Advisory Risk Oversight Consultant
1 week ago
We are seeking a highly skilled Advisory Risk Oversight Consultant to join our team at MassMutual. As a key member of our Investment Policy Support team, you will play a critical role in managing investment policies for our firm's investment advisory programs.
Key Responsibilities:
- Develop and maintain investment policies, guidelines, and operating procedures
- Monitor and detect violations of investment policies and work with advisors, field management, and product teams to design and implement timely resolutions
- Partner with lines of business, Compliance, Supervision, and Law to execute operational and regulatory risk initiatives
- Participate in the implementation of initiatives with greater complexity that benefit the greater Wealth Management organization
- Draft, review, and implement policies and operational procedures to support the advisory oversight team and lines of business stakeholders
Requirements:
- 5+ years of financial services, banking, insurance, or regulatory experience
- Bachelor's degree
- FINRA Series 7 & 24 at time of application or must obtain within 180 days
- 2+ years' experience with investment programs, portfolio management, financial risk management, and analysis
- 2+ years' experience in project management, implementing regulatory requirements or process enhancements
What to Expect:
- Regular meetings with the Investment Policy Support team
- Focused one-on-one meetings with your manager
- Access to mentorship opportunities
- Networking opportunities, including access to Business Resource Groups
- Access to learning content on Degreed and other informational platforms
MassMutual is an Equal Employment Opportunity employer
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