Advisory Risk Oversight Consultant

1 week ago


Springfield, Massachusetts, United States MassMutual Full time
The Opportunity

We are seeking a highly skilled Advisory Risk Oversight Consultant to join our team at MassMutual. As a key member of our Investment Policy Support team, you will play a critical role in managing investment policies for our firm's investment advisory programs.

Key Responsibilities:

  • Develop and maintain investment policies, guidelines, and operating procedures
  • Monitor and detect violations of investment policies and work with advisors, field management, and product teams to design and implement timely resolutions
  • Partner with lines of business, Compliance, Supervision, and Law to execute operational and regulatory risk initiatives
  • Participate in the implementation of initiatives with greater complexity that benefit the greater Wealth Management organization
  • Draft, review, and implement policies and operational procedures to support the advisory oversight team and lines of business stakeholders

Requirements:

  • 5+ years of financial services, banking, insurance, or regulatory experience
  • Bachelor's degree
  • FINRA Series 7 & 24 at time of application or must obtain within 180 days
  • 2+ years' experience with investment programs, portfolio management, financial risk management, and analysis
  • 2+ years' experience in project management, implementing regulatory requirements or process enhancements

What to Expect:

  • Regular meetings with the Investment Policy Support team
  • Focused one-on-one meetings with your manager
  • Access to mentorship opportunities
  • Networking opportunities, including access to Business Resource Groups
  • Access to learning content on Degreed and other informational platforms

MassMutual is an Equal Employment Opportunity employer



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