Complex Product/Central Supervision Manager
7 hours ago
LPL Financial Holdings, Inc. is seeking a highly skilled and experienced Complex Product/Central Supervision Manager to join our team. As a key member of our Supervision organization, you will be responsible for overseeing the administration of Complex Product and Central Supervision Supervisors, ensuring compliance with regulatory requirements and mitigating risk.
Key Responsibilities:- Lead and develop a team of subject matter experts in Complex Product and Central Supervision.
- Coordinate and execute oversight functions, including risk-based sales practice items and non-electronic correspondence.
- Develop and implement policies, procedures, and controls to effectively supervise and mitigate risk.
- Collaborate with employees at all levels to drive business growth and improve processes.
- Analyze and interpret regulatory requirements, developing and applying policies and procedures to mitigate risk.
- Undergraduate degree in Business, Accounting, Finance, or related discipline.
- Series 7, 9, and 10 (or Series 24), Series 66 (or S63 and S65) licenses.
- 5-7 years' experience in compliance and regulatory matters.
LPL Financial Holdings, Inc. offers a competitive compensation package, including a base salary range of $78,000 to $131,500, depending on experience. We also offer a comprehensive benefits package, including health insurance, 401(k) matching, and employee stock options. Our company culture values diversity, equality, and community involvement, providing a supportive and inclusive work environment.
At LPL Financial Holdings, Inc., we believe in empowering our employees to make a real impact. We take social responsibility seriously, and our employees are encouraged to contribute to our community outreach initiatives. If you are a motivated and experienced professional looking for a challenging and rewarding role, we encourage you to apply.
-
Vice President, Product Manager
4 days ago
Fort Mill, South Carolina, United States LPL Financial Holdings, Inc. Full timeJob Overview:LPL Financial Holdings, Inc. is seeking a highly skilled and experienced Product Manager to lead the development and implementation of our Market Data platforms. As a key member of our team, you will be responsible for creating and maintaining a vision, roadmap, and product backlog for our Market Data platforms. You will work closely with...
-
Senior Product Manager
1 week ago
Fort Mill, South Carolina, United States Komet USA Full timeAbout the RoleWe are seeking a highly skilled Senior Product Manager to lead the growth of our general dentistry product portfolio in the US market. As a key member of our team, you will be responsible for driving business strategy and growth for this product line, collaborating with our top management team to shape our market position.Komet USA, a...
-
Production Assistant
5 days ago
Fort Mill, South Carolina, United States Keer America Corp Full timeJob DescriptionKeer America Corporation, a leading manufacturer of cotton yarn, is seeking a highly motivated and detail-oriented Production Assistant to join their team in Fort Mill, South Carolina. As a key member of the production team, you will be responsible for supervising production workers, meeting production goals, and working closely with the...
-
Product Marketing Specialist
3 weeks ago
Fort Mill, South Carolina, United States Solenis Full timeAbout the RoleSolenis, a leading global producer of specialty chemicals, is seeking a Product Marketing Specialist to support the backend processes for its SBU product line. This role will drive pricing and financial analysis for multiple SBUs, leading a small, low-complexity SBU that requires tactical coordination. The successful candidate will also enable...
-
Product Marketing Specialist
4 weeks ago
Fort Mill, South Carolina, United States Solenis Full timeAbout the RoleSolenis, a leading global producer of specialty chemicals, is seeking a Product Marketing Specialist to support the company's backend processes and drive pricing and financial analysis for multiple business units (SBUs). The successful candidate will be responsible for leading a small, low-complexity SBU and will work closely with the sales,...
-
Product Marketing Specialist
3 weeks ago
Fort Mill, South Carolina, United States Solenis Full timeAbout SolenisSolenis is a leading global producer of specialty chemicals focused on delivering sustainable solutions for water-intensive industries. Our product portfolio includes a broad array of water treatment chemistries, process aids, functional additives, and cleaners and disinfectants, as well as state-of-the-art monitoring and control systems.Job...
-
Product Marketing Specialist
2 weeks ago
Fort Mill, South Carolina, United States Solenis Full timeAbout SolenisSolenis is a leading global producer of specialty chemicals focused on delivering sustainable solutions for water-intensive industries. Our product portfolio includes a broad array of water treatment chemistries, process aids, functional additives, and cleaners and disinfectants, as well as state-of-the-art monitoring and control systems.Job...
-
Financial Operations Specialist
2 weeks ago
Fort Mill, South Carolina, United States TalentBridge Full timeJob Summary:We are seeking a highly skilled and detail-oriented Managed Accounts Specialist to provide exceptional operational and service support for our Centrally Managed Platforms. As a key member of our team, you will work closely with Financial Advisors, their assistants, and internal Service Associates to ensure that advisor-driven requests are handled...
