Current jobs related to Compliance Officer - New Brunswick, New Jersey - APluscare

  • Compliance Officer

    4 weeks ago


    East Brunswick, New Jersey, United States APluscare LLC Full time

    Job DescriptionAPluscare LLC is seeking a highly skilled Compliance Officer to join our team. As a Compliance Officer, you will be responsible for instituting proactive systems and methods to ensure quality, risk, and incident management, as well as investigations and plans of correction.Key Responsibilities:Ensure the quality of life of clients served and...

  • Compliance Officer

    1 month ago


    New York, New York, United States One Ten Associates Full time

    We are seeking a highly skilled Compliance Officer to join our team at One Ten Associates in New York. This is a broad generalised compliance role with full exposure across the business.The ideal candidate will have buy-side experience, either working within a hedge fund or regulatory consultancy. Strong control room/code of ethics experience is...

  • Compliance Officer

    1 month ago


    New York, New York, United States Amalgamated Bank of NY Full time

    Job SummaryAmalgamated Bank of NY is seeking a highly skilled Compliance Officer to join our team. The successful candidate will be responsible for ensuring the Bank's loan, deposit products, and services maintain compliance with federal and state regulations, as well as all Bank compliance-related policies and procedures.Key Responsibilities:Monitor and...


  • New Brunswick, New Jersey, United States GeorgiaGov Full time

    Job SummaryThis position is located in Tifton, GA, and is responsible for performing field and office-related duties for agricultural water withdrawal applications and permits, agricultural meter installations, and Water Well Standards Act drill site inspections.Key ResponsibilitiesUtilize maps and GPS tools to locate and identify wells, surface water pumps,...

  • Compliance Officer

    4 weeks ago


    New York, New York, United States Glencore Full time

    Job Title: Compliance Officer - International Compliance SpecialistAbout Us: Glencore is a leading integrated producer and marketer of commodities that industries around the world need.Job Summary: We are seeking a Compliance Officer to implement the corporate compliance program in our relevant offices and operations in the region.Key...

  • Compliance Officer

    4 weeks ago


    New York, New York, United States TD Bank Full time

    Job SummaryWe are seeking a highly skilled Compliance Officer to join our team at TD Bank. As a Compliance Officer, you will be responsible for ensuring that our business practices and operations comply with relevant laws and regulations.Key Responsibilities:Execute the annual Compliance testing and monitoring planLead testing engagements, sometimes...

  • Compliance Officer

    4 weeks ago


    New York, New York, United States Glencore Full time

    Glencore, a leading global commodities producer and marketer, is seeking a highly skilled Compliance Officer to join its team.The ideal candidate will have a strong background in compliance, risk management, and corporate governance, with experience in implementing and maintaining effective compliance programs.Key responsibilities will include adapting...

  • Compliance Officer

    4 weeks ago


    New York, New York, United States Paths Management Services, LLC Full time

    Job OverviewPaths Management Services, LLC is seeking a highly skilled Compliance Analyst to join our team. As a Compliance Analyst, you will play a critical role in ensuring compliance with federal, state, and local regulations, as well as maintaining accurate and up-to-date records.Key Responsibilities:Conduct on-site compliance reviews to ensure protocols...

  • Compliance Officer

    4 weeks ago


    New York, New York, United States West Side Federation for Senior and Supportive Housing Full time

    Job SummaryThe Compliance Specialist will assist in achieving quality compliance with the requirements of the WSFSSH's external funders and regulators, thereby safeguarding WSFSSH's assets and income streams, and meeting WSFSSH's high standards for excellence in this sphere. The Compliance Specialist will interact extensively with both external stakeholders...


  • New York, New York, United States The Rockridge Group Full time

    Job Title: AML Officer Services – Administrator/AssociateClient X is seeking a highly organized and detail-oriented individual to join the AML Officer Services team as an administrator/associate. The successful candidate will provide support to the AML Compliance Officer in the provision of AML Officer Services, ensuring compliance with Client X's...

  • Compliance Officer

    4 weeks ago


    New York, New York, United States Bryten Real Estate Partners Full time

    Job Title: Compliance SpecialistWe are seeking a highly skilled Compliance Specialist to join our team at Bryten Real Estate Partners. As a Compliance Specialist, you will be responsible for monitoring and documenting compliance activities, processing annual recertifications and inspections, and assisting with application verifications and certification...


  • New York, New York, United States Department For The Aging Full time

    The Department for the Aging seeks a highly motivated Senior Manager with broad-based experience in compliance, internal and external audit, financial reporting, and programmatic fiscal processes to serve as Chief Compliance Officer.Reporting to the Chief Financial Officer, with additional accountability to the First Deputy Commissioner on investigative...


  • New York, New York, United States Ares Management Corporation Full time

    Job DescriptionThe Ares Legal & Compliance Department is seeking a highly skilled Compliance professional to join our team as a Senior Compliance Officer. In this role, you will be responsible for creating and implementing the Firm's Registered Investment Adviser program, working closely with the Chief Regulatory Officer to direct the Compliance function...


  • New York, New York, United States Department For The Aging Full time

    The Department For The Aging seeks a highly motivated Senior Manager with broad-based experience in compliance, internal and external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer.The selected candidate for this position will use an independent, structured and disciplined approach to adhere to reporting...


  • New York, New York, United States S&P Global Full time

    About the Role:We are seeking a highly skilled Compliance Officer, Data to join our team at S&P Global. This role will be responsible for providing advice on business-as-usual (BAU) compliance and regulatory matters related to Data & Technology.Key Responsibilities:Provide advice on BAU compliance and regulatory matters related to Data & Technology.Partner...

