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Compliance Officer, Corporate Banking

2 months ago

New York, New York, United States MUFG Bank, Ltd. Full time
About the Role

MUFG Bank, Ltd. is seeking a highly skilled Compliance Officer to join our Corporate Banking team. As a key member of our team, you will play a critical role in ensuring the effective implementation of our Know Your Customer (KYC) due diligence process.

Key Responsibilities
  • Support the KYC due diligence process by engaging and collaborating with Corporate Banking clients, Relationship Managers, Product Groups, Onboarding Unit, Quality Control, AML Advisory, and other stakeholders.
  • Partner with Relationship Managers/Product Groups to enable more enriched discussions on risk/AML/Sanctions compliance issues, while managing the progress of KYCs from an end-to-end basis for an assigned list of clients.
  • Monitor and review business activities across various product areas, while fulfilling responsibilities related to Request for Information (RFIs) related to KYC/risk/compliance issues identified as part of the KYC due diligence.
  • Responsible for maintaining an understanding of various Corporate Banking client relationships, working with various local product areas & other global stakeholders to understand business ties, and taking ownership of client due diligence review as part of assessing relationship/product risk as critical functions to help various Corporate Banking groups within GCIB.
  • Showcase high proficiency in identifying risk flags, supported by rigorous trainings and guidance from Process Governance, AML Advisory & other stakeholders.
  • Collaborate and handle requests from FLoD Control Office, SLoD, TLoD (i.e. Internal Audit).
  • Attend appropriate training and support on a periodic basis.
  • Meet the requirements of various MUFG standards, policies, and procedures including but not limited to Global KYC Standard, U.S. Branches Know Your Customer Procedure for First Line of Defense.
  • Seek guidance and escalate complex scenarios to Team Lead as needed.
Requirements
  • Bachelor's degree in Business, Finance, Economics, or equivalent work experience, Master's in Business or CFA preferred.
  • Prior KYC experience of working with Corporate Banking clients preferred.
  • Ability to work in a fast-paced culture and deadline-driven environment.
  • Awareness and understanding of Know Your Customer (KYC) due diligence procedures.
  • Understanding of Final CDD Rule.
  • Understanding of rules involving BSA/AML, OFAC & Sanctions.
  • Exhibit culture of strong risk principles.
  • Ability to engage local and overseas stakeholders in different time zones.
What We Offer

MUFG Bank, Ltd. offers a competitive compensation package, including a base salary range of $95k-$120k, depending on job-related knowledge, skills, experience, and location. This role may also be eligible for certain discretionary performance-based bonus and/or incentive compensation. Additionally, our Total Rewards program provides colleagues with a comprehensive benefits package, including comprehensive health and wellness benefits, retirement plans, educational assistance, and training programs.