-
Production Maintenance Supervisor
4 weeks ago
Fort Mill, South Carolina, United States Silfab Solar Full timeJob DescriptionJob Summary:The Maintenance Supervisor is a key member of the Silfab Solar team, responsible for overseeing the maintenance operations of our manufacturing facility. This role involves supervising a team of skilled maintenance technicians, ensuring the safe and efficient operation of our equipment, and contributing to the overall success of...
-
Production Specialist
1 week ago
Fort Mill, South Carolina, United States Transformation Church Full timeJob Title: Production Specialist - Audio Video TechnicianTransformation Church is seeking a highly skilled Production Specialist - Audio Video Technician to join our team. As a key member of our Production team, you will be responsible for ensuring the technical operations of our services and events run smoothly and efficiently.Key Responsibilities:Oversee...
-
Production Specialist
8 hours ago
Fort Mill, South Carolina, United States Transformation Church Full timeProduction Specialist - Audio Visual TechnicianTransformation Church is seeking a highly skilled Production Specialist - Audio Visual Technician to join our team. As a key member of our Production team, you will be responsible for ensuring the technical operations of our services and events run smoothly and efficiently.Key Responsibilities:Oversee the...
-
Distribution Center Manager
4 weeks ago
Fort Mill, South Carolina, United States BROAD RIVER RETAIL Full timeJob SummaryBroad River Retail is seeking a highly skilled Operations Director to lead and coordinate the activities of our distribution centers. This is a key role that requires strong leadership and management skills to oversee the receiving, storage, and shipping of goods, as well as managing inventory accuracy and ensuring timely and accurate order...
-
Operations Manager
3 weeks ago
Fort Mill, South Carolina, United States BROAD RIVER RETAIL Full timeJob SummaryBroad River Retail is seeking a highly skilled Operations Manager - Distribution Center to lead and coordinate the activities of our distribution centers. This role is responsible for overseeing the receiving, storage, and shipping of goods, as well as managing inventory accuracy and ensuring timely and accurate order fulfillment.Key...
-
Financial Services Operations Specialist
4 weeks ago
Fort Mill, South Carolina, United States TalentBridge Full timeJob Title: Managed Accounts SpecialistOverview:We are seeking a dedicated Managed Accounts Specialist to provide essential operational and service support for our Centrally Managed Platforms. In this role, you will collaborate closely with Financial Advisors, their assistants, and internal Service Associates to ensure that advisor-driven requests are handled...
-
Survey Manager
5 days ago
Fort Mill, South Carolina, United States Rock Point Search Full timeSurvey ManagerRock Point Search is seeking a highly skilled Survey Manager to lead our geospatial project team. As a key member of our team, you will be responsible for overseeing survey projects, managing teams, and ensuring compliance with project specifications and quality control measures.Key Responsibilities:Project ManagementOversee and manage survey...
-
Survey Manager
8 hours ago
Fort Mill, South Carolina, United States Rock Point Search Full timeJob Title: Survey ManagerRock Point Search is seeking a highly skilled Survey Manager to lead our geospatial project team. As a key member of our team, you will be responsible for overseeing survey projects, managing teams, and ensuring the delivery of high-quality solutions.Key Responsibilities:Project ManagementOversee and manage survey projects,...
-
Institutional Relationship Manager
2 weeks ago
Fort Mill, South Carolina, United States LPL Financial Holdings, Inc. Full timeJob OverviewThe Assistant Vice President (AVP) of Institutional Relationship Management plays a critical role in driving revenue growth, business efficiencies, and strategic partnerships between LPL Financial and its institutional clients. This position requires a strong understanding of the financial services industry, compliance, products, and services, as...
-
Institutional Relationship Manager
2 weeks ago
Fort Mill, South Carolina, United States LPL Financial Holdings, Inc. Full timeJob OverviewThe Assistant Vice President (AVP) of Institutional Relationship Management serves as a key member of the client success division, supporting the institutions distribution channel. This role focuses on deepening relationships and delivering added value by increasing engagement with the full breadth of tools and resources provided by LPL...
-
Contract Manager
1 week ago
Fort Mill, South Carolina, United States Sunbelt Rentals Full timeJob Title: Contracts ManagerSunbelt Rentals is seeking a highly skilled Contracts Manager to join our team. As a key member of our organization, you will be responsible for minimizing potential risks to Sunbelt, drafting and negotiating favorable contract terms and conditions, and developing and implementing strategies to minimize potential risks to Sunbelt...
-
Risk Management Coordinator
4 weeks ago
Fort Mill, South Carolina, United States Sunbelt Rentals Full timeAbout the RoleSunbelt Rentals is seeking a highly skilled Contract Negotiation Specialist to join our team. As a key member of our organization, you will play a critical role in minimizing potential risks to Sunbelt and driving business growth.Key ResponsibilitiesContract Risk Management: Identify and mitigate potential risks to Sunbelt through effective...