Private Placement Representative
4 weeks ago
About The Spaventa Group
The Spaventa Group is a leading investment company based in New York, offering a range of financial services and investment opportunities to individuals and institutions. Our asset management business focuses on alternative assets, including venture capital and real estate, while our advisory business provides traditional financial services such as wealth management, investment management, and insurance planning.
Career Opportunities
We are seeking a highly motivated and experienced professional to join our team as a Private Placement Representative. In this role, you will be responsible for identifying and cultivating relationships with high-net-worth investors, ensuring adherence to all regulatory requirements.
Key Responsibilities
- Source and qualify accredited investors for private placement offerings
- Conduct in-depth due diligence on potential investment opportunities
- Clearly communicate complex financial products and strategies to clients
- Prepare and deliver presentations tailored to investor needs and risk tolerance
- Ensure compliance with all FINRA regulations and state Blue Sky laws
- Maintain meticulous records of all client interactions and transactions
Requirements
- Series 82 (or Series 7) and Series 63 licenses (or equivalent) required
- Proven experience in private placements a strong plus
- In-depth knowledge of Regulation D and other relevant securities regulations
- Excellent communication and interpersonal skills to build strong relationships
- Ability to work independently and manage multiple tasks simultaneously
- Strong analytical and problem-solving skills
What We Offer
As a Private Placement Representative at The Spaventa Group, you will have the opportunity to work with a dynamic team of investment professionals, offering a competitive compensation package, unlimited earnings potential, and access to industry-leading tools and resources. Our commitment to your professional development and success is unwavering, and we provide ongoing training and support to ensure you stay up-to-date with industry trends.
Equal Opportunity Employer
The Spaventa Group is an Equal Opportunity Employer, committed to equal employment opportunity for all applicants and existing employees, and we evaluate qualified applicants without regard to ancestry, age, color, disability, genetic information, gender, gender identity, or gender expression, marital status, medical condition, military or veteran status, national origin, race, religion, sex, sexual orientation, and any other basis protected by federal, state, or local law, ordinance, or regulation.
Job Type
Full-time
Pay
$50,000.00 per year
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