with other members of Duluth Trading’s Leadership Team.  This role interacts with all departments within the company, making it a great opportunity to learn...

  • Compliance Analyst II

    2 weeks ago


    Mobile, AL, United States VirtualVocations Full time

    A company is looking for a Compliance Analyst II to support its Compliance Program by overseeing high-risk areas and ensuring effective compliance measures. Key Responsibilities Provide analysis, training, and support for compliance requirements implementation Conduct audits, monitoring, and data analytics to ensure compliance with regulations ...


  • , TX, United States DP Electric Full time

    Job Title: Apprentice Electrician 4DescriptionDP Electric is seeking a skilled Apprentice Electrician 4 to join our team. As an Apprentice Electrician 4, you will advance your expertise in the electrical trade, building upon the knowledge and skills acquired during your previous years of apprenticeship.ResponsibilitiesAccurately identify and organize all...


  • , IL, United States Analytic Recruiting Inc. Full time

    Quantitative Research Analyst for Algorithmic TradingA leading Proprietary Equity trading firm in Chicago is seeking a highly skilled Quantitative Research Analyst to join its small quantitative research team. The successful candidate will work closely with Portfolio Managers to research, backtest, implement, and monitor profitable low- and high-frequency...


  • Monterey, CA, United States Central Coast Community Energy Full time

    DESCRIPTION Central Coast Community Energy (3CE) is seeking a Power Settlement Analyst to join our team! APPLICANTS MUST LIVE WITHIN THE STATE OF CALIFORNIA FOR FULL REMOTE WORK OPTION. ABOUT THE POSITION: Under the direction of the Director of Power Supply Resources, this position has a wide range of responsibilities associated with power payment...


  • Baltimore, MD, United States VirtualVocations Full time

    A company is looking for a Senior Compliance Analyst. Key Responsibilities: Lead and participate in compliance monitoring and testing reviews Develop test plans, document workpapers, and track corrective actions Contribute to process enhancements, ad-hoc projects, and stay current on industry regulations Required Qualifications: Bachelor's...

  • Compliance Manager

    1 week ago


    Houston, TX, United States Loves Travel Stops & Country Store Full time

    Req ID: 433477   BASIC PURPOSE: Manage and lead Musket and Trillium’s trade surveillance and compliance programs. MAJOR RESPONSIBILITIES:Work closely with trading, legal, risk, and accounting to ensure compliance with laws and regulationsManage the continuous improvement of policies, procedures, and controls to mitigate compliance risksManage the...

  • FTR Trader

    1 month ago


    United States of America Venture Search Full time

    FTR (Financial Transmission Rights) Trader – Global Trading House A well-renowned US based Trading house is looking to add to their growing FTR Trading desk. The group trade all N.American power markets, so are agnostic in terms of region covered and will look at all candidates in that respect. The team has had some excellent performance over the last...


  • Columbus, OH, United States VirtualVocations Full time

    A company is looking for an Analyst Risk and Compliance to support their Global Data Privacy Compliance program. Key Responsibilities Ensure compliance with privacy laws and regulations while providing guidance to business partners Manage the data privacy inventory and address identified gaps in compliance Lead enterprise-level projects and support...


  • Franklin, WI, United States Northwestern Mutual Full time

    At Northwestern Mutual, we are strong, innovative and growing. We invest in our people. We care and make a positive difference. Primary Duties & Responsibilities Client Service Excellence : Deliver a personalized and remarkable experience for our clients by answering their questions, providing servicing options,...