Senior Compliance Auditor

1 day ago


New York, New York, United States ACG Resources Full time
Job Opportunity

ACG Resources is seeking a highly skilled Senior Compliance Auditor to join our team. As a key member of our compliance team, you will be responsible for maintaining an in-depth understanding of banking compliance requirements, particularly in BSA, AML, and OFAC regulations.

Key Responsibilities:

  • Conduct annual risk assessments for the compliance functions.
  • Perform ongoing monitoring of compliance functions to ensure adequacy of audit coverage and continuous adherence to regulatory requirements and internal policies.
  • Work with outsourced audit specialist to plan and execute compliance audits from end to end.
  • Communicate audit findings and recommendations to the Head of Internal Audit and other stakeholders.

Requirements:

  • Bachelor's degree.
  • 2-4 years of experience in the banking industry.
  • At least 1 year of experience in BSA/AML/OFAC audit.
  • At least 1 year of experience in audit one or more areas including: banking industry, risk management, corporate compliance.
  • Regulatory exposure is preferred.
  • Knowledge of Corporate Compliance and/or BSA, AML, and OFAC regulations.
  • Experience in regulatory exam/issue validation is preferred.
  • Analytical, organizational, and communication skills.
  • Proficiency in audit software and Microsoft Office Suite.
  • ACAMS, CIA, CRCM and other relevant certifications is preferred.

Work Environment:

  • Hybrid Schedule: Tue/Wed/Thu in office; Mon/Fri WFH.

ACG Resources is a dynamic and growing company that values its employees and provides opportunities for professional growth and development. If you are a motivated and experienced compliance professional looking for a new challenge, please submit your resume for consideration.



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