  • Compliance Officer

    4 weeks ago


    New York, New York, United States Tradeweb Full time

    Job DescriptionTradeweb Compliance is seeking a junior to mid-level compliance officer to support our core compliance functions across our regulated entities globally.This role will involve providing support for ensuring our compliance programs are being followed by our employees and upheld throughout our regulated entities globally.The successful candidate...


  • New York, New York, United States Wellington Management Company, LLP Full time

    About UsWellington Management Company, LLP is a leading investment management firm that offers comprehensive investment solutions to institutional clients worldwide. Our team of experienced professionals is dedicated to providing exceptional service and expertise to our clients. About the RoleWe are seeking a highly skilled Compliance Officer to join our...


  • New York, New York, United States The Rockridge Group Full time

    Job Title: AML Officer Services ManagerCompany X is seeking a highly skilled AML Officer Services Manager to join their team. The successful candidate will be responsible for providing support to client-appointed Anti-Money Laundering Compliance Officers and Money Laundering Reporting Officers.Key Responsibilities:Assist the Head of AML Compliance Officer...


  • New York, New York, United States Optima Partners Holdings LLC Full time

    Job DescriptionOptima Partners Holdings LLC is seeking a highly skilled Senior Compliance Officer to oversee client regulatory compliance matters. The ideal candidate will have a deep understanding of SEC, CFTC, NFA, and FINRA rules, as well as experience with regulatory mock examination audits.Key Responsibilities:Lead or support an entire sales cycle,...

  • Compliance Officer

    4 weeks ago


    New York, New York, United States Cardea Group Full time

    Cardea Group is seeking a skilled Compliance Officer to support the development and implementation of our asset management compliance program. As a key member of our team, you will work closely with our Chief Compliance Officer to ensure our firm remains compliant with all applicable laws and regulations.Key Responsibilities:Support the enhancement of our...

Compliance Officer

1 month ago


New Brunswick, New Jersey, United States APluscare Full time
Job Title:
Compliance Officer - Risk Management Specialist

Reporting Supervisor:
Director of Compliance

Position Summary:
The Compliance Officer - Risk Management Specialist is responsible for implementing proactive systems and methods to minimize risk and ensure compliance with regulations. This includes quality, risk, and incident management, as well as investigations and plans of correction. The overarching responsibility of this position is to eliminate any perils, exposure, and liability that could negatively impact or harm APluscare, employees, or the individuals in their care.

Job Duties:

  • Ensures the quality of life of the clients served and protected by minimizing risk to the entire Agency and surrounding community.


  • Conducts spontaneous and scheduled visits and inspections to ensure compliance with regulations.
  • Creates and revises systems and procedures by analyzing compliance policies and practices.


  • Identifies potential weaknesses and risks in operations, documenting needs for improvement, creating corrective plans, and ensuring correction.
  • Reviews practices on an ongoing basis to ensure prevention of incidents or violations.
  • Audits and corrects employee documentation at the residential or individual/client level.
  • Reviews and updates internal policies; recommends and formulates policies, procedures, and guidelines.


  • Responds to internal and external inquiries related to licensing and compliance issues.
  • Creates and maintains compliance and audit documents.
  • Resolves compliance and risk problems by analyzing regulations and identifying solutions.
  • Facilitates Agency governance filings, licensing, registrations, and corporate records for oversight entities.


  • Assists in the development and implementation of corporate governance policies, guidelines, and templates.
  • Maintains professional and technical knowledge by attending educational workshops; reviewing professional publications; establishing personal networks; participating in professional societies, as applicable.
  • Responsible for compliance activities to include reporting, risk assessments, training, and follow-up reviews of compliance investigations and notifications.
  • Responsible for ensuring that all employees receive all required trainings upon hire and annually thereafter.
  • Responsible for ensuring that additional employee development opportunities are available on an ongoing basis to all staff.
  • Attends Agency and departmental meetings, trainings, and activities.
  • Operates Agency vehicles in accordance with agency standards and policies.
  • Is available for after-hours on-call duties for urgent facility matters.
  • All other duties as requested or assigned by APluscare.

Skills/Qualifications:

  • Bachelor's Degree is required.
  • 3 to 5 years progressive and comprehensive experience or training in internal auditing and regulatory compliance in healthcare.
  • Certified in Healthcare Compliance (CHC) by the Health Care Compliance Association preferred.
  • Must possess thorough knowledge of laws, rules, and regulations pertaining to DDD and provider operations (including Stark, antikickback, and other fraud and abuse laws), and principles, practices, and techniques of compliance management, including program planning and implementation, fiscal/financial analysis, and basic accounting.
  • 1-3 years of experience working in the field with individuals with developmental disabilities.
  • 2+ years of experience in health care administration.
  • Valid Driver's License.
  • Excellent verbal and written communications.
  • Employee must cooperate with the licensee and DHS department staff in any inspection or investigation.
  • Employee must successfully complete and demonstrate proficiency in all areas of required training.
  • All other duties as required or assigned by APluscare.

Physical Demands/Working Conditions:

  • Handles detailed work and highly complex problems, balancing multiple tasks simultaneously.

Physical requirements include:
sitting, standing, lifting up to 50lbs, and computer work for long periods of time

  • The ability to effectively communicate (orally and written) and interact with others, including diverse, inter-disciplinary, cross-functional teams.

  • The ability to read, concentrate, and learn.